沪深成交额14:57破2万亿，午后再融资注册批次更新

[ { "event_id": "stcn-cn-20260904-refinancing-registration-batch", "title": "8 家公司再融资获注册，募资额最高 15.00 亿元", "event_time_utc": "2026-09-04T03:29:00Z", "event_time_quality": "exact", "published_at_utc": "2026-09-04T03:29:00Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": 1, "confidence": 88, "horizon": "weeks", "raw_facts": { "publisher": "证券时报·数据宝", "published_time_beijing": "2026-09-04 11:29", "status": "以下 8 家公司向特定对象发行股票审核状态变更为注册生效，或获中国证监会同意注册批复", "projects": [ { "issuer": "新强联", "stock_code": "300850.SZ", "planned_shares": "不超过 1.24 亿股", "expected_fundraising": "15.00 亿元", "sponsor": "浙商证券股份有限公司" }, { "issuer": "山东矿机", "stock_code": "002526.SZ", "planned_shares": "不超过 1.62 亿股", "expected_fundraising": "3.00 亿元", "sponsor": "联储证券股份有限公司" }, { "issuer": "金富科技", "stock_code": "003018.SZ", "procedure": "简易程序", "planned_shares": "不超过 852.76 万股", "expected_fundraising": "3.00 亿元", "sponsor": "光大证券股份有限公司" }, { "issuer": "盟固利", "stock_code": "301487.SZ", "expected_fundraising": "8.66 亿元", "sponsor": "华泰联合证券有限责任公司", "planned_shares": "原稿未披露" }, { "issuer": "每日互动", "stock_code": "300766.SZ", "planned_shares": "不超过 7843.46 万股", "expected_fundraising": "原稿未披露", "sponsor": "东方证券股份有限公司" }, { "issuer": "雷赛智能", "stock_code": "002979.SZ", "planned_shares": "不超过 9424.23 万股", "expected_fundraising": "11.44 亿元", "sponsor": "中信建投证券股份有限公司" }, { "issuer": "好上好", "stock_code": "001298.SZ", "planned_shares": "不超过 8650.28 万股", "expected_fundraising": "1.56 亿元", "sponsor": "国信证券股份有限公司" }, { "issuer": "冠昊生物", "stock_code": "300238.SZ", "procedure": "简易程序", "planned_shares": "不超过 954.01 万股", "expected_fundraising": "原稿未披露", "sponsor": "万联证券股份有限公司" } ], "source_time_precision": "证券时报详情页显示到分钟；底层交易所状态页未另行提供窗口内精确更新时间" }, "transmission_chain": "再融资注册生效把项目从审核阶段推进到可发行阶段，增加潜在股票供给与承销业务管线；对证券板块是投行活动偏积极信号，但注册生效不等于发行完成，方向记为+1。", "invalidation_conditions": "相关注册批复被撤销、项目终止或发行数量/募集资金经后续公告修订时，按新公告更新或失效。", "source_urls": [ "[https://www.[stcn.com/article/detail/4171804.html](https://www.stcn.com/article/detail/4171804.html)](https://stcn.com/article/detail/4171804.html](https://www.stcn.com/article/detail/4171804.html))", "[https://www.[stcn.com/article/detail/4171802.html](https://www.stcn.com/article/detail/4171802.html)](https://stcn.com/article/detail/4171802.html](https://www.stcn.com/article/detail/4171802.html))", "[https://www.[stcn.com/article/detail/4171796.html](https://www.stcn.com/article/detail/4171796.html)](https://stcn.com/article/detail/4171796.html](https://www.stcn.com/article/detail/4171796.html))", "[https://www.[stcn.com/article/detail/4171799.html](https://www.stcn.com/article/detail/4171799.html)](https://stcn.com/article/detail/4171799.html](https://www.stcn.com/article/detail/4171799.html))", "[https://www.[stcn.com/article/detail/4171805.html](https://www.stcn.com/article/detail/4171805.html)](https://stcn.com/article/detail/4171805.html](https://www.stcn.com/article/detail/4171805.html))", "[https://www.[stcn.com/article/detail/4171803.html](https://www.stcn.com/article/detail/4171803.html)](https://stcn.com/article/detail/4171803.html](https://www.stcn.com/article/detail/4171803.html))", "[https://www.[stcn.com/article/detail/4171800.html](https://www.stcn.com/article/detail/4171800.html)](https://stcn.com/article/detail/4171800.html](https://www.stcn.com/article/detail/4171800.html))", "[https://www.[stcn.com/article/detail/4171798.html](https://www.stcn.com/article/detail/4171798.html)](https://stcn.com/article/detail/4171798.html](https://www.stcn.com/article/detail/4171798.html))" ], "source_tier": "B" }, { "event_id": "stcn-cn-20260904-refinancing-termination-jiangsu-leili", "title": "江苏雷利可转债申请审核状态变更为终止", "event_time_utc": "2026-09-04T03:29:00Z", "event_time_quality": "exact", "published_at_utc": "2026-09-04T03:29:00Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": -1, "confidence": 88, "horizon": "weeks", "raw_facts": { "publisher": "证券时报·数据宝", "published_time_beijing": "2026-09-04 11:29", "issuer": "江苏雷利", "stock_code": "300660.SZ", "instrument": "向不特定对象发行可转换公司债券", "status": "申请审核状态变更为终止（撤回）", "original_expected_fundraising": "12.86 亿元", "original_sponsor": "中信建投证券股份有限公司" }, "transmission_chain": "可转债项目撤回使一项再融资与承销管线退出，减少潜在融资和投行收入机会；单一项目对证券板块的边际影响有限，方向记为-1。", "invalidation_conditions": "公司重新申报、审核状态恢复或后续公告修订终止原因时，按新状态更新。", "source_urls": [ "[https://www.[stcn.com/article/detail/4171810.html](https://www.stcn.com/article/detail/4171810.html)](https://stcn.com/article/detail/4171810.html](https://www.stcn.com/article/detail/4171810.html))" ], "source_tier": "B" }, { "event_id": "cninfo-cn-20260904-301266-control-change-watch", "title": "宇邦新材控制权变更获评级机构关注", "event_time_utc": "2026-09-04T03:44:28Z", "event_time_quality": "exact", "published_at_utc": "2026-09-04T03:44:28Z", "event_type": "regulation", "asset_keys": [ "SECURITIES" ], "direction_score": 0, "confidence": 85, "horizon": "weeks", "raw_facts": { "issuer": "苏州宇邦新型材料股份有限公司", "stock_code": "301266.SZ", "announcement": "中诚信国际关于关注苏州宇邦新型材料股份有限公司筹划控制权变更事项的公告", "document_number": "[2026]255", "related_bond": "宇邦转债", "status": "控股股东及实际控制人正筹划控制权变更，可能导致控股股东、实际控制人发生变更；截至公告出具日尚未披露其他交易细节", "rating_action": "评级机构关注并持续跟踪，非评级下调", "issuer_effect_assessment": "中诚信国际称暂未对公司经营及信用状况产生重大影响", "publisher": "中诚信国际信用评级有限责任公司" }, "transmission_chain": "控制权变更仍处筹划阶段且评级机构仅提示关注，尚无交易条款或评级下调可供定价；对证券板块方向信号不足，记为 0。", "invalidation_conditions": "控制权变更终止、交易方案披露、实际控制人变更完成或评级机构发布新的评级行动时，按后续公告更新。", "source_urls": [ "https://static.cninfo.com.cn/finalpage/2026-09-04/1225547594.PDF" ], "source_tier": "A" }, { "event_id": "hkex-hk-20260904-03413-etf-trading-info", "title": "港交所 03413 ETF 折价 2.2139%", "event_time_utc": "2026-09-04T03:56:00Z", "event_time_quality": "exact", "published_at_utc": "2026-09-04T03:56:00Z", "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": 0, "confidence": 92, "horizon": "days", "raw_facts": { "publisher": "HKEXnews", "published_time_hkt": "2026-09-04 11:56", "statistics_date": "2026-09-03", "etf": "Doo Wealth Selected AI and Automation Active ETF", "ticker": "03413", "nav_per_unit_hkd": "11.729678345594541", "nav_per_creation_unit_usd": "149610", "actual_cash_per_creation_unit_usd": "14445.06", "total_units_outstanding": "700000", "aum_usd": "1047246.63", "premium_discount": "-2.2139%", "units_basis": "当日交易前" }, "transmission_chain": "港股 ETF 常规净值、份额、资产规模与折溢价披露提供跨境证券产品的流动性观察；统计期为 9 月 3 日且规模较小，不直接改变 SSE.512880 方向，记为 0。", "invalidation_conditions": "HKEXnews 后续更正该文件或下一交易日交易信息替换统计期时，按新文件更新。", "source_urls": [ "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0904/2026090400225.xlsx" ], "source_tier": "A" }, { "event_id": "hkex-hk-20260904-03476-etf-trading-info", "title": "港交所 03476 ETF 资产规模及折价更新", "event_time_utc": "2026-09-04T04:01:00Z", "event_time_quality": "exact", "published_at_utc": "2026-09-04T04:01:00Z", "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": 0, "confidence": 92, "horizon": "days", "raw_facts": { "publisher": "HKEXnews", "published_time_hkt": "2026-09-04 12:01", "statistics_date": "2026-09-03", "etf": "HANG SENG JPMORGAN US EQUITY PREMIUM INCOME ACTIVE ETF", "ticker": "03476", "nav_per_unit_hkd": "15.1094", "nav_per_creation_unit_usd": "385360", "actual_cash_per_creation_unit_usd": "2734.68", "total_units_outstanding_hk": "17200000", "total_units_outstanding_fund": "21383716.63", "aum_hk_shares_usd": "33141120.79", "aum_fund_usd": "38817425.78", "premium_discount": "-0.19%", "units_basis": "当日交易前" }, "transmission_chain": "跨境 ETF 的份额、资产规模和折价是证券产品流动性观测值；该文件统计 9 月 3 日且不指向 A 股证券 ETF，方向记为 0。", "invalidation_conditions": "HKEXnews 后续更正该文件或下一交易日交易信息替换统计期时，按新文件更新。", "source_urls": [ "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0904/2026090400235.xlsx" ], "source_tier": "A" }, { "event_id": "hkex-hk-20260904-03041-etf-trading-info", "title": "港交所 03041 ETF 资产规模及折价更新", "event_time_utc": "2026-09-04T04:44:00Z", "event_time_quality": "exact", "published_at_utc": "2026-09-04T04:44:00Z", "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": 0, "confidence": 92, "horizon": "days", "raw_facts": { "publisher": "HKEXnews", "published_time_hkt": "2026-09-04 12:44", "statistics_date": "2026-09-03", "etf": "Global X FTSE China Policy Bank Bond ETF", "ticker": "03041", "nav_per_unit_hkd": "61.0231", "nav_per_creation_unit_rmb": "784330.5", "actual_cash_per_creation_unit": "N/A", "total_units_outstanding_hk": "285000", "total_units_outstanding_fund": "285000", "aum_hk_rmb": "14902281.47", "aum_fund_rmb": "14902281.47", "premium_discount": "-0.5%", "units_basis": "当日交易前" }, "transmission_chain": "港股债券 ETF 的净值、份额、资产规模与折价补充跨境证券流动性状态；统计期为 9 月 3 日，未形成对 SSE.512880 的直接方向信号，记为 0。", "invalidation_conditions": "HKEXnews 后续更正该文件或下一交易日交易信息替换统计期时，按新文件更新。", "source_urls": [ "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0904/2026090400287.xlsx" ], "source_tier": "A" }, { "event_id": "csrc-cn-20260904-ningxia-institutional-regulation", "title": "证监会宁夏局发布第 8 期机构监管通讯", "event_time_utc": "2026-09-04T06:06:16Z", "event_time_quality": "exact", "published_at_utc": "2026-09-04T06:06:16Z", "event_type": "regulation", "asset_keys": [ "SECURITIES" ], "direction_score": 0, "confidence": 80, "horizon": "weeks", "raw_facts": { "publisher": "中国证监会宁夏监管局", "publication": "机构监管通讯 2026 年第 8 期（总第 31 期）", "publication_date": "2026-09-04", "source_label": "中国证监会", "published_time_beijing": "2026-09-04 14:06:16", "attachment": "原页面挂有机构监管通讯 PDF；本事件只采用发布页可核验的刊名、期次、日期和来源字段" }, "transmission_chain": "机构监管通讯是监管信息发布节点，但本轮已核验发布页未给出可直接量化的规则变更或处罚数字；对证券 ETF 方向不作推断，记为 0。", "invalidation_conditions": "发布页更正期次、日期或后续原始附件披露明确规则变更时，按后续事实更新。", "source_urls": [ "https://www.csrc.gov.cn/ningxia/c101455/c7656622/content.shtml", "https://www.csrc.gov.cn/searchList/625e0ed8a45842c28751458bfcacb422?_isAgg=true&_isJson=true&_pageSize=20&_template=index&page=1" ], "source_tier": "A" }, { "event_id": "hkex-hk-20260904-03115-etf-monthly-redemption", "title": "03115 恒指 ETF8 月份额减少 2250000 份", "event_time_utc": "2026-09-04T06:38:00Z", "event_time_quality": "exact", "published_at_utc": "2026-09-04T06:38:00Z", "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": 0, "confidence": 94, "horizon": "weeks", "raw_facts": { "publisher": "HKEXnews", "published_time_hkt": "2026-09-04 14:38", "statistics_period": "2026-08-01 至 2026-08-31", "etf": "iShares Core Hang Seng Index ETF", "ticker": "03115", "other_counters": "83115（人民币）/09115（美元）", "units_outstanding_at_2026_07_31": "27250000", "unit_change_reason": "Repurchase/cancellation", "unit_change_raw": "-2250000", "units_outstanding_at_2026_08_31": "25000000", "date_submitted": "04 September 2026", "status": "New Submission" }, "transmission_chain": "恒指核心 ETF 月报记录因购回/注销减少 2250000 份；该事实只说明港股 ETF 自身的月度份额变化，不能直接外推 A 股证券 ETF 方向，因此记为 0。", "invalidation_conditions": "HKEXnews 更正月报、份额变动原因被修订或后续月报反映相反变化时，按新月报更新。", "source_urls": [ "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0904/2026090400333.pdf" ], "source_tier": "A" }, { "event_id": "market-cn-20260904-turnover-2trillion", "title": "沪深指数口径成交额 14:57 破 2 万亿元", "event_time_utc": "2026-09-04T06:57:00Z", "event_time_quality": "exact", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": 0, "confidence": 96, "horizon": "intraday", "raw_facts": { "statistics_date": "2026-09-04", "calculation_scope": "上证指数 000001 逐分钟成交额 + 深证综指 399106 逐分钟成交额；不含北交所，非交易所单一官方两市全市场口径", "amount_unit": "人民币元", "threshold": "2000000000000 元", "first_reached_beijing": "2026-09-04 14:57 分钟 bar", "cumulative_at_14_56": "1997622655535.46 元", "cumulative_at_14_57": "2011405584600.96 元", "sse_cumulative_at_14_57": "929443233382 元", "szse_cumulative_at_14_57": "1081962351218.96 元", "earlier_milestones": [ { "time_beijing": "13:46", "cumulative": "1504278615908.92 元", "threshold": "1500000000000 元" }, { "time_beijing": "14:36", "cumulative": "1801579082624.45 元", "threshold": "1800000000000 元" } ], "published_at_note": "逐分钟行情接口无独立稿件发布时间，因此 published_at_utc 为 null" }, "transmission_chain": "午后成交额先后突破 1.5 万亿、1.8 万亿和 2 万亿元，但同时段指数下探，量能放大未伴随指数走强；对证券 ETF 是活跃度而非明确方向信号，记为 0。", "invalidation_conditions": "交易所更正分钟成交额、统计范围或收盘状态时，重算首达时点与累计值。", "source_urls": [ "https://yunhq.sse.com.cn:32042/v1/sh1/line/000001?begin=0&end=-1&select=time,price,change,change_pct,volume,amount", "http://www.szse.cn/api/market/ssjjhq/getTimeData?marketId=1&code=399106" ], "source_tier": "A" }, { "event_id": "exchanges-cn-20260904-turnover-close", "title": "沪深指数口径收盘成交额 2030667836093.26 元", "event_time_utc": "2026-09-04T07:00:00Z", "event_time_quality": "exact", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": 0, "confidence": 96, "horizon": "intraday", "raw_facts": { "statistics_date": "2026-09-04", "calculation_scope": "上证指数 000001 逐分钟成交额 + 深证综指 399106 逐分钟成交额；不含北交所，非交易所单一官方两市全市场口径", "amount_unit": "人民币元", "close_cumulative_total": "2030667836093.26 元", "sse_cumulative": "938255187180 元", "szse_cumulative": "1092412648913.26 元", "window_11_00_to_15_00_increment": "921267794940.81 元", "window_increment_sse": "435844125788 元", "window_increment_szse": "485423669152.81 元", "close_auction_bar_amount": { "sse": "8718232545 元", "szse": "10228663554.70 元" }, "cross_check_differences": { "sse_snapshot_minus_line_sum": "4 元", "szse_data_amount_minus_line_sum": "-0.01 元" }, "published_at_note": "官方逐分钟行情接口返回收盘状态但无独立稿件发布时间，因此 published_at_utc 为 null" }, "transmission_chain": "收盘确认指数口径成交额达到 2030667836093.26 元，量能处于两万亿元级别；该记录本身不判定资金流向，方向记为 0。", "invalidation_conditions": "交易所更正分钟成交额、统计范围或收盘状态时，重算收盘累计值与窗口增量。", "source_urls": [ "https://yunhq.sse.com.cn:32042/v1/sh1/line/000001?begin=0&end=-1&select=time,price,change,change_pct,volume,amount", "http://www.szse.cn/api/market/ssjjhq/getTimeData?marketId=1&code=399106" ], "source_tier": "A" }, { "event_id": "sse-cn-20260904-000001-close", "title": "上证指数 15 点收盘 3930.1164 点", "event_time_utc": "2026-09-04T07:00:00Z", "event_time_quality": "exact", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": -1, "confidence": 97, "horizon": "intraday", "raw_facts": { "statistics_date": "2026-09-04", "instrument": "上证指数", "code": "000001", "close_at_15_00": "3930.1164 点", "previous_close": "3942.0879 点", "change_raw": "-11.972 点", "snapshot_change_raw": "-11.9715 点", "calculated_change_percent": "(3930.1164-3942.0879)/3942.0879×100%=-0.3036842481366266%", "intraday_high": "3980.2022 点", "intraday_low": "3915.2213 点", "window_11_00_close": "3962.8086 点", "window_close_change": "-32.6922 点", "window_minute_low": "14:46 bar，3915.798 点", "close_auction_bar": { "amount": "8718232545 元", "volume": "5477600" }, "published_at_note": "逐分钟和快照接口无独立稿件发布时间，因此 published_at_utc 为 null", "change_raw_source": "上交所逐分钟 line 接口的 change 字段原值为-11.972 点", "snapshot_change_source": "上交所 snap 接口的 change 字段原值为-11.9715 点", "difference_note": "两值来自同一官方行情体系的不同接口字段，精度/计算字段不同；收盘点位采用 line 行与快照 last 共同核验，方向传导采用快照 change，两个原值均不合并、不四舍五入", "event_type_mapping": "价格收盘事件在允许枚举中以 turnover_data 承载，同时保留收盘价格、涨跌和成交数据原值" }, "transmission_chain": "上证指数较前收跌 11.9715 点，11:00 至收盘下跌 32.6922 点；指数走弱通常压制证券交易风险偏好，但证券 ETF 最终逆市收涨，方向对 SECURITIES 记为-1。", "invalidation_conditions": "上交所更正收盘点位、前收或分钟数据时，按最新官方值更新。", "source_urls": [ "https://yunhq.sse.com.cn:32042/v1/sh1/line/000001?begin=0&end=-1&select=time,price,change,change_pct,volume,amount" ], "source_tier": "A" }, { "event_id": "szse-cn-20260904-399106-close", "title": "深证综指 15 点收盘 2492.96 点", "event_time_utc": "2026-09-04T07:00:00Z", "event_time_quality": "exact", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": -1, "confidence": 97, "horizon": "intraday", "raw_facts": { "statistics_date": "2026-09-04", "instrument": "深证综指", "code": "399106", "close_at_15_00": "2492.96 点", "previous_close": "2512.87 点", "change_raw": "-19.91 点", "change_percent_raw": "-0.79%", "intraday_open": "2528.48 点", "intraday_high": "2542.96 点", "intraday_low": "2480.12 点", "window_11_00_close": "2526.40 点", "window_close_change": "-33.44 点", "window_minute_low": "14:47 bar，2480.66 点", "close_auction_bar": { "amount": "10228663554.70 元", "volume": "6931430" }, "full_day_data_amount_field": "1092412648913.25 元", "published_at_note": "深交所分时接口无独立稿件发布时间，因此 published_at_utc 为 null", "event_type_mapping": "价格收盘事件在允许枚举中以 turnover_data 承载，同时保留收盘价格、涨跌和成交数据原值" }, "transmission_chain": "深证综指较前收跌 19.91 点，11:00 至收盘下跌 33.44 点，跌幅大于上证指数；深市风险偏好偏弱，对证券 ETF 方向记为-1。", "invalidation_conditions": "深交所更正收盘点位、前收或分钟数据时，按最新官方值更新。", "source_urls": [ "http://www.szse.cn/api/market/ssjjhq/getTimeData?marketId=1&code=399106" ], "source_tier": "A" }, { "event_id": "sse-cn-20260904-512880-close", "title": "证券 ETF15 点收盘 1.1050 元", "event_time_utc": "2026-09-04T07:00:00Z", "event_time_quality": "exact", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": 1, "confidence": 97, "horizon": "intraday", "raw_facts": { "statistics_date": "2026-09-04", "instrument": "证券 ETF", "code": "512880", "close_at_15_00": "1.1050 元", "previous_close": "1.0980 元", "change_raw": "+0.0070 元", "calculated_change_percent": "(+0.0070/1.0980)×100%=+0.6375227686703096539153005464480874%", "last_nonzero_minute_before_close": { "time_beijing": "14:57", "price": "1.1050 元", "volume": "10435700", "amount": "11534287 元" }, "close_auction_bar": { "price": "1.1050 元", "volume": "14965500 份", "amount": "16536878 元" }, "full_day_amount_sum": "2487065471 元", "window_11_00_to_15_00_amount_sum": "1051571323 元", "published_at_note": "上交所逐分钟和快照接口无独立稿件发布时间，因此 published_at_utc 为 null", "event_type_mapping": "价格收盘事件在允许枚举中以 turnover_data 承载，同时保留收盘价格、涨跌和成交数据原值" }, "transmission_chain": "证券 ETF 较前收涨 0.0070 元，而上证指数和深证综指分别收跌；证券板块相对大盘走强，形成对 SECURITIES 的短线相对强势信号，方向记为+1。", "invalidation_conditions": "上交所更正 512880 收盘价、前收或成交额时，按最新官方值更新。", "source_urls": [ "https://yunhq.sse.com.cn:32042/v1/sh1/line/512880?begin=0&end=-1&select=time,price,change,change_pct,volume,amount" ], "source_tier": "A" } ]