2026-09-04 11:00 证券ETF结构化事件流

[ { "event_id": "nyfed-us-20260902-effr-sofr", "title": "纽约联储 9 月 2 日 EFFR 为 3.63%、SOFR 为 3.65%", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 99, "horizon": "days", "raw_facts": { "effective_date": "2026-09-02", "EFFR": "3.63%", "EFFR_volume": "114 十亿美元", "EFFR_percentiles": "P1 3.60；P25 3.62；P75 3.63；P99 3.65", "SOFR": "3.65%", "SOFR_volume": "2,882 十亿美元", "revision_indicator": "API 返回的 revisionIndicator 字段为空；EFFR 和 SOFR 利率字段均有数值", "prior_day": "2026-09-01 EFFR 3.63%、成交量 114 十亿美元；SOFR 3.66%、成交量 2,912 十亿美元", "published_at_basis": "纽约联储 API 返回生效日与利率数据，但没有独立稿件发布时间，因此 published_at_utc 为 null" }, "transmission_chain": [ "EFFR 与 SOFR 分别为 3.63%和 3.65%，SOFR 较 EFFR 高 0.02 个百分点", "银行间与回购融资基准的利差仍是证券融资成本和杠杆交易的观察输入", "单日利率与成交量没有给出 A 股证券 ETF 方向，证券 ETF 方向记为 0" ], "invalidation_conditions": [ "纽约联储以 revisionIndicator 或后续修订更改 2026-09-02 数值", "官方 API 更正成交量、利率或统计日期" ], "source_urls": [ "[https://markets.[newyorkfed.org/api/rates/unsecured/effr/search.json?startDate=2026-09-01&endDate=2026-09-03](https://markets.newyorkfed.org/api/rates/unsecured/effr/search.json?startDate=2026-09-01&endDate=2026-09-03)](https://newyorkfed.org/api/rates/unsecured/effr/search.json?startDate=2026-09-01&endDate=2026-09-03](https://markets.newyorkfed.org/api/rates/unsecured/effr/search.json?startDate=2026-09-01&endDate=2026-09-03))", "[https://markets.[newyorkfed.org/api/rates/secured/sofr/search.json?startDate=2026-09-01&endDate=2026-09-03](https://markets.newyorkfed.org/api/rates/secured/sofr/search.json?startDate=2026-09-01&endDate=2026-09-03)](https://newyorkfed.org/api/rates/secured/sofr/search.json?startDate=2026-09-01&endDate=2026-09-03](https://markets.newyorkfed.org/api/rates/secured/sofr/search.json?startDate=2026-09-01&endDate=2026-09-03))" ], "source_tier": "A" }, { "event_id": "hkex-hk-20260903-main-board-turnover", "title": "港股主板 9 月 3 日成交额 HK$1993.82 亿", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 99, "horizon": "days", "raw_facts": { "statistics_date": "03 SEP 2026", "market_scope": "香港交易所主板及交易股票", "turnover": "HK$199,382,376,348", "share_volume": "267,472,855,432", "number_of_deals": "3,835,341", "S&P_HKEX_LargeCap_Index": "33887.30", "published_at_basis": "官方遗留日行情详情页没有独立稿件发布时间，因此 published_at_utc 为 null" }, "transmission_chain": [ "港交所官方日行情记录 9 月 3 日主板成交额 HK$199,382,376,348、成交股数 267,472,855,432 和成交宗数 3,835,341", "主板成交额与成交笔数提供跨境证券市场交易活跃度的完整交易日观测", "页面没有 A 股证券 ETF 直接资金流或净方向，证券 ETF 方向记为 0" ], "invalidation_conditions": [ "港交所修订 9 月 3 日主板成交额、成交股数或成交宗数", "官方页面调整统计范围或日行情口径" ], "source_urls": [ "https://www.hkex.com.hk/eng/stat/smstat/dayquot/d260903e.htm" ], "source_tier": "A" }, { "event_id": "hkex-hk-20260903-gem-turnover", "title": "港股 GEM9 月 3 日成交额 HK$1.31 亿", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 99, "horizon": "days", "raw_facts": { "statistics_date": "03 SEP 2026", "market_scope": "香港交易所 GEM", "turnover": "HK$131,005,296", "share_volume": "454,831,339", "number_of_deals": "6,200", "S&P_HKEX_GEM_Index_close": "21.24", "published_at_basis": "官方遗留日行情详情页没有独立稿件发布时间，因此 published_at_utc 为 null" }, "transmission_chain": [ "港交所官方 GEM 日行情记录 9 月 3 日成交额 HK$131,005,296、成交股数 454,831,339 和成交宗数 6,200", "GEM 成交数据补充港股完整交易日的市场分层交易活跃度", "该统计不直接证明 A 股证券 ETF 资金方向，证券 ETF 方向记为 0" ], "invalidation_conditions": [ "港交所修订 9 月 3 日 GEM 成交额、成交股数或成交宗数", "官方页面调整 GEM 统计范围或口径" ], "source_urls": [ "https://www.hkex.com.hk/eng/stat/smstat/dayquot/GEM/e_G260903.htm" ], "source_tier": "A" }, { "event_id": "hkex-cn-20260903-stock-connect-turnover", "title": "沪深港通 9 月 3 日北向原始成交字段更新", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 98, "horizon": "days", "raw_facts": { "statistics_date": "2026-09-03", "source_field_unit": "官方 JS 字段未明确显示单位，保留原始数值和字段名", "SSE_Northbound": "Total Turnover 111,874.42；Total Trade Count 5,684,479；ETF Turnover 2,233.97；DQB 999,999,999 为占位值，不采用", "SSE_Southbound": "Total Turnover 49,106.33；Buy Turnover 24,902.41；Sell Turnover 24,203.92；Total Trade Count 1,079,123；ETF Turnover 517.57", "SZSE_Northbound": "Total Turnover 130,868.09；Total Trade Count 6,474,045；ETF Turnover 1,913.00；DQB 999,999,999 为占位值，不采用", "SZSE_Southbound": "Total Turnover 31,196.88；Buy Turnover 16,946.82；Sell Turnover 14,250.06；Total Trade Count 689,980；ETF Turnover 567.23", "published_at_basis": "官方 JS 资源没有独立稿件发布时间，因此 published_at_utc 为 null" }, "transmission_chain": [ "港交所官方沪深港通日统计给出沪股通、深股通及两条南向通道的成交字段和交易笔数", "北向与南向成交结构可作为跨境证券交易活跃度输入，但原始页面未给出可直接相加的统一单位", "未将买卖成交额误写成净流入，证券 ETF 方向记为 0" ], "invalidation_conditions": [ "港交所修订 2026-09-03 沪深港通字段或统计范围", "官方说明补充或改变原始字段单位" ], "source_urls": [ "https://www.hkex.com.hk/eng/csm/DailyStat/data_tab_daily_20260903e.js" ], "source_tier": "A" }, { "event_id": "exchanges-cn-20260903-margin-balance", "title": "沪深两融 9 月 3 日融资余额分别 13427.64 亿和 12762.74 亿", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "margin_balance", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 99, "horizon": "days", "raw_facts": { "statistics_date": "2026-09-03", "SSE": "融资余额 1342763630194 元；融资买入额 77603882394 元；融券余量 3114846112；融券余量金额 18559843637 元；融券卖出量 53014503；融资融券余额 1361323473831 元", "SZSE": "融资买入额 710.12 亿元；融资余额 12762.74 亿元；融券卖出量 0.28 亿股/亿份；融券余量 12.18 亿股/亿份；融券余额 106.18 亿元；融资融券余额 12868.92 亿元", "unit_warning": "沪市 XLS 保留元、股/份/手等原始口径；深市报表保留亿元和亿股/亿份口径，不能直接当作单一统一单位合计", "published_at_basis": "上交所静态 XLS 与深交所官方报表均没有独立稿件发布时间，因此 published_at_utc 为 null" }, "transmission_chain": [ "上交所和深交所官方日报分别更新 9 月 3 日融资余额、融资买入额、融券和融资融券余额", "沪深两融存量与当日买入额提供杠杆资金和证券交易活跃度的基础观测，但本条不以未核验的前一交易日官方对比值推导净偿还", "两所原始单位不同且本条不使用媒体补算的跨所合计，证券 ETF 方向记为 0" ], "invalidation_conditions": [ "上交所或深交所修订 2026-09-03 两融原始字段", "后续官方公告改变统计日期、单位或数据范围" ], "source_urls": [ "https://www.sse.com.cn/market/dealingdata/overview/margin/a/rzrqjygk20260903.xls", "https://www.szse.cn/api/report/ShowReport/data?SHOWTYPE=JSON&CATALOGID=1837_xxpl&txtDate=2026-09-03" ], "source_tier": "A" }, { "event_id": "cboe-us-20260903-nms-share-volume", "title": "美股 NMS9 月 3 日成交股数 157.73 亿股", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 99, "horizon": "days", "raw_facts": { "statistics_date": "2026-09-03（美东）", "coverage": "全美 NMS 股票，含交易所撮合、FINRA/NASD TRF 场外上报；含盘后至 20:00 ET，数据截止 20:00 03/09/2026", "Tape_A": "4,917,458,357 股", "Tape_B": "3,009,049,891 股", "Tape_C": "7,846,473,247 股", "total_volume": "15,772,981,495.6 股", "exchange_matched": "7,605,849,733 股，占 48.22%", "FINRA_TRF": "8,167,131,763 股，占 51.78%", "cross_check": "NYSE 官方 CSV 同日 Tape A/B/C 为 4,917.5/3,009.0/7,846.5 百万股，作为四舍五入后的数量级交叉", "scope_warning": "本条为全美 NMS 股数成交口径，不含全市场美元成交额；未将股数换算为美元成交额", "published_at_basis": "Cboe 摘要页和 NYSE CSV 没有独立稿件发布时间，因此 published_at_utc 为 null", "tape_sum": "4,917,458,357 + 3,009,049,891 + 7,846,473,247 = 15,772,981,495 股（按三个 Tape 字段直接相加）", "reconciliation": "官方摘要 total_volume 字段为 15,772,981,495.6 股，与三个 Tape 字段直接相加相差 0.6 股；NYSE CSV 仅为百万股四舍五入交叉，不视为逐股相等" }, "transmission_chain": [ "Cboe 将 9 月 3 日全美 NMS 股票成交按 Tape A/B/C 及交易所、FINRA/TRF 场外来源拆分", "官方摘要给出的 15,772,981,495.6 股及 51.78%的场外上报占比提供美国证券交易业务量能与交易场所结构输入", "股数不包含价格和美元成交额，不能单独推导 A 股证券 ETF 方向，证券 ETF 方向记为 0" ], "invalidation_conditions": [ "Cboe 或 NYSE 修订 2026-09-03 股数、Tape 拆分或覆盖边界", "官方最终数据改变盘后截止时间或场外上报口径" ], "source_urls": [ "[https://www.[cboe.com/us/equities/market_share/](https://www.cboe.com/us/equities/market_share/)](https://cboe.com/us/equities/market_share/](https://www.cboe.com/us/equities/market_share/))", "[https://www.[nyse.com/publicdocs/nyse/US_Equities_Volumes.csv](https://www.nyse.com/publicdocs/nyse/US_Equities_Volumes.csv)](https://nyse.com/publicdocs/nyse/US_Equities_Volumes.csv](https://www.nyse.com/publicdocs/nyse/US_Equities_Volumes.csv))" ], "source_tier": "A" }, { "event_id": "fed-us-20260903-h41-liquidity", "title": "美联储 9 月 2 日准备金余额 2894531 百万美元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 99, "horizon": "days", "raw_facts": { "release_date": "2026-09-03", "statistics_date": "2026-09-02（周三）", "unit": "百万美元", "reserve_bank_credit": "6,687,445；周均 6,689,880", "securities_held_outright": "6,465,275；周均 6,468,278", "reverse_repurchases": "365,043；周均 357,742；较 8 月 26 日周+2,830", "primary_credit": "5,102；周均 5,282", "reserve_balances": "2,894,531；周均 2,929,285；较 8 月 26 日周均-30,405；同比-287,170", "published_at_basis": "官方发布页显示发布日期但没有独立实际发布时间，不能把例行发布时间当作 published_at_utc", "total_factors_supplying_reserve_funds": "6,786,376" }, "transmission_chain": [ "美联储 H.4.1 更新 9 月 2 日准备金余额 2,894,531 百万美元及周均 2,929,285 百万美元", "周均准备金余额较前周减少 30,405 百万美元，为银行体系流动性边际变化的观察输入", "H.4.1 未直接给出 A 股证券 ETF 资金流，证券 ETF 方向记为 0" ], "invalidation_conditions": [ "美联储后续 H.4.1 修订 9 月 2 日周中或周均字段", "官方更改表格单位、统计口径或周度范围" ], "source_urls": [ "[https://www.[federalreserve.gov/releases/h41/20260903/](https://www.federalreserve.gov/releases/h41/20260903/)](https://federalreserve.gov/releases/h41/20260903/](https://www.federalreserve.gov/releases/h41/20260903/))", "[https://www.[federalreserve.gov/releases/h41/](https://www.federalreserve.gov/releases/h41/)](https://federalreserve.gov/releases/h41/](https://www.federalreserve.gov/releases/h41/))" ], "source_tier": "A" }, { "event_id": "nyfed-us-20260903-repo-operations", "title": "纽约联储 9 月 3 日三笔回购操作结果", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 99, "horizon": "intraday", "raw_facts": { "statistics_date": "2026-09-03（美东）", "operation_1": "RP 090326 25；Repo；closeTime 08:30；totalAmtSubmitted 0；totalAmtAccepted 0；offering rate 3.75", "operation_2": "RP 090326 26；Reverse Repo；closeTime 13:15；participatingCpty 4；acceptedCpty 4；totalAmtSubmitted 702000000；totalAmtAccepted 702000000；offering/award rate 3.50", "operation_3": "RP 090326 27；Repo；closeTime 13:45；totalAmtSubmitted 33000000；totalAmtAccepted 33000000；Treasury/Agency/Mortgage-Backed 各 11000000；offering rate 3.75", "unit_warning": "官方 JSON 字段未在本次返回中明示金额单位，保留字段原值，不擅自换算", "published_at_basis": "API 返回操作结果但没有独立稿件发布时间，lastUpdated 不作为 published_at_utc" }, "transmission_chain": [ "纽约联储官方 API 记录 9 月 3 日一笔零提交零接受的 Repo、一笔 702000000 全额接受的 Reverse Repo 和一笔 33000000 全额接受的 Repo", "三笔操作同时提供隔夜资金工具需求与抵押品分项的原始观测", "金额单位和净额方向未在本条擅自推断，证券 ETF 方向记为 0" ], "invalidation_conditions": [ "纽约联储修订任一 operationId、操作类型、金额、利率或 closeTime", "官方数据说明补充金额单位并改变原始口径" ], "source_urls": [ "[https://markets.[newyorkfed.org/api/rp/results/search.json?startDate=2026-09-03&endDate=2026-09-03](https://markets.newyorkfed.org/api/rp/results/search.json?startDate=2026-09-03&endDate=2026-09-03)](https://newyorkfed.org/api/rp/results/search.json?startDate=2026-09-03&endDate=2026-09-03](https://markets.newyorkfed.org/api/rp/results/search.json?startDate=2026-09-03&endDate=2026-09-03))" ], "source_tier": "A" }, { "event_id": "dol-us-20260829-initial-claims", "title": "美国截至 8 月 29 日当周初请 206000 人", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-03T12:30:00Z", "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 99, "horizon": "days", "raw_facts": { "statistics_week": "截至 2026-08-29", "seasonally_adjusted_initial_claims": "206,000", "prior_week_revised": "204,000；前值 203,000 上修至 204,000", "four_week_average": "207,250", "seasonally_adjusted_continued_claims": "1,779,000（截至 2026-08-22 周）", "unadjusted_initial_claims": "170,626；上年同期 196,712", "insured_unemployment_rate": "1.2%", "published_at_basis": "DOL 官方新闻稿将公开发布时点标为 2026-09-03 08:30 a.m. ET，已转为 UTC", "channel_route": "liquidity_flow（频道允许枚举中的宏观流动性/风险偏好输入路由；原始指标本身不是资金流）" }, "transmission_chain": [ "美国劳工部公布截至 8 月 29 日当周季调初请 206,000 人，较前周修订值增加 2,000 人", "初请温和上升、持续申领 1,779,000 人构成美国劳动力市场边际变化输入", "该数据不直接代表 A 股证券 ETF 资金流，证券 ETF 方向记为 0" ], "invalidation_conditions": [ "美国劳工部后续周报修订初请、持续申领或前周基准", "官方更改季调、统计周或保险失业率口径" ], "source_urls": [ "[https://www.[dol.gov/newsroom/releases/eta/eta20260903](https://www.dol.gov/newsroom/releases/eta/eta20260903)](https://dol.gov/newsroom/releases/eta/eta20260903](https://www.dol.gov/newsroom/releases/eta/eta20260903))" ], "source_tier": "A" }, { "event_id": "bls-us-20260903-productivity-costs", "title": "美国二季度劳动生产率环比增 1.4%", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-03T12:30:00Z", "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 99, "horizon": "weeks", "raw_facts": { "statistics_period": "2026 年第二季度修订值，季调年化", "nonfarm_business_productivity_qoq": "+1.4%", "output_qoq": "+1.7%", "hours_worked_qoq": "+0.3%", "hourly_compensation_qoq": "+2.6%", "real_hourly_compensation_qoq": "-3.3%", "unit_labor_cost_qoq": "+1.2%，初报+1.3%修订为+1.2%", "productivity_yoy": "+2.2%", "unit_labor_cost_four_quarters": "+1.4%", "manufacturing_productivity_qoq": "+2.4%", "manufacturing_unit_labor_cost_qoq": "-0.3%", "published_at_basis": "BLS 官方新闻稿将公开发布时点标为 2026-09-03 08:30 a.m. ET，已转为 UTC", "channel_route": "liquidity_flow（频道允许枚举中的宏观流动性/风险偏好输入路由；原始指标本身不是资金流）" }, "transmission_chain": [ "BLS 修订数据显示二季度非农企业劳动生产率环比增长 1.4%，单位劳动成本增长 1.2%且较初报下修", "生产率和单位成本数据为通胀压力、利率路径与证券估值的宏观输入", "该修订不直接给出 A 股证券 ETF 方向，证券 ETF 方向记为 0" ], "invalidation_conditions": [ "BLS 后续季度或年度修订改变二季度生产率、产出、工时或单位劳动成本", "官方更改季调年化统计口径" ], "source_urls": [ "[https://www.[bls.gov/news.release/prod2.nr0.htm](https://www.bls.gov/news.release/prod2.nr0.htm)](https://bls.gov/news.release/prod2.nr0.htm](https://www.bls.gov/news.release/prod2.nr0.htm))" ], "source_tier": "A" }, { "event_id": "bea-us-20260903-july-trade", "title": "美国 7 月商品服务贸易逆差 886 亿美元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-03T12:30:00Z", "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 99, "horizon": "weeks", "raw_facts": { "statistics_period": "2026 年 7 月，季调、国际收支口径", "goods_and_services_deficit": "$88.6 billion", "prior_month_revised_deficit": "$71.2 billion", "monthly_change": "+$17.4 billion", "exports": "$310.7 billion", "imports": "$399.3 billion", "goods_deficit": "$119.6 billion", "services_surplus": "$31.0 billion", "year_to_date_change": "年初至 7 月逆差较 2025 年同期减少$188.4 billion（29.6%）", "published_at_basis": "BEA 官方页面标明 2026-09-03 8:30 a.m. EDT，已转为 UTC", "channel_route": "liquidity_flow（频道允许枚举中的宏观流动性/风险偏好输入路由；原始指标本身不是资金流）" }, "transmission_chain": [ "BEA 公布 7 月商品与服务贸易逆差为$88.6 billion，较 6 月修订值$71.2 billion 增加$17.4 billion", "出口$310.7 billion 与进口$399.3 billion 的月度变化构成海外增长和利率预期的宏观观察输入，年初至 7 月的同比口径方向相反", "单月贸易数据不直接给出 A 股证券 ETF 资金流，证券 ETF 方向记为 0" ], "invalidation_conditions": [ "BEA 后续发布修订 7 月或 6 月贸易数据", "官方更改季调、国际收支或商品服务分类口径" ], "source_urls": [ "[https://www.[bea.gov/news/2026/us-international-trade-goods-and-services-july-2026](https://www.bea.gov/news/2026/us-international-trade-goods-and-services-july-2026)](https://bea.gov/news/2026/us-international-trade-goods-and-services-july-2026](https://www.bea.gov/news/2026/us-international-trade-goods-and-services-july-2026))" ], "source_tier": "A" }, { "event_id": "fed-us-20260903-h15-rates", "title": "美联储 H.15 有效联邦基金利率为 3.63%", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 99, "horizon": "days", "raw_facts": { "release_date": "2026-09-03", "data_through": "2026-09-02", "release_schedule": "美联储说明 H.15 每个工作日约 4:15pm 发布；该例行时刻不是已核验的实际发布时间", "effective_federal_funds_rate": "3.63", "two_year_treasury_constant_maturity": "4.39", "ten_year_treasury_constant_maturity": "4.79", "thirty_year_treasury_constant_maturity": "5.27", "published_at_basis": "页面只有发布日期和例行发布时刻，没有独立实际发布时间，因此 published_at_utc 为 null" }, "transmission_chain": [ "H.15 列示截至 9 月 2 日有效联邦基金利率 3.63、2 年期 4.39、10 年期 4.79 和 30 年期 5.27", "短端与长端利率构成证券估值、融资成本和风险偏好的基准输入", "单日利率页未给出 A 股证券 ETF 直接方向，证券 ETF 方向记为 0" ], "invalidation_conditions": [ "美联储后续 H.15 修订 9 月 2 日利率或统计日期", "官方更改收益率期限或常数到期口径" ], "source_urls": [ "[https://www.[federalreserve.gov/releases/h15/](https://www.federalreserve.gov/releases/h15/)](https://federalreserve.gov/releases/h15/](https://www.federalreserve.gov/releases/h15/))" ], "source_tier": "A" }, { "event_id": "ndaq-us-20260903-august-volumes", "title": "Nasdaq 自有市场 8 月撮合量 50028 百万股", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-03T20:05:00Z", "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 98, "horizon": "weeks", "raw_facts": { "issuer": "Nasdaq, Inc.（Nasdaq:NDAQ）", "statistics_period": "2026 年 8 月", "us_matched_equity_volume": "50,028 百万股；2026 年 7 月 56,161；2025 年 8 月 49,123", "us_equity_options_volume": "363 百万张合约；2026 年 7 月 402；2025 年 8 月 323", "european_equity_volume": "81.7 十亿美元；2026 年 7 月 88.0；2025 年 8 月 66.8", "european_options_and_futures_volume": "3.8 百万张合约；2026 年 7 月 4.1；2025 年 8 月 3.8", "scope_warning": "Nasdaq 自有市场数据，不等于完整全美或全欧市场总量", "revision_note": "官方数据表注明季度业绩终稿后月度成交量可能更新", "published_at_basis": "Nasdaq 官方新闻稿标注 Published Sep 3, 2026 4:05pm EDT，已转为 UTC", "channel_route": "turnover_data（Nasdaq 自有市场成交数据，不是完整全美市场总量）" }, "transmission_chain": [ "Nasdaq 公布 8 月美国撮合股票成交量 50,028 百万股，低于 7 月但高于 2025 年 8 月", "美国期权量 363 百万张、欧洲股票成交额 81.7 十亿美元，显示其自有市场的衍生品和欧洲业务活跃度结构", "现货环比回落与期权、欧洲股票同比增长并存，证券 ETF 方向记为 0" ], "invalidation_conditions": [ "Nasdaq 后续季度业绩终稿修订 8 月或对比月度数据", "官方撤回或更正新闻稿、IR 数据表或市场范围说明" ], "source_urls": [ "[https://www.[nasdaq.com/press-release/nasdaq-reports-august-2026-volumes-2026-09-03](https://www.nasdaq.com/press-release/nasdaq-reports-august-2026-volumes-2026-09-03)](https://nasdaq.com/press-release/nasdaq-reports-august-2026-volumes-2026-09-03](https://www.nasdaq.com/press-release/nasdaq-reports-august-2026-volumes-2026-09-03))", "[https://ir.[nasdaq.com/financials/volume-statistics](https://ir.nasdaq.com/financials/volume-statistics)](https://nasdaq.com/financials/volume-statistics](https://ir.nasdaq.com/financials/volume-statistics))", "[https://ir.[nasdaq.com/static-files/465d2157-c476-4546-a9f7-8d7ad0c9be77](https://ir.nasdaq.com/static-files/465d2157-c476-4546-a9f7-8d7ad0c9be77)](https://nasdaq.com/static-files/465d2157-c476-4546-a9f7-8d7ad0c9be77](https://ir.nasdaq.com/static-files/465d2157-c476-4546-a9f7-8d7ad0c9be77))" ], "source_tier": "A" }, { "event_id": "cboe-us-20260903-august-volumes", "title": "Cboe 八月指数期权日均 5743 千张", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-03T20:30:00Z", "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 94, "horizon": "weeks", "raw_facts": { "issuer": "Cboe Global Markets, Inc.（NYSE:CBOE）", "statistics_period": "2026 年 8 月", "multi_listed_options_ADV": "14,801 千张合约，同比+3.3%，环比-5.7%", "index_options_ADV": "5,743 千张，同比+17.4%，环比-4.1%", "futures_ADV": "163 千张，同比-25.3%，环比-21.3%", "us_equities_on_exchange_ADV": "1,481 百万股，同比-10.0%，环比-5.6%", "us_equities_off_exchange_ADV": "211 百万股，同比-7.8%，环比+1.8%", "european_equities_ADV": "€11,262 百万，同比+5.2%，环比-19.7%", "global_FX_ADV": "US$55,715 百万，同比+14.1%，环比-8.8%", "cboe_clear_europe_cleared_trades_ADV": "117,787 千笔，同比+19.7%，环比-20.3%", "XSP_monthly_record": "mini-SPX（XSP）期权 8 月月度 ADV 为 241 千张，创月度纪录", "scope_warning": "2026-07-31 完成向 TMX Group 出售 Cboe Australia，报告已移除澳洲权益类指标", "published_at_basis": "官方新闻稿分发全文 JSON-LD 标注 Sep 03, 2026, 16:30 ET，已转为 UTC" }, "transmission_chain": [ "Cboe 八月指数期权 ADV 同比增长 17.4%，XSP 期权月度 ADV 创 241 千张纪录", "指数衍生品、外汇和清算成交同比活跃，为交易所运营商及期权经纪做市链条提供活跃度观察输入", "美股现货成交同比下降 10.0%，混合业务线没有给出 A 股证券 ETF 直接方向，证券 ETF 方向记为 0" ], "invalidation_conditions": [ "Cboe 后续数据表修订 8 月成交量、同比或环比数据", "公司更正 XSP 纪录、澳洲业务剥离或统计口径说明" ], "source_urls": [ "[https://www.[prnewswire.com/news-releases/cboe-global-markets-reports-trading-volume-for-augu-2026-09-03-302869457.html](https://www.prnewswire.com/news-releases/cboe-global-markets-reports-trading-volume-for-augu-2026-09-03-302869457.html)](https://prnewswire.com/news-releases/cboe-global-markets-reports-trading-volume-for-augu-2026-09-03-302869457.html](https://www.prnewswire.com/news-releases/cboe-global-markets-reports-trading-volume-for-augu-2026-09-03-302869457.html))" ], "source_tier": "A" }, { "event_id": "stcn-cn-20260903-600584-refinancing-plan", "title": "长电科技定增拟募资不超 650000 万元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-03T12:05:00Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 99, "horizon": "weeks", "raw_facts": { "issuer": "长电科技", "stock_code": "600584", "statistics_date": "2026-09-03", "fundraising_limit": "不超过 650,000.00 万元", "share_limit": "536,824,371 股", "controlling_shareholder_subscription": "磐石润企拟认购发行募集资金总额的 22.53%", "investor_limit": "包括控股股东在内不超过 35 名特定投资者", "use_of_proceeds": "高性能计算高端先进封装平台扩产、高端电源模组先进封装测试产能升级、晶圆级封装先进工艺平台升级扩能、高密度大容量存储芯片系统级封测、补充流动资金及偿还贷款", "published_at_basis": "证券时报详情页首发时间为 2026-09-03 20:05（北京时间），巨潮预案核验原始数字", "channel_route": "ipo_pipeline（频道允许枚举对 IPO、再融资及并购重组管线的统一路由）" }, "transmission_chain": [ "长电科技披露向特定对象发行 A 股预案，募集资金总额不超过 650,000.00 万元且发行数量上限 536,824,371 股", "预案把先进封装扩产和补流项目纳入再融资承销管线，控股股东 22.53%认购比例提供确定性约束", "预案仍需后续审议、审核、注册和发行，该供给侧事实不等同于 ETF 价格上涨，证券 ETF 方向记为 1" ], "invalidation_conditions": [ "股东会、交易所或中国证监会否决、调减发行规模或改变认购比例", "公司修订募投项目、发行数量或发行对象" ], "source_urls": [ "[https://www.[stcn.com/article/detail/4171700.html](https://www.stcn.com/article/detail/4171700.html)](https://stcn.com/article/detail/4171700.html](https://www.stcn.com/article/detail/4171700.html))", "https://www.cls.cn/detail/2473449", "https://static.cninfo.com.cn/finalpage/2026-09-04/1225547416.PDF" ], "source_tier": "B" }, { "event_id": "stcn-cn-20260903-000973-refinancing-plan", "title": "佛塑科技定增拟募资不超 400000 万元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-03T12:56:00Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 99, "horizon": "weeks", "raw_facts": { "issuer": "佛塑科技", "stock_code": "000973", "statistics_date": "2026-09-03", "fundraising_limit": "不超过 400,000.00 万元（含本数）", "share_limit": "737,471,029 股", "controlling_shareholder_subscription": "广新集团拟认购不低于 4 亿元且不高于 10 亿元", "project_total_investment": "两大隔膜项目合计约 71.58 亿元（韶关约 33.47 亿元、武安约 38.11 亿元）", "use_of_proceeds": "韶关基地年产 40 亿㎡湿法隔膜项目、武安金力新能源年产 40 亿㎡涂覆隔膜项目及补充流动资金", "published_at_basis": "证券时报详情页首发时间为 2026-09-03 20:56（北京时间），巨潮预案核验募资与发行上限", "channel_route": "ipo_pipeline（频道允许枚举对 IPO、再融资及并购重组管线的统一路由）" }, "transmission_chain": [ "佛塑科技披露向特定对象发行 A 股预案，募集资金总额不超过 400,000.00 万元、发行数量上限 737,471,029 股", "两项隔膜项目的募集与投资计划新增再融资、承销和资本开支管线信息", "项目仍需股东会、交易所审核和证监会注册，该供给侧事实不等同于 ETF 价格上涨，证券 ETF 方向记为 1" ], "invalidation_conditions": [ "后续审议、审核或注册环节调减或否决发行方案", "公司修订广新集团认购区间或募投项目金额" ], "source_urls": [ "[https://www.[stcn.com/article/detail/4171559.html](https://www.stcn.com/article/detail/4171559.html)](https://stcn.com/article/detail/4171559.html](https://www.stcn.com/article/detail/4171559.html))", "[https://www.[stcn.com/article/detail/4172163.html](https://www.stcn.com/article/detail/4172163.html)](https://stcn.com/article/detail/4172163.html](https://www.stcn.com/article/detail/4172163.html))", "https://static.cninfo.com.cn/finalpage/2026-09-04/1225547336.PDF" ], "source_tier": "B" }, { "event_id": "stcn-cn-20260903-603162-refinancing-plan", "title": "海通发展定增拟募资不超 200000 万元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-03T10:51:00Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 99, "horizon": "weeks", "raw_facts": { "issuer": "海通发展", "stock_code": "603162", "statistics_date": "2026-09-03", "fundraising_limit": "不超过人民币 200,000 万元", "ship_purchase": "拟购置干散货船舶及多用途重吊船共 16 艘", "project_total_investment": "225,184.14 万元", "related_party_subscription": "大云溟投资、大岚投资等关联方拟认购不低于 2 亿元", "published_at_basis": "证券时报详情页首发时间为 2026-09-03 18:51（北京时间），巨潮预案核验募集资金及项目投资总额", "channel_route": "ipo_pipeline（频道允许枚举对 IPO、再融资及并购重组管线的统一路由）" }, "transmission_chain": [ "海通发展披露向特定对象发行预案，募集资金总额不超过 200,000 万元并拟购置 16 艘船舶", "该预案新增发行、承销和船舶项目融资管线，关联方认购下限为不低于 2 亿元", "方案仍需后续审核、注册及发行实施，该供给侧事实不等同于 ETF 价格上涨，证券 ETF 方向记为 1" ], "invalidation_conditions": [ "后续审核、注册或股东会环节终止或调减发行金额", "船舶购置项目、认购方或发行条款发生变化" ], "source_urls": [ "[https://www.[stcn.com/article/detail/4171349.html](https://www.stcn.com/article/detail/4171349.html)](https://stcn.com/article/detail/4171349.html](https://www.stcn.com/article/detail/4171349.html))", "https://static.cninfo.com.cn/finalpage/2026-09-04/1225547080.PDF" ], "source_tier": "B" }, { "event_id": "stcn-cn-20260904-600844-refinancing-registration", "title": "金煤科技定增注册生效拟募资 4.92 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-03T13:51:00Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 99, "horizon": "weeks", "raw_facts": { "issuer": "金煤科技", "stock_code": "600844", "statistics_date": "2026-09-04", "approval_document": "证监许可[2026]2310 号", "approval_status": "中国证监会同意向特定对象发行股票注册", "share_limit": "不超过 2.64 亿股", "expected_fundraising": "4.92 亿元", "sponsor": "长江证券承销保荐有限公司", "validity": "批复自同意注册之日起 12 个月内有效", "published_at_basis": "证券时报详情页时间为 2026-09-03 21:51（北京时间），巨潮公告核验批复文号与同意注册状态", "channel_route": "ipo_pipeline（频道允许枚举对 IPO、再融资及并购重组管线的统一路由）" }, "transmission_chain": [ "金煤科技收到证监会同意向特定对象发行股票注册的批复，批复文号为证监许可[2026]2310 号", "项目由审核阶段进入注册生效阶段，发行与承销管线的确定性提高", "批复尚不等于发行完成，该供给侧事实不等同于 ETF 价格上涨，证券 ETF 方向记为 1" ], "invalidation_conditions": [ "批复在 12 个月有效期内未实施发行而失效", "公司或监管机构修订批复、发行数量或募集资金安排" ], "source_urls": [ "[https://www.[stcn.com/article/detail/4171801.html](https://www.stcn.com/article/detail/4171801.html)](https://stcn.com/article/detail/4171801.html](https://www.stcn.com/article/detail/4171801.html))", "https://static.cninfo.com.cn/finalpage/2026-09-04/1225547526.PDF" ], "source_tier": "B" }, { "event_id": "stcn-cn-20260904-301098-refinancing-registration", "title": "金埔园林定增注册生效拟募资 1.24 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-04T02:16:00Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 99, "horizon": "weeks", "raw_facts": { "issuer": "金埔园林", "stock_code": "301098", "statistics_date": "2026-09-03", "approval_document": "证监许可〔2026〕2239 号", "approval_status": "中国证监会同意向特定对象发行股票注册", "share_limit": "不超过 1729.97 万股", "expected_fundraising": "1.24 亿元", "sponsor": "长江证券承销保荐有限公司", "validity": "注册批复有效期为 12 个月", "published_at_basis": "证券时报详情页时间为 2026-09-04 10:16（北京时间），巨潮公告核验 2026 年 9 月 3 日收到批复", "channel_route": "ipo_pipeline（频道允许枚举对 IPO、再融资及并购重组管线的统一路由）" }, "transmission_chain": [ "金埔园林收到证监会同意向特定对象发行股票注册的批复，文号为证监许可〔2026〕2239 号", "注册生效确认一项再融资项目进入发行准备阶段，并给出发行上限和预计募资额", "发行仍受 12 个月有效期和后续实施约束，该供给侧事实不等同于 ETF 价格上涨，证券 ETF 方向记为 1" ], "invalidation_conditions": [ "注册批复在有效期内未实施发行而失效", "公司或监管机构修订发行上限、募资额或批复状态" ], "source_urls": [ "[https://www.[stcn.com/article/detail/4171797.html](https://www.stcn.com/article/detail/4171797.html)](https://stcn.com/article/detail/4171797.html](https://www.stcn.com/article/detail/4171797.html))", "https://static.cninfo.com.cn/finalpage/2026-09-03/1225546660.PDF" ], "source_tier": "B" }, { "event_id": "stcn-cn-20260904-688721-refinancing-registration", "title": "龙图光罩定增注册生效拟募资 14.60 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-04T02:05:00Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 99, "horizon": "weeks", "raw_facts": { "issuer": "龙图光罩", "stock_code": "688721", "statistics_date": "2026-09-04", "approval_document": "证监许可〔2026〕2242 号", "approval_status": "中国证监会同意向特定对象发行 A 股股票注册", "share_limit": "不超过 4005.00 万股", "expected_fundraising": "14.60 亿元", "sponsor": "国泰海通证券", "validity": "注册批复有效期为 12 个月", "published_at_basis": "证券时报详情页时间为 2026-09-04 10:05（北京时间），巨潮公告核验批复状态和文号", "channel_route": "ipo_pipeline（频道允许枚举对 IPO、再融资及并购重组管线的统一路由）" }, "transmission_chain": [ "龙图光罩收到证监会同意向特定对象发行 A 股股票注册的批复，文号为证监许可〔2026〕2242 号", "14.60 亿元预计募资额和 4005.00 万股发行上限使注册生效项目的承销规模可量化", "注册生效不等于募集完成，该供给侧事实不等同于 ETF 价格上涨，证券 ETF 方向记为 1" ], "invalidation_conditions": [ "12 个月有效期内未发行导致批复失效", "公司或监管机构修订发行数量、募集资金或注册状态" ], "source_urls": [ "[https://www.[stcn.com/article/detail/4171808.html](https://www.stcn.com/article/detail/4171808.html)](https://stcn.com/article/detail/4171808.html](https://www.stcn.com/article/detail/4171808.html))", "https://static.cninfo.com.cn/finalpage/2026-09-04/1225546635.PDF" ], "source_tier": "B" }, { "event_id": "stcn-cn-20260904-603125-refinancing-registration", "title": "常青科技可转债注册生效拟募资 8 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-04T01:37:00Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 98, "horizon": "weeks", "raw_facts": { "issuer": "常青科技", "stock_code": "603125", "statistics_date": "2026-09-04", "approval_document": "证监许可〔2026〕2312 号", "approval_status": "中国证监会同意向不特定对象发行可转换公司债券注册", "expected_fundraising": "8.00 亿元（证券时报口径；公司公告原文核验注册批复与文号）", "sponsor": "光大证券", "validity": "批复自同意注册之日起 12 个月内有效", "published_at_basis": "证券时报详情页时间为 2026-09-04 09:37（北京时间），巨潮公司公告核验注册批复", "channel_route": "ipo_pipeline（频道允许枚举对 IPO、再融资及并购重组管线的统一路由）" }, "transmission_chain": [ "常青科技收到证监会同意向不特定对象发行可转债注册的批复，文号为证监许可〔2026〕2312 号", "可转债注册生效增加一项明确的证券发行和承销管线，预计募资额按证券时报原始口径保留", "公司公告未单独核验预计募资额，故金额标注来源边界，该供给侧事实不等同于 ETF 价格上涨，证券 ETF 方向记为 1" ], "invalidation_conditions": [ "公司公告或监管机构修订注册文号、预计募资额或发行安排", "12 个月有效期内未完成发行导致批复失效" ], "source_urls": [ "[https://www.[stcn.com/article/detail/4171813.html](https://www.stcn.com/article/detail/4171813.html)](https://stcn.com/article/detail/4171813.html](https://www.stcn.com/article/detail/4171813.html))", "https://static.cninfo.com.cn/finalpage/2026-09-04/1225547548.PDF" ], "source_tier": "B" }, { "event_id": "cls-cn-20260903-guoketianxun-ipo-guidance", "title": "国科天迅在北京证监局办理 IPO 辅导备案", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-04T01:04:31Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 96, "horizon": "weeks", "raw_facts": { "issuer": "北京国科天迅科技股份有限公司", "statistics_date": "2026-09-03", "guidance_status": "在北京证监局办理首次公开发行股票并上市辅导备案登记", "guidance_sponsor": "国信证券", "controller_direct_holding": "9.59%", "controller_indirect_control": "12.60%", "controller_total_control": "22.19%", "published_at_basis": "财联社详情页时间为 2026-09-04 09:04:31（北京时间），报道引用证监会网站披露", "channel_route": "ipo_pipeline（频道允许枚举对 IPO、再融资及并购重组管线的统一路由）" }, "transmission_chain": [ "国科天迅完成 IPO 辅导备案登记并披露辅导券商国信证券", "备案登记使一个拟上市项目进入辅导阶段，增加 IPO 承销与发行准备管线信息", "备案不代表已经受理或注册，该供给侧事实不等同于 ETF 价格上涨，证券 ETF 方向记为 1" ], "invalidation_conditions": [ "证监会或北京证监局更正辅导备案主体、日期或券商", "项目终止辅导、撤回申报或后续状态未推进" ], "source_urls": [ "https://www.cls.cn/detail/2473847", "[https://www.[stcn.com/article/detail/4171986.html](https://www.stcn.com/article/detail/4171986.html)](https://stcn.com/article/detail/4171986.html](https://www.stcn.com/article/detail/4171986.html))" ], "source_tier": "B" }, { "event_id": "stcn-cn-20260903-ipo-pace-statistics", "title": "证券时报统计：截至 9 月 3 日 IPO 募资 2064.43 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-03T08:14:00Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 92, "horizon": "weeks", "raw_facts": { "statistics_date": "截至 2026-09-03，以发行日为基准", "annual_ipo_count": "114 家", "annual_fundraising": "2064.43 亿元", "average_per_company": "18.11 亿元", "board_breakdown": "沪主板 10 只/128.56 亿元；深主板 9 只/471.02 亿元；创业板 18 只/210.87 亿元；科创板 19 只/1054.55 亿元；北交所 58 只/199.43 亿元", "largest_fundraising": "长鑫科技 666.07 亿元；华润新能源 245.00 亿元", "published_at_basis": "证券时报数据宝详情页时间为 2026-09-03 16:14（北京时间），统计稿未以交易所全量逐条复核", "source_scope": "证券时报数据宝自营统计，非交易所单一官方全量表；统计口径为以发行日为基准" }, "transmission_chain": [ "证券时报数据宝按发行日统计，截至 9 月 3 日年内 114 家公司首发募资 2064.43 亿元，发行家数超过 2025 年全年", "IPO 发行家数和募资规模是承销、经纪和资本市场发行活动的数量化管线指标", "统计为证券时报数据宝自营汇总且不是单一交易所原始表，证券 ETF 方向记为 1" ], "invalidation_conditions": [ "证券时报后续统计修订截至 9 月 3 日的家数、募资额或板块分项", "统计口径从发行日改为上市日或交易所发布新的全量统计" ], "source_urls": [ "[https://www.[stcn.com/article/detail/4170914.html](https://www.stcn.com/article/detail/4170914.html)](https://stcn.com/article/detail/4170914.html](https://www.stcn.com/article/detail/4170914.html))" ], "source_tier": "B" }, { "event_id": "cninfo-cn-20260904-002998-control-change", "title": "优彩资源筹划控制权变更并停牌不超 2 日", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-03T12:38:57Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 99, "horizon": "days", "raw_facts": { "issuer": "优彩资源", "stock_code": "002998", "statistics_date": "2026-09-04", "control_change_status": "实际控制人戴泽新、王雪萍、戴梦茜筹划公司控制权变更", "trading_suspension": "公司股票及优彩转债自 2026-09-04 开市起停牌", "expected_suspension": "不超过 2 个交易日", "agreement_status": "相关协议尚未签署，存在终止风险", "published_at_basis": "财联社详情页时间为 2026-09-03 20:38:57（北京时间），巨潮停牌公告核验停牌安排", "channel_route": "ipo_pipeline（频道允许枚举对 IPO、再融资及并购重组管线的统一路由；本条是控制权变更筹划，不是 IPO 发行）" }, "transmission_chain": [ "优彩资源公告筹划控制权变更并在 9 月 4 日开市起停牌，预计停牌不超过 2 个交易日", "控制权交易尚未签署协议，短期增加资本市场事件和停牌状态信息，但交易结果尚未确定", "在不把未签署协议解释成已完成并购、且没有直接 ETF 价格反应证据的前提下，证券 ETF 方向记为 0" ], "invalidation_conditions": [ "谈判终止、协议未签署或后续公告确认交易方案未实施", "公司修订受让方、协议条款、停牌时间或控制权状态" ], "source_urls": [ "https://www.cls.cn/detail/2473507", "[https://www.[stcn.com/article/detail/4171524.html](https://www.stcn.com/article/detail/4171524.html)](https://stcn.com/article/detail/4171524.html](https://www.stcn.com/article/detail/4171524.html))", "https://static.cninfo.com.cn/finalpage/2026-09-04/1225547328.PDF" ], "source_tier": "B" }, { "event_id": "pbc-cn-20260904-omo-7d-zero", "title": "央行公告确认 9 月 4 日 7 天逆回购为零", "event_time_utc": "2026-09-04T01:20:30Z", "event_time_quality": "exact", "published_at_utc": "2026-09-04T01:20:30Z", "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 100, "horizon": "intraday", "raw_facts": { "announcement": "公开市场业务交易公告〔2026〕第 173 号", "operation_date": "2026-09-04", "seven_day_reverse_repo_volume": "0 亿元", "tender_volume": "0 亿元", "accepted_volume": "0 亿元", "continuity": "第 171 号（9 月 2 日）和第 172 号（9 月 3 日）同为 7 天期逆回购操作量为零；第 170 号（9 月 1 日）为 50 亿元", "excluded_fact": "未采用 200 亿元到期和本周净回笼 14115 亿元，因为本轮未取得央行到期明细原文", "published_at_basis": "人民银行详情页正文时间为 2026-09-04 09:20:30（北京时间），已转为 UTC", "event_time_basis": "本事件定义为人民银行公开市场业务公告发布事件；公告正文时间为 09:20:30，因此 event_time_utc 记录公告时刻，不冒充操作执行时刻" }, "transmission_chain": [ "人民银行公告确认 9 月 4 日 7 天期逆回购操作量、投标量和中标量均为 0 亿元", "公告发布事件确认本时点没有由 7 天期逆回购提供的新增流动性", "公告未披露到期量，本条不推导净回笼金额，证券 ETF 方向记为 0" ], "invalidation_conditions": [ "人民银行修订第 173 号公告或操作量、投标量、中标量", "后续公告明确更正 9 月 4 日公开市场操作事实" ], "source_urls": [ "https://www.pbc.gov.cn/zhengcehuobisi/125207/125213/125431/125475/2026090408480534617/index.html", "https://www.pbc.gov.cn/zhengcehuobisi/125207/125213/125431/125475/index.html" ], "source_tier": "A" } ]