2026-08-20 11:00 证券ETF结构化事件流

[ { "event_id": "nyfed-us-20260818-sofr", "title": "SOFR 降至 3.65%成交量 3010 十亿美元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-19T12:00:00Z", "event_type": "liquidity_flow", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 96, "horizon": "days", "raw_facts": "纽约联储 API 发布的 2026-08-18 生效值：SOFR=3.65%，成交量=3,010 十亿美元；前一生效日 2026-08-17 为 3.66%、3,068 十亿美元。利率环比-1bp，成交量环比-58 十亿美元（-1.89%）。统计日与发布日分离，发布批次为 2026-08-19。", "transmission_chain": "SOFR 下降 1bp 且担保隔夜融资成交量仍为 3,010 十亿美元→短期融资成本边际回落、资金市场仍有较大成交基础→证券交易与融资环境短线偏宽松→证券 ETF 流动性信号偏正。", "invalidation_conditions": "若纽约联储修订 2026-08-18 percentRate、volumeInBillions、effectiveDate 或前值，须按原始修订值更新；不得把生效日误写为发布日。", "source_urls": ["[https://markets.[newyorkfed.org/api/rates/secured/sofr/search.json?startDate=2026-08-17&endDate=2026-08-20](https://markets.newyorkfed.org/api/rates/secured/sofr/search.json?startDate=2026-08-17&endDate=2026-08-20)](https://newyorkfed.org/api/rates/secured/sofr/search.json?startDate=2026-08-17&endDate=2026-08-20](https://markets.newyorkfed.org/api/rates/secured/sofr/search.json?startDate=2026-08-17&endDate=2026-08-20))"], "source_tier": "A" }, { "event_id": "fed-us-20260819-h15-rates", "title": "美联储 H.15 发布 10 年期利率 4.71%", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-19T20:15:00Z", "event_type": "liquidity_flow", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 0}, "confidence": 95, "horizon": "days", "raw_facts": "美联储 H.15 页面发布日为 2026-08-19，表内最新统计日为 2026-08-18。联邦基金有效利率 3.63%持平；10 年期 TCM=4.71%，前日 4.72%，-1bp；30 年期 TCM=5.28%，前日 5.31%，-3bp；20 年期 TCM=5.28%，前日 5.30%，-2bp；2 年期 TCM=4.19%持平；3 个月 TCM=3.86%，前日 3.87%，-1bp；最优惠利率 6.75%，一级信贷贴现窗 3.75%。页面声明工作日 16:15 ET 发布。", "transmission_chain": "长端美国国债利率日度回落而联邦基金有效利率持平→美元利率曲线的边际压力减轻、货币市场政策锚未变→全球风险偏好获得有限支撑但方向不单一→证券 ETF 信号中性。", "invalidation_conditions": "若美联储修订 H.15 的统计日、利率、前值或发布日，须按详情页原数更新；发布时点按页面工作日 16:15 ET 惯例记录，若详情页补充其他时点则以详情页为准。", "source_urls": ["[https://www.[federalreserve.gov/releases/h15/](https://www.federalreserve.gov/releases/h15/)](https://federalreserve.gov/releases/h15/](https://www.federalreserve.gov/releases/h15/))", "[https://www.[federalreserve.gov/releases/h15/current/default.htm](https://www.federalreserve.gov/releases/h15/current/default.htm)](https://federalreserve.gov/releases/h15/current/default.htm](https://www.federalreserve.gov/releases/h15/current/default.htm))"], "source_tier": "A" }, { "event_id": "cn-liquidity-20260819-margin-balance", "title": "沪深两融余额 26593.01 亿元周度降 0.2052%", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-19T23:40:01Z", "event_type": "margin_balance", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": -1}, "confidence": 99, "horizon": "days", "raw_facts": "2026-08-19 沪深两融余额合计 2,659,300,765,166 元（26,593.00765166 亿元）。上交所融资余额 1,353,655,859,899 元、融券余额 16,815,905,267 元；深交所两融合计 12,888.29 亿元。对 2026-08-12 周度变化-0.2052%，对 2026-08-14 变化-0.2326%，对 2026-08-18 日度变化-1.1250%；周度变化未超过 3%。上交所融资买入 1,151.96 亿元、融资偿还 1,288.07 亿元，融资净偿还 136.11 亿元。", "transmission_chain": "两融余额日度下降且沪市出现 136.11 亿元融资净偿还→杠杆资金风险敞口边际收缩→证券经纪与融资融券业务量短线承压→证券 ETF 信号偏负；周度未超过 3%阈值，不触发异常放大。", "invalidation_conditions": "若沪深交易所修订 2026-08-19 两融余额、前值、融资买卖额或单位，须按修订原数重算；上交所为元级口径，深交所报表为亿元两位精度，不得擅自混合精度。", "source_urls": ["https://query.sse.com.cn/commonSoaQuery.do?sqlId=RZRQ_HZ_INFO&TRADE_DATE=2026-08-19", "https://www.sse.com.cn/market/dealingdata/overview/margin/a/rzrqjygk20260819.xls", "https://www.szse.cn/api/report/ShowReport/data?SHOWTYPE=JSON&CATALOGID=1837_xxpl&txtDate=2026-08-19", "https://www.szse.cn/api/report/ShowReport/data?SHOWTYPE=JSON&CATALOGID=1837_xxpl&txtDate=2026-08-12", "https://www.szse.cn/api/report/ShowReport/data?SHOWTYPE=JSON&CATALOGID=1837_xxpl&txtDate=2026-08-18"], "source_tier": "A" }, { "event_id": "cn-liquidity-20260820-pboc-omo", "title": "央行 7 天期逆回购零投放", "event_time_utc": "2026-08-20T01:20:30Z", "event_time_quality": "exact", "published_at_utc": "2026-08-20T01:20:30Z", "event_type": "liquidity_flow", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 0}, "confidence": 99, "horizon": "intraday", "raw_facts": "中国人民银行 2026 年 8 月 20 日第 161 号公告正文时间为北京时间 09:20:30：7 天期逆回购投标量 0 亿元、中标量 0 亿元。按 7 天期同期限口径，当日净投放=0 亿元；2026-08-19 第 160 号公告的 7 天期逆回购同为 0 亿元，并开展 3274 亿元隔夜逆回购。隔夜到期导致的净回笼金额未在本条中当作已核验事实。", "transmission_chain": "7 天期逆回购连续零投放→央行未通过该期限新增中期流动性→短线资金面方向取决于隔夜操作与到期量→本条对证券 ETF 方向评分保持中性。", "invalidation_conditions": "若央行修订第 161 号操作量、公告时间或同期限前值，须按修订值更新；3274 亿元隔夜逆回购是否到期及其净影响须以央行后续明确口径替换，不能由期限自行推断。", "source_urls": ["https://www.pbc.gov.cn/zhengcehuobisi/125207/125213/125431/125475/2026082008530953900/index.html", "https://www.pbc.gov.cn/zhengcehuobisi/125207/125213/125431/125475/2026081908571038907/index.html", "https://www.pbc.gov.cn/zhengcehuobisi/125207/125213/125431/125475/2026081308553983010/index.html"], "source_tier": "A" }, { "event_id": "cn-liquidity-20260820-turnover-cnmarket-1059", "title": "沪深成交额 10:59 累计 12336.83 亿元", "event_time_utc": "2026-08-20T02:59:00Z", "event_time_quality": "exact", "published_at_utc": "2026-08-20T03:04:03Z", "event_type": "turnover_data", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 99, "horizon": "intraday", "raw_facts": "2026-08-20 09:30 至 10:59 共 90 个分钟 bar，沪市 000001 逐分钟 amount 与深市 399106 逐分钟 amount 使用 Decimal 按原数精确求和，沪深合计 1,233,683,314,878.37 元（12,336.8331487837 亿元）。沪市 607,990,027,675 元，深市 625,693,287,203.37 元。首次跨越 5000 亿元在 09:45（5101.76 亿元）、8000 亿元在 10:04（8001.20 亿元）、10000 亿元在 10:23（10058.90 亿元）；10:59 累计占 8 月 19 日沪深股票全日成交 20689.99 亿元的 59.63%，前值为非同期间口径。", "transmission_chain": "沪深成交额在 10:59 已达到前一交易日全日成交额的 59.63%，并连续跨过 5000 亿、8000 亿和 1 万亿元阈值→A 股交易活跃度保持高位→券商经纪与交易相关业务量获得支撑→证券 ETF 日内信号偏正。", "invalidation_conditions": "若上交所或深交所修订分时 amount、分钟标签、单位或 8 月 19 日前值，须按原始分钟数据重算；只使用不晚于 10:59 的 90 个 bar，不得把 11:00 以后数据回填本窗口。", "source_urls": ["http://yunhq.sse.com.cn:32041/v1/sh1/line/000001?select=time,price,change,change_pct,volume,amount&begin=0&end=300", "http://www.szse.cn/api/market/ssjjhq/getTimeData?marketId=1&code=399106", "https://query.sse.com.cn/commonQuery.do?sqlId=COMMON_SSE_SJ_GPSJ_CJGK_MRGK_C&TRADE_DATE=2026-08-19", "https://www.szse.cn/api/report/ShowReport/data?SHOWTYPE=JSON&CATALOGID=scsj_gprdgk_after&TABKEY=tab1&txtQueryDate=2026-08-19"], "source_tier": "A" }, { "event_id": "cn-liquidity-20260820-turnover-sse-1059", "title": "沪市成交额 10:59 累计 6079.90 亿元", "event_time_utc": "2026-08-20T02:59:00Z", "event_time_quality": "exact", "published_at_utc": "2026-08-20T03:04:03Z", "event_type": "turnover_data", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 0}, "confidence": 99, "horizon": "intraday", "raw_facts": "2026-08-20 沪市 000001 逐分钟 amount 截至 10:59 精确求和为 607,990,027,675 元；上证指数 10:59 为 3906.2896 点，较前收 3894.4224 点上涨 11.867 点、+0.3047%。沪市成交额首次跨越 3000 亿元 09:51、4000 亿元 10:06、5000 亿元 10:25；10:59 累计占 8 月 19 日沪市股票全日成交 7753.13 亿元的 78.42%。", "transmission_chain": "沪市上午成交额快速达到前一交易日全日的 78.42%，指数同步上涨 0.3047%→沪市交易活跃度与价格表现均偏强→证券经纪业务量获得支撑；本分项只作沪深合计的原始账本，方向评分保持 0。", "invalidation_conditions": "若上交所修订 000001 分时 amount、指数点位、前收或阈值分钟，须按原数更新；本条不能单独代表证券 ETF 板块方向。", "source_urls": ["http://yunhq.sse.com.cn:32041/v1/sh1/line/000001?select=time,price,change,change_pct,volume,amount&begin=0&end=300", "http://yunhq.sse.com.cn:32041/v1/sh1/snap/000001?select=no,name,last,change,change_pct,amount,volume", "https://query.sse.com.cn/commonQuery.do?sqlId=COMMON_SSE_SJ_GPSJ_CJGK_MRGK_C&TRADE_DATE=2026-08-19"], "source_tier": "A" }, { "event_id": "cn-liquidity-20260820-turnover-szse-1059", "title": "深市成交额 10:59 累计 6256.93 亿元", "event_time_utc": "2026-08-20T02:59:00Z", "event_time_quality": "exact", "published_at_utc": "2026-08-20T03:04:20Z", "event_type": "turnover_data", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 0}, "confidence": 99, "horizon": "intraday", "raw_facts": "2026-08-20 深证综指 399106 逐分钟 amount 截至 10:59 使用 Decimal 精确求和为 625,693,287,203.37 元；深证综指 10:59 为 2536.13 点，较前收 2507.25 点上涨 28.88 点、+1.15%。深市成交额首次跨越 4000 亿元 10:03、5000 亿元 10:22、6000 亿元 10:51；10:59 累计占 8 月 19 日深市股票全日成交 12936.86 亿元的 48.37%。", "transmission_chain": "深市上午成交额保持高位且深证综指上涨 1.15%→深市交易活跃度和价格表现偏强→券商经纪业务量获得支撑；本分项只作沪深合计的原始账本，方向评分保持 0。", "invalidation_conditions": "若深交所修订 399106 分时 amount、指数点位、前收或阈值分钟，须按原数更新；399106 为深证综指口径，不得替换成 399001 后重复计算。", "source_urls": ["http://www.szse.cn/api/market/ssjjhq/getTimeData?marketId=1&code=399106", "https://www.szse.cn/api/report/ShowReport/data?SHOWTYPE=JSON&CATALOGID=scsj_gprdgk_after&TABKEY=tab1&txtQueryDate=2026-08-19"], "source_tier": "A" }, { "event_id": "cn-liquidity-20260820-etf-512880-1059", "title": "证券 ETF10:59 成交额 7.3711 亿元", "event_time_utc": "2026-08-20T02:59:00Z", "event_time_quality": "exact", "published_at_utc": "2026-08-20T03:04:03Z", "event_type": "turnover_data", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": -1}, "confidence": 99, "horizon": "intraday", "raw_facts": "SSE.512880 证券 ETF 2026-08-20 09:30 至 10:59 逐分钟 amount 精确求和为 737,113,799 元（7.37113799 亿元）；10:14 首次超过 5 亿元，10:45 首次超过 7 亿元，10:59 未达到 10 亿元。10:59 价格 1.058 元，较前收 1.0620 元下跌 0.004 元、-0.3766%。8 月 19 日全日成交额未取得，前值留空。", "transmission_chain": "证券 ETF 上午成交额达到 7.3711 亿元但价格较前收下跌 0.3766%→标的交易活跃度尚可而价格方向偏弱→证券 ETF 短线信号偏负。", "invalidation_conditions": "若上交所修订 512880 分时 amount、价格、前收、单位或 10:59 分钟标签，须按原始分钟数据重算；不得把 11:00 以后快照金额当作本窗口累计。", "source_urls": ["http://yunhq.sse.com.cn:32041/v1/sh1/line/512880?select=time,price,change,change_pct,volume,amount&begin=0&end=300", "http://yunhq.sse.com.cn:32041/v1/sh1/snap/512880?select=no,name,last,change,change_pct,amount,volume"], "source_tier": "A" }, { "event_id": "sec-etf-hk-20260819-hkex-turnover", "title": "港交所主板成交 253174985368 港元", "event_time_utc": "2026-08-19T08:00:00Z", "event_time_quality": "exact", "published_at_utc": "2026-08-19T12:00:04Z", "event_type": "turnover_data", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 0}, "confidence": 99, "horizon": "intraday", "raw_facts": "港交所主板证券 2026-08-19 全日成交额 253,174,985,368 港元，前值 2026-08-18 为 255,540,862,521 港元，环比-0.93%；成交股数 284,863,500,540 股，前值 285,343,061,826 股、-0.17%；成交笔数 4,419,882 笔，前值 4,231,571 笔、+4.45%。该日行情文件为主板证券口径，不含 GEM。", "transmission_chain": "港交所主板成交额较前日基本持平、成交笔数增加 4.45%→港股交易量能保持高位→港交所及在港券商经纪和结算业务量稳定→证券板块信号中性。", "invalidation_conditions": "若港交所修订 2026-08-19 成交额、股数、笔数或单位，须按修订原数更新；该文件不含 GEM，不得冒充港股全市场合计。", "source_urls": ["https://www.hkex.com.hk/eng/stat/smstat/dayquot/d260819e.htm"], "source_tier": "A" }, { "event_id": "sec-etf-hk-20260819-stockconnect-northbound", "title": "沪深港通北向成交 334076.28 百万元", "event_time_utc": "2026-08-19T08:00:00Z", "event_time_quality": "exact", "published_at_utc": "2026-08-19T09:27:54Z", "event_type": "liquidity_flow", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 99, "horizon": "intraday", "raw_facts": "港交所沪深港通 2026-08-19 北向股票成交 328,465.07 人民币百万元（上交所 155,162.66+深交所 173,302.41），ETF 成交 5,611.21 人民币百万元（上交所 2,912.44+深交所 2,698.77），股票+ETF 合计 334,076.28 人民币百万元；买卖笔数合计 14,749,946。前值 8 月 18 日北向股票成交 307,639.97 人民币百万元、+6.77%，ETF 成交 6,077.44 人民币百万元、-7.67%。DQB=999999999 为占位值，不采用。", "transmission_chain": "北向股票成交环比增加 6.77%至 3284.6507 亿元人民币→跨境资金参与 A 股的交易活跃度上升→跨境经纪与结算业务量增加→证券板块信号偏正。", "invalidation_conditions": "若港交所修订沪深港通日度文件的成交、笔数或单位，须按修订值更新；北向数据是成交额而非净买入，DQB 占位值不得当作额度余额。", "source_urls": ["https://www.hkex.com.hk/eng/csm/DailyStat/data_tab_daily_20260819e.js"], "source_tier": "A" }, { "event_id": "sec-etf-hk-20260819-derivatives-fno", "title": "港交所衍生品成交 1440707 张增 17.7%", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-19T17:30:28Z", "event_type": "turnover_data", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 99, "horizon": "intraday", "raw_facts": "港交所 2026-08-19 期货成交 531,825、未平仓 786,857；期权成交 908,882、未平仓 21,850,288；期货+期权合计成交 1,440,707、未平仓 22,637,145。前值 8 月 18 日合计成交 1,223,891、未平仓 22,265,362，合计成交量环比+17.7%；HSI 期货结算价 25,459、成交 25,396、未平仓 85,295。统计包含收市后交易时段。", "transmission_chain": "港交所衍生品合计成交量环比增加 17.7%，期权成交量增加 22.5%→衍生品交易活跃度显著上升→港交所及券商衍生品经纪、做市业务量放大→证券板块信号偏正。", "invalidation_conditions": "若港交所修订 2026-08-19 衍生品成交量、未平仓或 HSI 期货原数，须按修订值更新；期货、期权合计量与品种量保持各自 Contract Volume/Open Interest 口径。", "source_urls": ["https://www.hkex.com.hk/eng/stat/dmstat/marksum/DailyStatistics_FnO.json", "https://www.hkex.com.hk/eng/stat/dmstat/marksum/DailyStatistics_F1_HSI_290.json"], "source_tier": "A" }, { "event_id": "cls-cn-20260819-xyzq-h1-earnings", "title": "兴业证券半年报净利 21.29 亿元增 60.08%", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-19T09:24:41Z", "event_type": "brokerage_earnings", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 2}, "confidence": 94, "horizon": "weeks", "raw_facts": "财联社 2026-08-19 17:24:41 发布：兴业证券 2026 年半年度营业收入 67.3 亿元，同比+24.54%；归属于上市公司股东的净利润 21.29 亿元，同比+60.08%；第二季度归母净利润 13.44 亿元，第一季度为 7.86 亿元；拟每 10 股派 0.5 元。", "transmission_chain": "券商半年报营收和归母净利润同比增长，且二季度归母净利润高于一季度→经纪、投行、自营或资管综合经营结果改善→证券行业盈利预期获得支撑→证券 ETF 数周信号偏正。", "invalidation_conditions": "若公司正式半年报或财联社修订营业收入、净利润、季度拆分或分红方案，须按正式披露原数更新；该事件不是月度经营数据。", "source_urls": ["https://www.cls.cn/detail/2458409"], "source_tier": "B" }, { "event_id": "stcn-cn-20260819-ebscn-h1-earnings", "title": "光大证券半年报净利 22.29 亿元增 32.45%", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-19T11:52:33Z", "event_type": "brokerage_earnings", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 2}, "confidence": 93, "horizon": "weeks", "raw_facts": "证券时报 2026-08-19 19:52:33 发布：光大证券 2026 年上半年营业收入 60.56 亿元，同比+18.17%；归属于上市公司股东的净利润 22.29 亿元，同比+32.45%；基本每股收益 0.44 元；拟每 10 股派 1.70 元（含税），合计派现 7.84 亿元。", "transmission_chain": "券商半年报收入和归母净利润保持同比增长并披露现金分红→证券公司经营盈利和股东回报预期获得支撑→行业估值与业务信号偏正→证券 ETF 数周信号偏正。", "invalidation_conditions": "若公司正式半年报或证券时报修订收入、净利润、每股收益或分红金额，须按修订原数更新；该事件不是月度经营数据。", "source_urls": ["[https://www.[stcn.com/article/detail/4087855.html](https://www.stcn.com/article/detail/4087855.html)](https://stcn.com/article/detail/4087855.html](https://www.stcn.com/article/detail/4087855.html))"], "source_tier": "B" }, { "event_id": "stcn-bse-20260819-listing-stats", "title": "双英集团上市官方募资 4.23 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-19T08:15:34Z", "event_type": "ipo_pipeline", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 99, "horizon": "weeks", "raw_facts": "北交所官方公众号 2026-08-19 16:15:34 发布：双英集团（920059.BJ）当日上市，公开发行 3,802.16 万股，发行后总股本 1.52 亿股，发行价 11.13 元/股，新股募集资金总额 4.23 亿元；2025 年营收 37.43 亿元、净利 1.51 亿元。该官方口径修正并补充上一期财联社「募资约 5 亿元」的同一上市事实。", "transmission_chain": "北交所上市事件由媒体约数升级为官方发行股数、发行价和募资额→IPO 承销与上市项目形成可核验新增业务量→在费率和成本不变时投行业务收入预期获得支撑→证券 ETF 数周信号偏正。", "invalidation_conditions": "若北交所或发行人修订发行股数、发行价、募资额、总股本或上市日期，沿用本 event_id 按官方修订值更新；不得与上一期同一上市事实重复计分。", "source_urls": ["[http://mp.[weixin.qq.com/s?__biz=Mzg3OTY3NzQ5OQ==&mid=2247495945&idx=1&sn=1c25d82ab2044d9963f5b25ae5d36604](http://mp.weixin.qq.com/s?__biz=Mzg3OTY3NzQ5OQ==&mid=2247495945&idx=1&sn=1c25d82ab2044d9963f5b25ae5d36604)](https://weixin.qq.com/s?__biz=Mzg3OTY3NzQ5OQ==&mid=2247495945&idx=1&sn=1c25d82ab2044d9963f5b25ae5d36604](http://mp.weixin.qq.com/s?__biz=Mzg3OTY3NzQ5OQ==&mid=2247495945&idx=1&sn=1c25d82ab2044d9963f5b25ae5d36604))"], "source_tier": "A" }, { "event_id": "cls-sse-20260819-unitree-listing", "title": "宇树科技官方发行募资 609932.2247 万元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-19T08:41:52Z", "event_type": "ipo_pipeline", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 99, "horizon": "weeks", "raw_facts": "上交所官方公众号 2026-08-19 16:41:52 发布：宇树科技（688836.SH）当日上市，公开发行 4,044.6434 万股，发行价 150.80 元/股，新股募集资金总额 609,932.2247 万元，发行后总股本 40,446.4340 万股。上一期已输出发行价，本条新增官方发行股数、募资总额和发行后总股本。", "transmission_chain": "科创板大型 IPO 上市并补充官方发行规模和募资总额→承销、上市及交易相关业务量形成新增确认→证券公司资本市场业务预期获得支撑→证券 ETF 数周信号偏正。", "invalidation_conditions": "若上交所、发行人或官方公众号修订发行股数、发行价、募资总额、总股本或上市日期，沿用本 event_id 更新；不得把本次官方补充数字另拆为新事件。", "source_urls": ["[http://mp.[weixin.qq.com/s?__biz=MjM5NzAzMDI0Mg==&mid=2649979283&idx=1&sn=362c8690eca7cb96f237bf3be7ff52b6](http://mp.weixin.qq.com/s?__biz=MjM5NzAzMDI0Mg==&mid=2649979283&idx=1&sn=362c8690eca7cb96f237bf3be7ff52b6)](https://weixin.qq.com/s?__biz=MjM5NzAzMDI0Mg==&mid=2649979283&idx=1&sn=362c8690eca7cb96f237bf3be7ff52b6](http://mp.weixin.qq.com/s?__biz=MjM5NzAzMDI0Mg==&mid=2649979283&idx=1&sn=362c8690eca7cb96f237bf3be7ff52b6))"], "source_tier": "A" }, { "event_id": "szse-cn-20260820-gelin-subscription", "title": "格林生物今日申购价 26.33 元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-19T09:08:18Z", "event_type": "ipo_pipeline", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 95, "horizon": "weeks", "raw_facts": "深交所官方公众号 2026-08-19 17:08:18 披露格林生物 2026-08-20 发行新股；证券时报 2026-08-20 07:39 补充：发行总数约 3333 万股，网上发行约 700 万股，发行市盈率 19.80 倍，申购代码 301688，申购价格 26.33 元，单一账户申购上限 0.7 万股。", "transmission_chain": "创业板新股进入网上申购并形成发行价、发行量和市盈率数据→IPO 承销和发行服务进入执行阶段→证券公司投行业务量获得新增确认→证券 ETF 数周信号偏正。", "invalidation_conditions": "若深交所、发行人或证券时报修订申购日、发行量、网上发行量、发行价、市盈率或申购上限，须按修订原数更新；未披露募资额不自行替换为估算值。", "source_urls": ["[http://mp.[weixin.qq.com/s?__biz=MjM5MDA1Njg0Ng==&mid=2650419709&idx=1&sn=8404703e3e83e2fe71da7fe9dfb88f5e](http://mp.weixin.qq.com/s?__biz=MjM5MDA1Njg0Ng==&mid=2650419709&idx=1&sn=8404703e3e83e2fe71da7fe9dfb88f5e)](https://weixin.qq.com/s?__biz=MjM5MDA1Njg0Ng==&mid=2650419709&idx=1&sn=8404703e3e83e2fe71da7fe9dfb88f5e](http://mp.weixin.qq.com/s?__biz=MjM5MDA1Njg0Ng==&mid=2650419709&idx=1&sn=8404703e3e83e2fe71da7fe9dfb88f5e))", "[https://www.[stcn.com/article/detail/4089886.html](https://www.stcn.com/article/detail/4089886.html)](https://stcn.com/article/detail/4089886.html](https://www.stcn.com/article/detail/4089886.html))"], "source_tier": "A" }, { "event_id": "stcn-cn-20260820-lvkong-listing", "title": "绿控传动创业板上市募资 5.81 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-20T01:59:00Z", "event_type": "ipo_pipeline", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 95, "horizon": "weeks", "raw_facts": "证券时报 2026-08-20 09:59 和 10:13 两篇详情页合并核验：绿控传动（301655）当日登陆创业板，公开发行 6,834.1235 万股，发行价 8.50 元/股，首发募资 5.81 亿元，网上发行 1,913.55 万股，发行市盈率 27.56 倍；10:13 稿另报开盘 40.00 元、涨 370.59%，该盘面数字仅作佐证。", "transmission_chain": "创业板 IPO 完成挂牌并形成首发募资 5.81 亿元→承销和上市服务由管线转入交易阶段→证券公司资本市场业务量获得确认→证券 ETF 数周信号偏正。", "invalidation_conditions": "若发行人、交易所或证券时报修订发行股数、发行价、募资额、市盈率或上市日期，须按修订原数更新；开盘涨幅不作为独立事件。", "source_urls": ["[https://www.[stcn.com/article/detail/4090105.html](https://www.stcn.com/article/detail/4090105.html)](https://stcn.com/article/detail/4090105.html](https://www.stcn.com/article/detail/4090105.html))", "[https://www.[stcn.com/article/detail/4090167.html](https://www.stcn.com/article/detail/4090167.html)](https://stcn.com/article/detail/4090167.html](https://www.stcn.com/article/detail/4090167.html))"], "source_tier": "B" }, { "event_id": "stcn-cn-20260820-kuiruisu-register-submit", "title": "钶锐锶 IPO 提交注册拟募资 7.19 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-20T01:40:00Z", "event_type": "ipo_pipeline", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 94, "horizon": "weeks", "raw_facts": "证券时报 2026-08-20 09:40 详情页披露：钶锐锶科创板 IPO 于 8 月 19 日提交注册，上交所上市委于 8 月 17 日审议通过；拟发行 1,712.86 万股，拟募集资金 7.19 亿元，保荐机构国泰海通。", "transmission_chain": "科创板 IPO 从上市委通过进入提交注册阶段→发行审核管线继续推进→保荐与承销业务存在后续执行空间→证券 ETF 数周信号偏正。", "invalidation_conditions": "若证监会、上交所、发行人或证券时报修订提交注册日期、发行股数、募资额或保荐机构，须按修订原数更新。", "source_urls": ["[https://www.[stcn.com/article/detail/4090109.html](https://www.stcn.com/article/detail/4090109.html)](https://stcn.com/article/detail/4090109.html](https://www.stcn.com/article/detail/4090109.html))"], "source_tier": "B" }, { "event_id": "stcn-cn-20260819-ipo-pace-stats", "title": "年内 103 只新股累计募资 1811.54 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-19T08:15:00Z", "event_type": "ipo_pipeline", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 91, "horizon": "weeks", "raw_facts": "证券时报·数据宝 2026-08-19 16:15 发布：截至 8 月 19 日，以发行日为基准，年内已有 103 家公司首发募资，累计 1,811.54 亿元，单家平均 17.59 亿元；超 10 亿元 30 家、超百亿元 2 家、5-10 亿元 27 家、5 亿元以下 46 家。分板块为沪主板 8 只/101.55 亿元、深主板 9 只/471.02 亿元、创业板 15 只/166.07 亿元、科创板 17 只/888.45 亿元、北交所 54 只/184.45 亿元。", "transmission_chain": "年内 IPO 数量和累计募资额持续形成可核验供给→发行、承销、上市和交易服务业务池扩大→证券公司资本市场业务量获得支撑→证券 ETF 数周信号偏正。", "invalidation_conditions": "若数据宝修订 103 家公司、1,811.54 亿元、板块分项或统计口径，须按修订原数更新；累计募资与单日新股募资不得重复相加。", "source_urls": ["[https://www.[stcn.com/article/detail/4086188.html](https://www.stcn.com/article/detail/4086188.html)](https://stcn.com/article/detail/4086188.html](https://www.stcn.com/article/detail/4086188.html))"], "source_tier": "B" }, { "event_id": "sse-cn-20260819-litong-placement-plan", "title": "利通电子定增拟募资不超 50 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-19T12:04:06Z", "event_type": "ipo_pipeline", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 96, "horizon": "weeks", "raw_facts": "上交所公告查询记录 ADDDATE 为 2026-08-19 20:04:06，财联社 20:05:48 详情页核验：利通电子（603629）披露向特定对象发行 A 股预案，拟定增募资不超过 50 亿元，其中 40 亿元用于智算中心建设项目、10 亿元补充流动资金；证券时报转述拟发行不超过 1.10 亿股。", "transmission_chain": "大额定增预案披露并明确智算中心和补流用途→投行承销与再融资项目进入后续审核阶段→证券公司投行业务储备增加→证券 ETF 数周信号偏正。", "invalidation_conditions": "若上交所、公司或媒体修订募资上限、募投用途、发行股数或披露日期，须按修订值更新；同一预案的多来源只保留本 event_id。", "source_urls": ["https://query.sse.com.cn/security/stock/queryCompanyBulletin.do", "https://www.cls.cn/detail/2458617", "[https://www.[stcn.com/article/detail/4088353.html](https://www.stcn.com/article/detail/4088353.html)](https://stcn.com/article/detail/4088353.html](https://www.stcn.com/article/detail/4088353.html))"], "source_tier": "A" }, { "event_id": "sse-cn-20260819-jiangsusopu-placement-accept", "title": "江苏索普定增拟募资 16 亿元获受理", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-19T14:50:22Z", "event_type": "ipo_pipeline", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 96, "horizon": "weeks", "raw_facts": "上交所公告 ADDDATE 为 2026-08-19 22:50:22，证券时报 2026-08-20 09:36 补充：江苏索普（600746）8 月 19 日收到上交所受理通知，拟发行不超过 3.50 亿股、拟募集资金 16.00 亿元，保荐机构中金公司。", "transmission_chain": "再融资申请从提交进入交易所受理阶段→审核和保荐承销工作继续推进→证券公司投行业务储备增加→证券 ETF 数周信号偏正。", "invalidation_conditions": "若上交所、公司或证券时报修订受理状态、发行股数、募资额、保荐机构或公告日期，须按修订原数更新。", "source_urls": ["http://static.cninfo.com.cn/finalpage/2026-08-20/1225484041.PDF", "[https://www.[stcn.com/article/detail/4089863.html](https://www.stcn.com/article/detail/4089863.html)](https://stcn.com/article/detail/4089863.html](https://www.stcn.com/article/detail/4089863.html))"], "source_tier": "A" }, { "event_id": "cls-cn-20260819-minxin-placement-ma", "title": "敏芯定增拟募资 2.12 亿收购 54%股权", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-19T13:00:56Z", "event_type": "ipo_pipeline", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 94, "horizon": "weeks", "raw_facts": "财联社 2026-08-19 21:00:56 发布：敏芯股份（688286）拟通过股权转让及增资取得浦丹光电 54%股权，交易总额 1.77 亿元，其中受让 2,486.50 万股支付 8,288.45 万元、增资 3,039.90 万股支付 9,423.69 万元；证券时报补充定增预案拟募资 2.12 亿元，用于现金收购浦丹光电 54%股权及补流。", "transmission_chain": "定增预案与现金收购标的股权合并披露→再融资和并购重组业务同时形成项目储备→保荐、承销和并购顾问业务存在增量空间→证券 ETF 数周信号偏正。", "invalidation_conditions": "若公司、交易所或媒体修订交易总额、募资额、股数、股权比例或交易状态，须按修订值更新；收购与定增募投属于同一事实，不得拆分重复计分。", "source_urls": ["https://www.cls.cn/detail/2458686", "[https://www.[stcn.com/article/detail/4089805.html](https://www.stcn.com/article/detail/4089805.html)](https://stcn.com/article/detail/4089805.html](https://www.stcn.com/article/detail/4089805.html))"], "source_tier": "B" }, { "event_id": "cls-cn-20260819-lianchuang-placement-terminate", "title": "联创电子终止定增原拟募资 16.3 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-19T13:43:22Z", "event_type": "ipo_pipeline", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": -1}, "confidence": 97, "horizon": "weeks", "raw_facts": "财联社 2026-08-19 21:43:22 发布：联创电子（002036）终止 2025 年度向特定对象发行股票，原因是股份转让协议生效条件未全部成就并与江西国资创投协商终止。深交所公告披露原方案拟以 8.62 元/股发行不超过 189,095,127 股，拟募资不超过 1,629,999,994.74 元。", "transmission_chain": "原拟募资不超过 16.3 亿元的再融资项目终止→该项目对应的审核、承销和发行工作量消失→证券公司投行业务储备减少→证券 ETF 数周信号偏负。", "invalidation_conditions": "若公司或深交所修订终止原因、发行股数、发行价、募资上限或终止状态，须按修订原数更新；深交所 PDF 日期占位，窗口判定以财联社详情页实际发布时间为准。", "source_urls": ["https://www.cls.cn/detail/2458722", "https://disc.static.szse.cn/download/disc/disk03/finalpage/2026-08-20/3e6183a2-e288-4178-a1f6-3b701dd7d5f4.PDF"], "source_tier": "B" }, { "event_id": "cls-cn-20260819-hunan-gold-ma-adjust", "title": "湖南黄金重组配套募资调至不超 10.5 亿", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-19T12:23:23Z", "event_type": "ipo_pipeline", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": -1}, "confidence": 96, "horizon": "weeks", "raw_facts": "财联社 2026-08-19 20:23:23 发布，深交所公告并由证券时报交叉核验：湖南黄金（002155）拟调整重大资产重组方案配套募集资金规模，由不超过 10 亿元调增至不超过 10.5 亿元；标的包括黄金天岳 100%股权及中南黄金冶炼相关资产；股票自 2026-08-20 开市起停牌，预计不超过 5 个交易日。", "transmission_chain": "重大资产重组配套募资上限调整并触发停牌→交易方案仍处于重新论证与监管推进阶段，短期执行不确定性上升→并购顾问和承销业务存在但项目节奏受扰→证券 ETF 数周信号偏负。", "invalidation_conditions": "若公司、深交所或证券时报修订募资上限、标的资产、停牌期限或方案状态，须按修订原数更新；深交所 PDF 日期占位，窗口判定以财联社详情页发布时间为准。", "source_urls": ["https://www.cls.cn/detail/2458636", "https://disc.static.szse.cn/download/disc/disk03/finalpage/2026-08-20/416c011a-3fc3-4907-9bed-51bfd7aae662.PDF", "[https://www.[stcn.com/article/detail/4088376.html](https://www.stcn.com/article/detail/4088376.html)](https://stcn.com/article/detail/4088376.html](https://www.stcn.com/article/detail/4088376.html))"], "source_tier": "B" }, { "event_id": "szse-cn-20260820-tcl-ma-registered", "title": "TCL 科技发行股份购买资产获注册批复", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-19T23:58:08Z", "event_type": "ipo_pipeline", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 98, "horizon": "weeks", "raw_facts": "深交所公告 2026-08-20 07:58:08 发布：TCL 科技（000100）8 月 19 日收到证监会同意发行股份购买资产注册的批复（证监许可〔2026〕2116 号），拟向广东恒健发行 636,418,725 股、向科学城（广州）发行 318,209,362 股、向广州城发星光发行 190,925,617 股，购买广州华星光电半导体显示技术有限公司 45.00%股权，合计发行约 11.46 亿股。", "transmission_chain": "发行股份购买资产获得证监会注册批复→重大并购重组从审核阶段进入后续实施阶段→证券公司并购顾问与发行承销业务获得项目推进确认→证券 ETF 数周信号偏正。", "invalidation_conditions": "若证监会、深交所或公司修订批复文号、发行股数、交易标的、股权比例或注册状态，须按修订原数更新；合计发行股数保留三项原始加数，不用四舍五入替代。", "source_urls": ["https://disc.static.szse.cn/download/disc/disk03/finalpage/2026-08-20/e4af75de-78e6-49a9-ac42-75241db6a284.PDF"], "source_tier": "A" }, { "event_id": "szse-cn-20260820-chuangyitong-placement-accept", "title": "创益通定增获受理拟募资 6.00 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-19T23:54:09Z", "event_type": "ipo_pipeline", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 98, "horizon": "weeks", "raw_facts": "深交所 2026-08-20 07:54:09 发布公告：创益通（300991）2026 年度向特定对象发行股票申请获深交所受理，深证上审〔2026〕254 号通知；证券时报补充本次预计募集资金 6.00 亿元，保荐机构为国信证券。事件受理日为 2026-08-19。", "transmission_chain": "再融资申请获得深交所受理并明确预计募资 6.00 亿元→审核、保荐和承销工作进入可追踪阶段→证券公司投行业务储备增加→证券 ETF 数周信号偏正。", "invalidation_conditions": "若深交所、公司或证券时报修订受理状态、募集资金、保荐机构或事件日期，须按修订原数更新；不得把后续审核结果提前写入本事件。", "source_urls": ["https://disc.static.szse.cn/download/disc/disk03/finalpage/2026-08-20/418fe022-bd30-4849-a381-2a241ea26cbd.PDF", "[https://www.[stcn.com/article/detail/4089867.html](https://www.stcn.com/article/detail/4089867.html)](https://stcn.com/article/detail/4089867.html](https://www.stcn.com/article/detail/4089867.html))"], "source_tier": "A" }, { "event_id": "szse-cn-20260820-hekang-placement-accept", "title": "合康新能定增获受理拟募资不超 165158.16 万元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-19T23:58:08Z", "event_type": "ipo_pipeline", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 98, "horizon": "weeks", "raw_facts": "深交所 2026-08-20 07:58:08 发布公告：合康新能（300048）2026 年度向特定对象发行 A 股股票申请获深交所受理，并同步披露募集说明书（申报稿）与中信证券保荐文件；募集说明书载明本次拟募集资金总额（含发行费用）不超过 165,158.16 万元。事件受理日为 2026-08-19。", "transmission_chain": "再融资申请获得深交所受理并明确拟募资不超过 165,158.16 万元→审核、保荐和承销工作进入可追踪阶段→证券公司投行业务储备增加→证券 ETF 数周信号偏正。", "invalidation_conditions": "若深交所、公司或募集说明书修订受理状态、募集资金、保荐机构或事件日期，须按修订原数更新；募集资金保留含发行费用的原始口径。", "source_urls": ["https://disc.static.szse.cn/download/disc/disk03/finalpage/2026-08-20/7c072682-7e3b-4477-9461-db2ef15a3b1b.PDF", "https://disc.static.szse.cn/download/disc/disk03/finalpage/2026-08-20/a84520ae-15d7-4494-a558-4d6c5b4a8f09.PDF"], "source_tier": "A" }, { "event_id": "stcn-cn-20260820-guanhao-placement-accept", "title": "冠昊生物定增获受理拟募资 0.98 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-20T02:04:00Z", "event_type": "ipo_pipeline", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 93, "horizon": "weeks", "raw_facts": "证券时报 2026-08-20 10:04 发布：冠昊生物（300238）向特定对象发行股票申请于 2026-08-19 获深交所受理，拟发行不超过 954.01 万股，拟募集资金 0.98 亿元，保荐机构为万联证券。", "transmission_chain": "再融资申请获得深交所受理并明确发行数量、募资额和保荐机构→审核与承销项目继续推进→证券公司投行业务储备增加→证券 ETF 数周信号偏正。", "invalidation_conditions": "若公司、深交所或证券时报修订受理状态、发行股数、募集资金、保荐机构或事件日期，须按修订原数更新。", "source_urls": ["[https://www.[stcn.com/article/detail/4089865.html](https://www.stcn.com/article/detail/4089865.html)](https://stcn.com/article/detail/4089865.html](https://www.stcn.com/article/detail/4089865.html))"], "source_tier": "B" }, { "event_id": "stcn-cn-20260820-meihu-placement-accept", "title": "美湖股份定增获受理拟募资 9.80 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-20T01:36:00Z", "event_type": "ipo_pipeline", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 93, "horizon": "weeks", "raw_facts": "证券时报 2026-08-20 09:36 发布：美湖股份（603319）非公开发行股票申请于 2026-08-19 获上交所受理，拟发行不超过 1.02 亿股，拟募集资金 9.80 亿元，保荐机构为国金证券。", "transmission_chain": "再融资申请获得上交所受理并明确发行数量、募资额和保荐机构→审核与承销项目继续推进→证券公司投行业务储备增加→证券 ETF 数周信号偏正。", "invalidation_conditions": "若公司、上交所或证券时报修订受理状态、发行股数、募集资金、保荐机构或事件日期，须按修订原数更新。", "source_urls": ["[https://www.[stcn.com/article/detail/4089866.html](https://www.stcn.com/article/detail/4089866.html)](https://stcn.com/article/detail/4089866.html](https://www.stcn.com/article/detail/4089866.html))"], "source_tier": "B" }, { "event_id": "stcn-cn-20260820-huizhiwei-placement-accept", "title": "慧智微-U 定增获受理拟募资 2.74 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-08-20T01:40:00Z", "event_type": "ipo_pipeline", "asset_keys": ["SECURITIES"], "direction_score": {"SECURITIES": 1}, "confidence": 93, "horizon": "weeks", "raw_facts": "证券时报 2026-08-20 09:40 发布：慧智微-U（688512）向特定对象发行股票申请于 2026-08-19 获上交所受理，拟发行不超过 2,048.59 万股，拟募集资金 2.74 亿元，保荐机构为华泰联合。", "transmission_chain": "再融资申请获得上交所受理并明确发行数量、募资额和保荐机构→审核与承销项目继续推进→证券公司投行业务储备增加→证券 ETF 数周信号偏正。", "invalidation_conditions": "若公司、上交所或证券时报修订受理状态、发行股数、募集资金、保荐机构或事件日期，须按修订原数更新。", "source_urls": ["[https://www.[stcn.com/article/detail/4086862.html](https://www.stcn.com/article/detail/4086862.html)](https://stcn.com/article/detail/4086862.html](https://www.stcn.com/article/detail/4086862.html))"], "source_tier": "B" } ]