2026年9月10日11:00证券ETF增量：报1.0880元，早盘首破5000亿元

[ { "event_id": "szse-cn-20260909-four-refi-passed", "title": "金马游乐等 4 单向特定对象发行获深交所审核通过", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-09T11:00:28Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 90, "horizon": "weeks", "raw_facts": { "notification_date": "2026-09-09", "issuers": [ { "code": "300756", "name": "广东金马游乐股份有限公司", "announcement_id": "2026-061", "disclosure_time_cst": "2026-09-09 19:00:28" }, { "code": "300852", "name": "四会富仕电子科技股份有限公司", "announcement_id": "2026-073", "disclosure_time_cst": "2026-09-10 00:00:00 占位（早间披露）" }, { "code": "300890", "name": "上海市翔丰华科技股份有限公司", "announcement_id": "2026-63", "disclosure_time_cst": "2026-09-10 00:00:00 占位（早间披露）" }, { "code": "300478", "name": "杭州高新材料科技股份有限公司", "announcement_id": "2026-071", "disclosure_time_cst": "2026-09-10 00:00:00 占位（早间披露）" } ], "regulatory_agency": "深圳证券交易所上市审核中心", "document_name": "审核中心意见告知函", "audit_conclusion": "深交所发行上市审核机构对向特定对象发行股票申请文件审核，认为符合发行条件、上市条件和信息披露要求", "subsequent_procedure": "后续深交所将按规定报中国证监会履行相关注册程序，尚需中国证监会同意注册" }, "transmission_chain": [ "深交所同日出具 4 家创业板公司定增审核意见告知函，审核阶段通过进入报证监会注册环节", "权益再融资项目推进增加券商投行业务项目储备，同时形成二级市场潜在权益融资供给", "两项影响方向相反相互对冲，对证券 ETF 方向分数记为中性" ], "invalidation_conditions": [ "深交所或相关发行人更正告知函出具日期或审核结论", "中国证监会在后续注册程序中出具不予注册或终止注册决定" ], "source_urls": [ "https://disc.static.szse.cn/download/disc/disk03/finalpage/2026-09-09/e33eab31-4bd0-4ccb-9217-da47622eff64.PDF", "https://www.szse.cn/api/disc/announcement/detailinfo" ], "source_tier": "A" }, { "event_id": "szse-cn-20260909-tianyuan-ma-approval", "title": "天元宠物发行股份及支付现金购买资产获深交所通过", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-09T12:48:10Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 90, "horizon": "weeks", "raw_facts": { "meeting_date": "2026-09-09", "issuer": "杭州天元宠物用品股份有限公司（301335）", "target_company": "广州淘通科技股份有限公司", "acquired_share_pct": "89.7145%", "consideration_mode": "发行股份及支付现金", "supporting_fundraising": "同时向不超过 35 名符合条件的特定对象发行股票募集配套资金", "audit_body": "深圳证券交易所并购重组审核委员会 2026 年第 14 次审议会议", "audit_result": "本次交易符合重组条件和信息披露要求", "subsequent_procedure": "尚需中国证监会同意注册" }, "transmission_chain": [ "天元宠物并购重组项目获深交所审议通过，反映交易所重组审核流程正常推进", "券商并购重组财务顾问及配套融资业务储备边际增厚", "该项目尚待证监会注册且对全市场体量影响有限，对证券 ETF 方向分数记为中性" ], "invalidation_conditions": [ "深交所或发行人更正第 14 次审议会议结果或审议日期", "证监会注册阶段提出异议或终止注册" ], "source_urls": [ "https://disc.static.szse.cn/download/disc/disk03/finalpage/2026-09-09/77bcc062-738a-4de0-9a95-dc350cf6066a.PDF", "https://www.szse.cn/api/disc/announcement/detailinfo" ], "source_tier": "A" }, { "event_id": "hkex-hk-20260909-full-day-turnover", "title": "港交所 9 月 9 日主板成交额 2049.45 亿港元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 98, "horizon": "days", "raw_facts": { "statistical_date": "2026-09-09", "main_board_turnover_hkd": "204,944,647,234", "main_board_shares_traded": "247,919,492,606", "main_board_deals": "3,956,379", "main_board_sec_traded": "7874", "main_board_cny_turnover": "51,360,710", "gem_turnover_hkd": "79,337,750", "gem_shares_traded": "260,742,348", "gem_deals": "4,680", "gem_sec_traded": "209", "hang_seng_index_close": "25274.96", "hang_seng_index_change": "-42.22", "hang_seng_index_change_pct": "-0.167%", "resource_last_modified_cst": "2026-09-09 20:00:05", "time_note": "日行情表无独立对外发布时间，published_at_utc 置 null，Last-Modified 仅用于证明资源在窗口内更新" }, "transmission_chain": [ "港交所 9 月 9 日主板成交额录得 2049.45 亿港元，跨市场证券交易提供流动性参考", "活跃交投增强中资券商在港分支机构的经纪业务与交易服务预期", "跨市场交易情绪对境内证券 ETF 形成边际支撑" ], "invalidation_conditions": [ "港交所修订 2026-09-09 主板或 GEM 日行情统计的成交金额、股数或宗数", "港交所撤回或重发对应报告" ], "source_urls": [ "https://www.hkex.com.hk/eng/stat/smstat/dayquot/d260909e.htm", "https://www.hkex.com.hk/eng/stat/smstat/dayquot/GEM/e_G260909.htm" ], "source_tier": "A" }, { "event_id": "nyfed-us-20260909-onrrp", "title": "纽约联储 9 月 9 日隔夜逆回购接纳 4.32 亿美元", "event_time_utc": "2026-09-09T17:15:34Z", "event_time_quality": "exact", "published_at_utc": "2026-09-09T17:15:34Z", "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 99, "horizon": "days", "raw_facts": { "operation_id": "RP 090926 25", "operation_date": "2026-09-09", "operation_type": "Reverse Repo", "term": "Overnight", "term_calendar_days": 1, "settlement_date": "2026-09-09", "maturity_date": "2026-09-10", "release_time_et": "12:45", "close_time_et": "13:15", "participating_counterparties": 6, "accepted_counterparties": 6, "total_amount_submitted_usd": "432000000", "total_amount_accepted_usd": "432000000", "percent_offering_rate": "3.50", "percent_award_rate": "3.50", "security_type": "Treasury", "api_last_updated": "2026-09-09 13:15:34" }, "transmission_chain": [ "纽约联储 9 月 9 日隔夜逆回购接纳量为 4.32 亿美元，货币市场基金在 ON RRP 工具上的停放规模处于低位区间", "隔夜逆回购维持低量表明短期无抵押资金充裕，货币市场短期融资无挤兑迹象", "平稳的短端美元流动性环境对证券资产估值保持中性偏正支持" ], "invalidation_conditions": [ "纽约联储 API 更正或修订该场次操作金额、利率或对手方数量", "官方发布批次被撤销" ], "source_urls": [ "[https://markets.[newyorkfed.org/api/rp/results/search.json?startDate=2026-09-09&endDate=2026-09-09](https://markets.newyorkfed.org/api/rp/results/search.json?startDate=2026-09-09&endDate=2026-09-09)](https://newyorkfed.org/api/rp/results/search.json?startDate=2026-09-09&endDate=2026-09-09](https://markets.newyorkfed.org/api/rp/results/search.json?startDate=2026-09-09&endDate=2026-09-09))" ], "source_tier": "A" }, { "event_id": "fed-us-20260909-h15", "title": "美联储 H.15 报告有效联邦基金利率为 3.63%", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-09T20:15:10Z", "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 98, "horizon": "days", "raw_facts": { "release_date": "2026-09-09", "latest_data_date": "2026-09-08", "effective_federal_funds_rate": "3.63%", "treasury_bill_secondary_4_week": "3.66%", "treasury_bill_secondary_3_month": "3.80%", "treasury_bill_secondary_6_month": "3.90%", "treasury_bill_secondary_1_year": "3.96%", "treasury_constant_maturity_2_year": "4.39%", "treasury_constant_maturity_10_year": "4.80%", "treasury_constant_maturity_30_year": "5.25%", "tips_10_year": "2.43%", "schedule_policy": "周一至周五下午 4:15 发布" }, "transmission_chain": [ "美联储 9 月 9 日 H.15 报告显示 9 月 8 日有效联邦基金利率为 3.63%，与 9 月 4 日统计日持平（9 月 7 日为假日休市）", "美元基准利率与长端美债收益率保持平稳，未见突发流动性冲击", "宏观基准利率稳定对证券 ETF 估值影响保持中性" ], "invalidation_conditions": [ "美联储修订 2026-09-09 期 H.15 统计表中的 EFFR 或国债收益率数据", "发布机构更正历史序列" ], "source_urls": [ "[https://www.[federalreserve.gov/releases/h15/](https://www.federalreserve.gov/releases/h15/)](https://federalreserve.gov/releases/h15/](https://www.federalreserve.gov/releases/h15/))" ], "source_tier": "A" }, { "event_id": "cboe-us-20260909-nms-volume", "title": "全美 NMS 股票 9 月 9 日合并成交 153.33 亿股", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-10T00:04:00Z", "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 98, "horizon": "days", "raw_facts": { "statistical_date": "2026-09-09", "cboe_total_consolidated_volume": "15333098096.737518 股", "cboe_tape_a_volume": "5012389078.962399 股", "cboe_tape_b_volume": "2630589478.676767 股", "cboe_tape_c_volume": "7690119539.098351 股", "cboe_matched_volume": "7471687621 股（占比 48.73%）", "cboe_off_exchange_finra_trf_volume": "7861410475.737517 股（占比 51.27%）", "nyse_csv_tape_a_million_shares": "5012.4", "nyse_csv_tape_b_million_shares": "2630.6", "nyse_csv_tape_c_million_shares": "7690.1", "nyse_csv_last_modified_utc": "2026-09-10T01:28:16Z", "data_coverage": "覆盖全美 Tape A/B/C 全部交易场所，含盘前、盘中与盘后至 20:00 ET" }, "transmission_chain": [ "全美 NMS 合并成交量录得 153.33 亿股，Cboe 与 NYSE 官方数据逐档交叉印证一致", "全美交易量反映美股交易规模保持常态，为跨市场证券同业提供外部交易环境参照", "海外市场交易规模平稳对 A 股证券 ETF 估值与流动性传导保持中性" ], "invalidation_conditions": [ "Cboe 或 NYSE 后续重算或修订 2026-09-09 各 Tape 成交股数", "TRF 延迟上报数据显著改变合并成交量" ], "source_urls": [ "[https://www.[cboe.com/us/equities/market_share/](https://www.cboe.com/us/equities/market_share/)](https://cboe.com/us/equities/market_share/](https://www.cboe.com/us/equities/market_share/))", "[https://www.[nyse.com/publicdocs/nyse/US_Equities_Volumes.csv](https://www.nyse.com/publicdocs/nyse/US_Equities_Volumes.csv)](https://nyse.com/publicdocs/nyse/US_Equities_Volumes.csv](https://www.nyse.com/publicdocs/nyse/US_Equities_Volumes.csv))" ], "source_tier": "A" }, { "event_id": "hkex-hk-20260910-xunzhong-placement", "title": "北京讯众通信配售 1119 万股 H 股净筹 3.14 亿港元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": "2026-09-09T22:07:00Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 95, "horizon": "weeks", "raw_facts": { "agreement_date": "2026-09-10", "issuer": "北京讯众通信技术股份有限公司（2597.HK）", "placing_shares": "11190000 股新 H 股", "placing_price": "HK$28.20", "nominal_value": "RMB 11190000", "gross_proceeds": "约 HK$315.56 百万", "net_proceeds": "约 HK$313.64 百万", "net_issue_price_per_share": "约 HK$28.03", "share_pct_existing": "约 9.19%（不含库存股）", "share_pct_enlarged": "约 8.42%", "discount_last_close": "较 2026-09-09 收市价 HK$35.00 折让约 19.43%", "discount_5day_avg": "较 5 个连续交易日均价 HK$34.88 折让约 19.14%", "sole_overall_coordinator_and_placing_agent": "Winbull Securities International (Hong Kong) Limited", "closing_conditions": "须获香港联交所上市委员会批准上市及买卖" }, "transmission_chain": [ "北京讯众通信签署配售协议拟配售 1119 万股 H 股，预计筹资净额约 3.14 亿港元，尚须联交所上市委员会批准", "若配售顺利实施，承销保荐机构将获得投行服务收入", "该单配售规模相对有限，对 A 股证券 ETF 整体影响保持中性" ], "invalidation_conditions": [ "联交所上市委员会拒绝批准配售股份上市", "配售协议先决条件未达成导致配售终止" ], "source_urls": [ "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0910/2026091000009.pdf" ], "source_tier": "A" }, { "event_id": "pbc-cn-20260910-reverse-repo-30bn", "title": "人民银行 9 月 10 日开展 30 亿元 7 天期逆回购操作", "event_time_utc": "2026-09-10T01:20:30Z", "event_time_quality": "exact", "published_at_utc": "2026-09-10T01:20:30Z", "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 99, "horizon": "intraday", "raw_facts": { "announcement_number": "公开市场业务交易公告[2026]第 177 号", "operation_date": "2026-09-10", "publication_time_asia_shanghai": "2026-09-10 09:20:30", "operation_method": "以固定利率、数量招标方式", "instrument": "7 天期逆回购", "operation_rate": "1.40%", "tender_amount": "30 亿元", "winning_amount": "30 亿元", "allotment_status": "全额满足了一级交易商需求", "maturity_comparison": "7 天前 2026-09-03 公告第 172 号中标量为 0 亿元，当日逆回购到期 0 亿元，单日公开市场净投放 30 亿元" }, "transmission_chain": [ "中国人民银行开展 30 亿元 7 天期逆回购操作，操作利率与前一交易日（9 月 9 日）同为 1.40%", "单日逆回购操作量 30 亿元与到期量 0 亿元轧差后净投放 30 亿元，维持日常公开市场平稳操作", "日常公开市场小幅净投放对证券 ETF 资金面影响保持中性" ], "invalidation_conditions": [ "人民银行更正第 177 号或第 172 号公告的操作量、利率或发布时刻", "后续公告显示出现额外未预期的流动性回收操作" ], "source_urls": [ "https://www.pbc.gov.cn/zhengcehuobisi/125207/125213/125431/125475/2026091008503564628/index.html" ], "source_tier": "A" }, { "event_id": "exchanges-cn-20260910-turnover-cny500bn", "title": "沪深分钟合成成交额 09:54 首破 5000 亿元", "event_time_utc": "2026-09-10T01:54:00Z", "event_time_quality": "exact", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 2 }, "confidence": 99, "horizon": "intraday", "raw_facts": { "statistical_date": "2026-09-10", "threshold": "500000000000 元", "previous_minute_time_asia_shanghai": "2026-09-10 09:53:00", "previous_minute_combined_amount": "496544888200.75 元", "first_crossing_time_asia_shanghai": "2026-09-10 09:54:00", "crossing_combined_amount": "507769964462.04 元", "crossing_sse_000001_cumulative_amount": "237591822467 元", "crossing_szse_399106_cumulative_amount": "270178141995.04 元", "boundary_1100_combined_amount": "993898200615.53 元", "one_trillion_check": "11:00 前未触及 1 万亿元（11:02 才突破，属下一窗口）", "calculation_scope": "上交所 000001 与深交所 399106 逐分钟 amount 逐项相加；从 09:30 累计至对应分钟，统一 HH:MM 分钟键；该值是指数行情合成口径" }, "transmission_chain": [ "上交所 000001 与深交所 399106 分钟 amount 合成值在 09:54 自 09:30 开盘以来首次突破 5000 亿元量级", "开盘 24 分钟两市合成累计成交额达到 5077.70 亿元，相比开盘初期展现快速成交积累", "成交额快速累积直接扩大券商经纪与交易服务收入基数，对证券 ETF 构成正向驱动" ], "invalidation_conditions": [ "上交所或深交所修订逐分钟 amount 后 09:54 合成值低于 5000 亿元", "任一交易所调整 amount 单位或统计范围导致数据无法直接累加", "计算范围误纳入 09:54 之后的分钟行" ], "source_urls": [ "https://yunhq.sse.com.cn:32042/v1/sh1/line/000001?begin=0&end=-1&select=time,price,change,change_pct,volume,amount", "http://www.szse.cn/api/market/ssjjhq/getTimeData?marketId=1&code=399106" ], "source_tier": "A" }, { "event_id": "sse-512880-20260910-1100-snapshot", "title": "证券 ETF 在 11:00 报 1.0880 元，累计成交 7.8957 亿元", "event_time_utc": "2026-09-10T03:00:00Z", "event_time_quality": "exact", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 99, "horizon": "intraday", "raw_facts": { "statistical_date": "2026-09-10", "cutoff_time_asia_shanghai": "2026-09-10 11:00:00", "sse_512880_last_price": "1.0880 元", "sse_512880_previous_close": "1.0850 元", "sse_512880_change": "+0.0030 元", "sse_512880_change_pct": "+0.27649769585253456221198156682027649770%", "sse_512880_highest": "1.0900 元", "sse_512880_lowest": "1.0780 元", "sse_512880_cumulative_volume": "727468700 份", "sse_512880_cumulative_amount": "789574167 元", "sse_512880_minute_1100_bar": "11:00 分钟行成交量 311900 份、成交额 339161 元，已计入累计", "sse_000001_index_price": "3943.1530 点", "sse_000001_index_change": "-8.3538 点", "sse_000001_cumulative_amount": "452818987391 元", "szse_399106_index_price": "2511.73 点", "szse_399106_index_change": "-14.42 点", "szse_399106_cumulative_amount": "541079213224.53 元", "combined_cumulative_amount": "993898200615.53 元" }, "transmission_chain": [ "证券 ETF 在 11:00 时点报 1.0880 元，较前收盘上涨 0.0030 元，窗口累计成交额达 7.8957 亿元", "同期上证指数与深证综指均在小幅下跌区间，证券 ETF 录得上扬并录得 7.2747 亿份成交量", "半日走势强于大盘基准且成交活跃，对证券板块形成温和偏正信号" ], "invalidation_conditions": [ "上交所修订 2026-09-10 早盘 512880 逐分钟行情数据", "计算误纳入 11:00 之后的行情数据行" ], "source_urls": [ "https://yunhq.sse.com.cn:32042/v1/sh1/line/512880?begin=0&end=-1&select=time,price,change,change_pct,volume,amount", "https://yunhq.sse.com.cn:32042/v1/sh1/snap/512880?select=no,name,last,change,change_pct,amount,volume" ], "source_tier": "A" } ]