2026年9月16日09:00证券ETF事件流：补齐9月14日午后至9月16日开盘的32条增量

[ { "event_id": "exchanges-cn-20260914-turnover-daily", "title": "9 月 14 日沪深两市股票成交 16311.43 亿元（两所日报加总）", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 97, "horizon": "days", "raw_facts": { "statistical_date": "2026-09-14", "sse_stock_turnover_cny_100m": "7801.71", "sse_stock_turnover_volume_100m_shares": "459.32", "sse_stock_listed_count": 2359, "szse_stock_turnover_cny_100m": "8,509.72", "szse_main_board_turnover_cny_100m": "4,496.77", "szse_chinext_turnover_cny_100m": "4,012.95", "combined_turnover_cny_100m": "16,311.43", "calculation_scope_note": "沪市为上海证券交易所成交概况股票合计口径（PRODUCT_CODE=17，含主板 A 股、科创板、B 股，共 2359 家）；深市为深圳证券交易所日度概况深市合计口径（页脚注明数据统计范围包含存托凭证）。两市合计为两所官方日报的算术加总，非交易所单一官方全市场报表。", "caliber_change_note": "本频道此前盘中版次使用的两市成交额为上证指数 000001 与深证综指 399106 的逐分钟成交额合成口径；开盘前交易所逐分钟接口不返回历史交易日数据，本版次改用两所官方日度报表口径，两口径不可直接续接比较。", "source_no_publication_time_note": "两所官方数据报表无独立对外稿件发布时间，published_at_utc 如实置为 null，未以抓取时间或文件 Last-Modified 替代。" }, "transmission_chain": [ "上海证券交易所与深圳证券交易所的日度报表显示，9 月 14 日沪市股票成交 7801.71 亿元、深市股票成交 8509.72 亿元，两市合计 16311.43 亿元", "成交规模直接决定券商经纪佣金与交易所结算通道的日均处理量，1.6 万亿元量级对应的佣金基数高于年内低量能时段", "成交量能维持在 1.6 万亿元上方，对券商经纪收入预期构成中性支撑，方向评分记为中性" ], "invalidation_conditions": [ "上海证券交易所或深圳证券交易所更正 2026-09-14 成交概况原始报表，使两市合计不再是 16311.43 亿元", "交易所改版成交概况页面或变更 PRODUCT_CODE 口径字段，导致沪市股票合计与深市合计不再可比" ], "source_urls": [ "https://query.sse.com.cn/commonQuery.do?sqlId=COMMON_SSE_SJ_GPSJ_CJGK_MRGK_C&SEARCH_DATE=2026-09-14&PRODUCT_CODE=01,02,03,11,17&type=inParams", "https://www.szse.cn/api/report/ShowReport/data?SHOWTYPE=JSON&CATALOGID=scsj_gprdgk_after&TABKEY=tab1&txtQueryDate=2026-09-14" ], "source_tier": "A" }, { "event_id": "sse-szse-cn-20260914-margin-balance", "title": "9 月 14 日沪深两融余额 26185.34 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "margin_balance", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 99, "horizon": "days", "raw_facts": { "statistical_date": "2026-09-14", "sse_financing_balance_cny": "1,328,371,718,422 元", "sse_financing_buy_amount_cny": "68,472,582,946 元", "sse_securities_lending_volume_shares": "3,140,715,261 股", "sse_securities_lending_balance_cny": "18,551,842,582 元", "sse_securities_lending_sell_shares": "68,210,054 股", "sse_margin_balance_cny": "1,346,923,561,004 元", "szse_financing_buy_amount_cny_100m": "612.97 亿元", "szse_financing_balance_cny_100m": "12,609.64 亿元", "szse_securities_lending_sell_volume_100m_shares": "0.26 亿股", "szse_securities_lending_volume_100m_shares": "12.01 亿股", "szse_securities_lending_balance_cny_100m": "106.45 亿元", "szse_margin_balance_cny_100m": "12,716.10 亿元", "combined_financing_balance_cny_100m": "25,893.35718422 亿元", "combined_securities_lending_balance_cny_100m": "291.96842582 亿元", "combined_securities_lending_volume_100m_shares": "43.41715261 亿股", "combined_margin_balance_cny_100m": "26,185.33561004 亿元", "daily_change_vs_20260911": "两市合计两融余额-48.08553163 亿元（-0.1833%）；融资余额-49.75959393 亿元（-0.1918%）", "hard_check_threshold_3pct_triggered": false, "precision_note": "深市报表原值精度为 0.01 亿元/0.01 亿股，两市合计仅在小数点后 2 位可靠；沪市为元级原值。两市合计为两所官方日报算术加总口径。", "source_no_publication_time_note": "两所两融日报无独立对外稿件发布时间，published_at_utc 如实置为 null。" }, "transmission_chain": [ "9 月 14 日沪市融资融券余额 13469.24 亿元、深市 12716.10 亿元，两市合计 26185.34 亿元，较 9 月 11 日的 26233.42 亿元下降 48.09 亿元（-0.18%）", "两市合计余额在此前一个交易日（9 月 11 日）同样环比下降，两个交易日的连续回落幅度均在 0.5%以内，杠杆资金存量保持平稳", "余额平稳意味着券商信用业务的利息收入基数未变，方向评分记为中性" ], "invalidation_conditions": [ "上海证券交易所或深圳证券交易所更正 2026-09-14 融资融券日报原始数据", "交易所调整两融统计口径导致两市合计失效" ], "source_urls": [ "https://www.sse.com.cn/market/dealingdata/overview/margin/a/rzrqjygk20260914.xls", "https://query.sse.com.cn/commonSoaQuery.do?sqlId=RZRQ_HZ_INFO", "https://www.szse.cn/api/report/ShowReport/data?SHOWTYPE=JSON&CATALOGID=1837_xxpl&TABKEY=tab1&txtDate=2026-09-14" ], "source_tier": "A" }, { "event_id": "hkex-hk-20260914-day-turnover", "title": "9 月 14 日港交所主板成交 1926.25 亿港元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 97, "horizon": "days", "raw_facts": { "statistical_date": "2026-09-14", "main_board_turnover_hkd": "192,625,473,162", "main_board_shares": "249,981,156,608", "main_board_deals": "3,587,920", "renminbi_products_turnover_cny": "46,111,380", "hang_seng_index_afternoon_close": "24917.60", "hang_seng_index_change": "+111.97（+0.451%）", "hang_seng_index_prev_close": "24805.63", "hang_seng_china_enterprises_index": "8284.58（+0.464%）", "hang_seng_china_affiliated_corp_index": "4130.11（-0.091%）", "sp_hkex_largecap_index": "33441.65（+0.261%）", "advanced_declined_unchanged": "4323 / 5703 / 5592", "gem_turnover_hkd": "113,432,526", "gem_index": "21.19（-0.889%，前收 21.38）", "gem_deals": "6,726", "adjusted_turnover_recheck": "9 月 15 日页面载明 14/09/2026 的调整后成交额与当日终值完全一致（主板 192,625,473,162 港元、GEM 113,432,526 港元，零调整）", "source_no_publication_time_note": "港交所日行情统计页无独立对外稿件发布时间，published_at_utc 如实置为 null。" }, "transmission_chain": [ "港交所 9 月 14 日主板成交 1926.25 亿港元、恒生指数收 24917.60 点涨 0.451%，GEM 成交 1.13 亿港元", "港股主板成交维持在 1900 亿港元以上量级，中资券商 H 股的交易结算与做市环境平稳", "港股交投稳定对跨境券商与同时经营 A/H 两地业务的券商构成中性基底，对证券 ETF 记为中性" ], "invalidation_conditions": [ "香港交易所更正 2026-09-14 主板或 GEM 日行情终值", "港交所发布针对该交易日的调整后成交额修正段" ], "source_urls": [ "https://www.hkex.com.hk/eng/stat/smstat/dayquot/d260914e.htm", "https://www.hkex.com.hk/eng/stat/smstat/dayquot/GEM/e_G260914.htm", "https://www.hkex.com.hk/eng/stat/smstat/dayquot/d260915e.htm" ], "source_tier": "A" }, { "event_id": "hkex-hk-20260914-stockconnect-turnover", "title": "9 月 14 日沪深港通北向成交 2384.85 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 96, "horizon": "days", "raw_facts": { "statistical_date": "2026-09-14", "sse_northbound_turnover_rmb_million": "112,101.70", "sse_northbound_deal_count": "5,966,450", "sse_northbound_etf_turnover_rmb_million": "1,890.47", "szse_northbound_turnover_rmb_million": "126,383.32", "szse_northbound_deal_count": "6,679,028", "szse_northbound_etf_turnover_rmb_million": "1,726.72", "northbound_combined_turnover_rmb_million": "238,485.02（约 2384.85 亿元人民币）", "sse_southbound_turnover_hkd_million": "43,672.20（买入 22,671.70／卖出 21,000.50）", "szse_southbound_turnover_hkd_million": "28,790.80（买入 15,795.54／卖出 12,995.26）", "southbound_combined_turnover_hkd_million": "72,463.00（约 724.63 亿港元）", "southbound_net_buy_hkd_million_derived": "4,471.48（买入合计减卖出合计，派生值，非原表字段）", "unit_note": "北向单位为人民币百万元、南向为百万港元，取自港交所沪深港通历史日统计页面隐藏字段标签（買入及賣出成交額 (RMB mil) / (HKD mil)）。", "northbound_net_buy_note": "港交所该表仅披露北向总成交额与成交笔数，不含北向净买入字段，本事件不报送北向净买入。", "dqb_placeholder_note": "页面每日额度余额字段为 999,999,999 占位值，未作为额度余额使用。", "source_no_publication_time_note": "港交所每日统计 JS 数据文件无独立对外稿件发布时间，published_at_utc 如实置为 null。" }, "transmission_chain": [ "港交所披露 9 月 14 日沪股通成交 1121.02 亿元、深股通成交 1263.83 亿元，北向合计约 2384.85 亿元人民币；南向合计约 724.63 亿港元", "北向成交维持在 2300 亿元上方、南向维持在 700 亿港元上方，跨境双向的交易结算处理量处于高位", "跨境交投活跃对 A 股核心权益资产的流动性构成正向支撑，方向评分记为偏多" ], "invalidation_conditions": [ "香港交易所修正 2026-09-14 沪深港通每日统计数据", "互联互通交易日历或统计口径调整" ], "source_urls": [ "https://www.hkex.com.hk/eng/csm/DailyStat/data_tab_daily_20260914e.js" ], "source_tier": "A" }, { "event_id": "us-exchanges-20260914-consolidated-volume", "title": "9 月 14 日全美股票合并成交 159.08 亿股", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 97, "horizon": "days", "raw_facts": { "trade_date": "2026-09-14", "nyse_csv_consolidated_tape_a_million_shares": "5,109.6", "nyse_csv_consolidated_tape_b_million_shares": "3,278.8", "nyse_csv_consolidated_tape_c_million_shares": "7,520.1", "nyse_csv_consolidated_total_million_shares": "15,908.5", "cboe_total_consolidated_shares": "15,908,465,119.839662", "cboe_matched_shares": "7,903,585,763", "cboe_finra_and_trf_shares": "8,004,879,356.839662", "cboe_tape_a_shares": "5,109,608,395.377089", "cboe_tape_b_shares": "3,278,770,303.892802", "cboe_tape_c_shares": "7,520,086,420.569771", "cboe_data_as_of": "23:59 14/09/2026", "nasdaq_trader_total_volume_shares": "7,403,228,116", "nasdaq_trader_dollar_volume_usd": "$469,205,584,071", "nasdaq_trader_total_trades": "62,157,966", "nasdaq_trader_issues": "5,782", "cross_validation": "Cboe 的 Consolidated Tape A/B/C 折算为百万股后（5,109.6／3,278.8／7,520.1）与 NYSE 官方 CSV 逐项一致；Nasdaq Trader 为 Nasdaq 挂牌证券在全部交易场所的合计口径，与前两者不可相加。", "source_no_publication_time_note": "三家交易所日度统计文件均无独立对外稿件发布时间，published_at_utc 如实置为 null。" }, "transmission_chain": [ "9 月 14 日 NYSE 官方 CSV 的综合带成交为 159.085 亿股，Cboe 口径的全美 NMS 合并成交为 159.08 亿股，两条独立来源对综合带成交的读数逐项一致", "Nasdaq Trader 的 7403.23 亿股级口径仅覆盖 Nasdaq 挂牌证券在各交易场所的合计，与全市场综合带口径不可相加；本事件在同一字段内并列表述两种口径", "美股全市场交投处于平稳水平，未出现交易中断或流动性异常，对全球经纪与做市环境构成中性基底，方向评分记为中性" ], "invalidation_conditions": [ "NYSE、Cboe 或 Nasdaq Trader 修订 2026-09-14 的日度成交量统计", "交易场所重新核算 TRF 场外上报股数" ], "source_urls": [ "[https://www.[nyse.com/publicdocs/nyse/US_Equities_Volumes.csv](https://www.nyse.com/publicdocs/nyse/US_Equities_Volumes.csv)](https://nyse.com/publicdocs/nyse/US_Equities_Volumes.csv](https://www.nyse.com/publicdocs/nyse/US_Equities_Volumes.csv))", "[https://www.[cboe.com/us/equities/market_share/market/2026-09-14/](https://www.cboe.com/us/equities/market_share/market/2026-09-14/)](https://cboe.com/us/equities/market_share/market/2026-09-14/](https://www.cboe.com/us/equities/market_share/market/2026-09-14/))", "[https://www.[cboe.com/us/equities/market_share/market/csv/?bias=volume&auctions=0&s=2026-09-14&e=2026-09-14](https://www.cboe.com/us/equities/market_share/market/csv/?bias=volume&auctions=0&s=2026-09-14&e=2026-09-14)](https://cboe.com/us/equities/market_share/market/csv/?bias=volume&auctions=0&s=2026-09-14&e=2026-09-14](https://www.cboe.com/us/equities/market_share/market/csv/?bias=volume&auctions=0&s=2026-09-14&e=2026-09-14))", "[http://www.[nasdaqtrader.com/trader.aspx?id=DailyMarketSummary](http://www.nasdaqtrader.com/trader.aspx?id=DailyMarketSummary)](https://nasdaqtrader.com/trader.aspx?id=DailyMarketSummary](http://www.nasdaqtrader.com/trader.aspx?id=DailyMarketSummary))" ], "source_tier": "A" }, { "event_id": "pbc-cn-20260914-financial-statistics-report", "title": "8 月 M2 余额 356.81 万亿元同比增 7.5%", "event_time_utc": "2026-09-14T09:00:00Z", "event_time_quality": "exact", "published_at_utc": "2026-09-14T09:00:00Z", "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 97, "horizon": "days", "raw_facts": { "source_agency": "中国人民银行", "report_name": "2026 年 8 月金融统计数据报告", "published_time_cst": "2026-09-14 17:00:00", "social_financing_stock_cny_trillion": "464.8 万亿元（同比增长 7.2%）", "rmb_loans_to_real_economy_balance_cny_trillion": "278.63 万亿元（同比增长 5%）", "government_bond_balance_cny_trillion": "103.69 万亿元（同比增长 13.5%）", "social_financing_increment_jan_aug_cny_trillion": "23.91 万亿元（比上年同期少 2.64 万亿元）", "rmb_loans_to_real_economy_increment_jan_aug_cny_trillion": "10.23 万亿元（同比少增 2.71 万亿元）", "m2_balance_cny_trillion": "356.81 万亿元（同比增长 7.5%）", "m1_balance_cny_trillion": "115.77 万亿元（同比增长 4.1%）", "m0_balance_cny_trillion": "14.83 万亿元（同比增长 11.2%）", "net_cash_injection_jan_aug_cny": "7,364 亿元", "interbank_lending_weighted_avg_rate_aug_pct": "1.38%（比上月低 0.02 个百分点，比上年同期低 0.02 个百分点）", "pledged_repo_weighted_avg_rate_aug_pct": "1.4%（比上月低 0.02 个百分点，比上年同期低 0.01 个百分点）", "interbank_deal_volume_aug_cny_trillion": "177.41 万亿元（日均 8.45 万亿元，日均同比下降 12.5%）", "rmb_loans_increment_jan_aug_cny_trillion": "10.44 万亿元", "rmb_deposits_increment_jan_aug_cny_trillion": "18.99 万亿元", "quality_note": "报告注明当期数据为初步数。" }, "transmission_chain": [ "人民银行披露 8 月 M2 余额 356.81 万亿元同比增长 7.5%，8 月同业拆借加权平均利率 1.38%、质押式回购加权平均利率 1.4%", "两个资金价格指标均比上月低 0.02 个百分点，短端资金价格继续小幅走低", "机构负债成本随短端资金价格下移，对券商自营与信用业务的利差空间形成支撑，方向评分记为偏多" ], "invalidation_conditions": [ "中国人民银行修正 2026 年 8 月金融统计数据报告中的初步数", "统计口径调整导致 M2 或社融存量同比不可比" ], "source_urls": [ "https://www.pbc.gov.cn/goutongjiaoliu/113456/113469/2026091414593871200/index.html" ], "source_tier": "A" }, { "event_id": "pbc-cn-20260914-outright-reverse-repo-18", "title": "央行预告 9 月 15 日开展 5000 亿元买断式逆回购", "event_time_utc": "2026-09-14T09:00:00Z", "event_time_quality": "exact", "published_at_utc": "2026-09-14T09:00:00Z", "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 97, "horizon": "days", "raw_facts": { "notice_number": "公开市场买断式逆回购招标公告〔2026〕第 18 号", "issuing_office": "中国人民银行公开市场业务操作室", "published_time_cst": "2026-09-14 17:00:00", "operation_date": "2026-09-15", "operation_volume_cny": "5000 亿元", "tenor": "6 个月（181 天）", "maturity_date": "2027 年 3 月 15 日（遇节假日顺延）", "tender_method": "固定数量、利率招标、多重价位中标", "result_note": "公告未披露中标利率与中标结果；截至本版次，买断式逆回购业务公告栏目最新一条仍为第 18 号，操作结果尚未发布。" }, "transmission_chain": [ "人民银行以招标公告形式预告，将于 9 月 15 日开展 5000 亿元买断式逆回购操作，期限 6 个月（181 天）、到期日 2027 年 3 月 15 日", "该工具期限为 6 个月，投放的资金进入银行体系中长端，与 7 天期、隔夜等短端工具在期限上互补", "公告明确了操作量与期限，中标利率与结果尚未发布，券商负债端的中期资金可得性改善，方向评分记为偏多" ], "invalidation_conditions": [ "中国人民银行撤回或调整公开市场买断式逆回购招标公告〔2026〕第 18 号", "9 月 15 日实际操作量、期限或到期日与公告所载不一致" ], "source_urls": [ "https://www.pbc.gov.cn/zhengcehuobisi/125207/125213/125431/5492845/2026091416410185399/index.html", "https://www.pbc.gov.cn/zhengcehuobisi/125207/125213/125431/5492845/index.html" ], "source_tier": "A" }, { "event_id": "csrc-cn-20260914-xinjiang-jinshi-futures-measures", "title": "新疆证监局对金石期货及两名责任人采取措施", "event_time_utc": "2026-09-14T10:05:30Z", "event_time_quality": "exact", "published_at_utc": "2026-09-14T10:05:30Z", "event_type": "regulation", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 95, "horizon": "days", "raw_facts": { "regulator": "中国证监会新疆监管局", "decision_dates": "决定书落款均为 2026-09-11", "published_time_cst": "〔2026〕49 号邵晓焱警示函 18:05:30；〔2026〕46 号金石期货监管谈话 18:07:21；〔2026〕47 号魏建臣警示函 18:13:17", "documents": { "xinsheng_46": "关于对金石期货有限公司采取监管谈话措施的决定（〔2026〕46 号），要求公司主要负责人于 2026 年 9 月 23 日携带本人身份证到新疆证监局接受监管谈话", "xinsheng_47": "关于对魏建臣采取出具警示函措施的决定（〔2026〕47 号），魏建臣为金石期货总经理", "xinsheng_49": "关于对邵晓焱采取出具警示函措施的决定（〔2026〕49 号），邵晓焱为金石期货时任分管资管副总经理" }, "violation_facts": "金石期货在部分资管产品投资运作中未切实履行主动管理职责", "legal_basis": "《证券期货经营机构私募资产管理业务管理办法》（证监会令第 203 号）第四十七条、第七十八条、第二条第二款、第四十四条第一项", "time_discrepancy_note": "邵晓焱决定书详情页 meta pubdate 读数为 2026-09-14T18:07:52Z，与聚合列表 publishedTimeStr 的 18:05:30 相差约 2 分 22 秒且带 Z 后缀，疑为北京时间被标注为 UTC；本事件采用聚合列表时间作为对外发布时间。", "remedy_rights": "复议 60 日／诉讼 6 个月" }, "transmission_chain": [ "新疆证监局在同一案由上对金石期货采取监管谈话、对总经理及分管资管副总经理分别出具警示函，并约定 9 月 23 日进场谈话", "监管对资管产品主动管理职责缺失的问责覆盖机构与个人两个层面", "资管业务合规成本上升会推动行业主动管理能力投入，个案对证券行业整体定价影响为中性" ], "invalidation_conditions": [ "当事人申请行政复议或提起行政诉讼导致监管措施被撤销或变更", "新疆证监局撤回或更正上述决定书" ], "source_urls": [ "https://www.csrc.gov.cn/xinjiang/c104370/c7658478/content.shtml", "https://www.csrc.gov.cn/xinjiang/c104370/c7658481/content.shtml", "https://www.csrc.gov.cn/xinjiang/c104370/c7658484/content.shtml" ], "source_tier": "A" }, { "event_id": "csrc-cn-20260914-guojin-jiaze-reit-registration", "title": "证监会准予国金嘉泽新能源 REIT 注册", "event_time_utc": "2026-09-14T10:36:31Z", "event_time_quality": "exact", "published_at_utc": "2026-09-14T10:36:31Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 96, "horizon": "weeks", "raw_facts": { "approval_document_number": "证监许可〔2026〕2467 号", "announcement_title": "关于准予国金嘉泽新能源封闭式基础设施证券投资基金注册的批复", "index_number": "bm56000001/2026-00010815", "decision_date": "2026 年 9 月 11 日", "published_time_cst": "2026-09-14 18:36:31", "fund_type": "契约型封闭式", "fund_term_years": 16, "approved_offering_units": "3 亿份", "fund_manager": "国金基金管理有限公司", "custodian": "交通银行股份有限公司", "offering_deadline": "自批复下发之日起 6 个月内进行募集，募集期限自基金份额发售之日起不得超过 3 个月", "legal_basis": "《证券投资基金法》《公开募集证券投资基金运作管理办法》（证监会令第 104 号）《公开募集基础设施证券投资基金指引（试行）》（证监会公告〔2023〕55 号）" }, "transmission_chain": [ "证监会批复准予国金嘉泽新能源封闭式基础设施证券投资基金注册，准予募集份额总额 3 亿份，基金合同期限 16 年", "该批复要求管理人会同销售机构与上海证券交易所完成信息披露、路演推介、询价、定价、配售、认购、上市交易与登记等工作，这些环节由券商承担", "注册批复带来的询价、定价与配售业务量为券商机构业务提供增量，方向评分记为偏多" ], "invalidation_conditions": [ "证监会撤销或变更证监许可〔2026〕2467 号批复", "基金管理人在 6 个月有效期内未启动募集" ], "source_urls": [ "https://www.csrc.gov.cn/csrc/c101895/c7658491/content.shtml" ], "source_tier": "A" }, { "event_id": "hkex-cn-20260914-cicc-merger-shareholder-rights", "title": "中金公司 A 股收购请求权行权价 34.57 元", "event_time_utc": "2026-09-14T11:50:00Z", "event_time_quality": "exact", "published_at_utc": "2026-09-14T11:50:00Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 95, "horizon": "weeks", "raw_facts": { "deal": "中金公司换股吸收合并东兴证券股份有限公司、信达证券股份有限公司", "h_share_cash_option_price_hkd": "每股中金 H 股 18.60 港元", "h_share_option_filing_window": "申报期于 2026 年 9 月 15 日开始，截止 2026 年 9 月 17 日下午 4 时 30 分", "h_share_notice_upload_hkt": "2026-09-14 19:50", "a_share_put_price_cny": "34.57 元/股", "a_share_close_20260914_cny": "31.80 元/股", "a_share_first_notice_upload_hkt": "2026-09-14 21:16（上交所公告编号 临 2026-059，证券代码 601995）", "a_share_second_notice_upload_hkt": "2026-09-15 17:11（公告编号 临 2026-060）", "a_share_remaining_filing_window": "截至 2026 年 9 月 15 日收盘后尚余两个交易日，申报时间为 2026 年 9 月 16 日至 9 月 17 日 9:30-11:30、13:00-15:00", "date_discrepancy_note": "第二次提示性公告正文将第一次提示性公告记为 2026 年 9 月 15 日刊登，而港交所上载时间为 2026-09-14 21:16，本事件以港交所上载时间为准并保留该差异。" }, "transmission_chain": [ "中金公司披露换股吸收合并东兴证券、信达证券的异议股东安排：H 股现金选择权按每股中金 H 股 18.60 港元转让，申报期自 2026 年 9 月 15 日起至 9 月 17 日 16:30；A 股异议股东收购请求权行权价 34.57 元/股", "H 股现金选择权申报期于 9 月 15 日开启，A 股收购请求权的第一次提示性公告同步披露，9 月 14 日 A 股收盘价为 31.80 元/股", "头部券商之间的合并进入股东权利行使阶段，券商行业集中度提升预期兑现为具体交易节点，方向评分记为偏多" ], "invalidation_conditions": [ "本次换股吸收合并终止或协议安排被否", "行权价格或申报时间安排被后续公告修订" ], "source_urls": [ "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0914/2026091401116_c.pdf", "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0914/2026091401237_c.pdf", "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0915/2026091500511_c.pdf" ], "source_tier": "A" }, { "event_id": "sse-cn-20260914-xinnuowei-star-ipo-listing", "title": "信诺维科创板 IPO 披露上市公告书", "event_time_utc": "2026-09-14T12:31:34Z", "event_time_quality": "exact", "published_at_utc": null, "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 94, "horizon": "weeks", "raw_facts": { "issuer_name": "苏州信诺维医药科技股份有限公司", "sec_code": "688837", "sec_name": "信诺维", "market": "上海证券交易所科创板", "registration_approval_number": "证监许可〔2026〕1790 号", "registration_public_notice_time_cst": "2026-07-23 16:35:03", "announcement_batch": "《首次公开发行股票科创板上市公告书》《公司章程》《上市公告书提示性公告》三份，接口时间戳均为 2026-09-14 20:31:34", "announcement_system_timestamp_note": "时间戳取自上海证券交易所发行上市公告接口的入库字段（ADDDATE），接口同时给出展示日期（SSEDATE）2026-09-15；该字段非独立详情页发布时间，published_at_utc 如实置为 null。", "not_obtained": "发行价、发行数量、募集资金总额与保荐机构：上交所公告 PDF 直链被 WAF 挑战拦截，本轮未能核验，不作为事实写入。" }, "transmission_chain": [ "信诺维在科创板披露上市公告书及公司章程等文件，注册批复为证监许可〔2026〕1790 号，公司进入上市环节", "从注册到上市的文件披露完成，发行承销费进入确认节奏；本事件未取得发行价、发行数量与募资额，该等数字留待后续可核验来源补入", "一级市场供给与投行业务收入预期稳定，方向评分记为偏多" ], "invalidation_conditions": [ "上交所撤回或更正信诺维上市公告书文件", "公司终止上市或注册批复被撤销" ], "source_urls": [ "https://query.sse.com.cn/security/stock/queryCompanyBulletin.do?jsonCallBack=jsonpCallback1&isPagination=true&securityType=0101,120100,020100,020200,120200&reportType2=LSGG&reportType=FXSSGG&beginDate=2026-09-14&endDate=2026-09-16&pageHelp.pageSize=100&pageHelp.pageNo=1" ], "source_tier": "A" }, { "event_id": "exchanges-cn-20260915-turnover-daily", "title": "9 月 15 日沪深两市股票成交 16143.03 亿元（两所日报加总）", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 97, "horizon": "days", "raw_facts": { "statistical_date": "2026-09-15", "sse_stock_turnover_cny_100m": "7648.43", "sse_stock_turnover_volume_100m_shares": "441.31", "sse_stock_listed_count": 2359, "szse_stock_turnover_cny_100m": "8,494.60", "szse_main_board_turnover_cny_100m": "4,577.84", "szse_chinext_turnover_cny_100m": "3,916.77", "combined_turnover_cny_100m": "16,143.03", "daily_change_vs_20260914": "-168.40 亿元（-1.0324%）", "calculation_scope_note": "沪市为上海证券交易所成交概况股票合计口径（PRODUCT_CODE=17），深市为深圳证券交易所日度概况深市合计口径（含存托凭证）；两市合计为两所官方日报算术加总，非交易所单一官方全市场报表。与前一版次使用的指数逐分钟合成口径不可直接续接。", "source_no_publication_time_note": "两所官方数据报表无独立对外稿件发布时间，published_at_utc 如实置为 null。" }, "transmission_chain": [ "上海证券交易所与深圳证券交易所的日度报表显示，9 月 15 日沪市股票成交 7648.43 亿元、深市股票成交 8494.60 亿元，两市合计 16143.03 亿元", "两市合计较 9 月 14 日的 16311.43 亿元减少 168.40 亿元（-1.03%），量能自高位小幅回落", "成交规模对券商经纪与两融收入的支撑未变，方向评分记为中性" ], "invalidation_conditions": [ "上海证券交易所或深圳证券交易所更正 2026-09-15 成交概况原始报表，使两市合计不再是 16143.03 亿元", "交易所改版成交概况页面或变更 PRODUCT_CODE 口径字段，导致沪市股票合计与深市合计不再可比" ], "source_urls": [ "https://query.sse.com.cn/commonQuery.do?sqlId=COMMON_SSE_SJ_GPSJ_CJGK_MRGK_C&SEARCH_DATE=2026-09-15&PRODUCT_CODE=01,02,03,11,17&type=inParams", "https://www.szse.cn/api/report/ShowReport/data?SHOWTYPE=JSON&CATALOGID=scsj_gprdgk_after&TABKEY=tab1&txtQueryDate=2026-09-15" ], "source_tier": "A" }, { "event_id": "sse-szse-cn-20260915-margin-balance", "title": "9 月 15 日沪深两融余额 26191.93 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "margin_balance", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 99, "horizon": "days", "raw_facts": { "statistical_date": "2026-09-15", "sse_financing_balance_cny": "1,328,441,618,920 元", "sse_financing_buy_amount_cny": "71,445,949,560 元", "sse_securities_lending_volume_shares": "3,145,973,984 股", "sse_securities_lending_balance_cny": "18,560,272,513 元", "sse_securities_lending_sell_shares": "55,656,947 股", "sse_margin_balance_cny": "1,347,001,891,433 元", "szse_financing_buy_amount_cny_100m": "630.59 亿元", "szse_financing_balance_cny_100m": "12,615.68 亿元", "szse_securities_lending_sell_volume_100m_shares": "0.24 亿股", "szse_securities_lending_volume_100m_shares": "12.01 亿股", "szse_securities_lending_balance_cny_100m": "106.23 亿元", "szse_margin_balance_cny_100m": "12,721.91 亿元", "combined_financing_balance_cny_100m": "25,900.09618920 亿元", "combined_securities_lending_balance_cny_100m": "291.83272513 亿元", "combined_securities_lending_volume_100m_shares": "43.46973984 亿股", "combined_margin_balance_cny_100m": "26,191.92891433 亿元", "daily_change_vs_20260914": "两市合计两融余额+6.59330429 亿元（+0.0252%）；融资余额+6.73900498 亿元（+0.0260%）", "same_weekday_change_vs_20260908": "沪市两融余额-0.8337%；深市两融余额-0.9782%", "hard_check_threshold_3pct_triggered": "余额类周度变化均未触及 3%阈值（最大绝对值 0.5479%，为融券余量）；流量类融资买入额（-15.61%）与融券卖出量（-31.86%）周度变化超过 3%", "precision_note": "深市报表原值精度为 0.01 亿元/0.01 亿股，两市合计仅在小数点后 2 位可靠。", "source_no_publication_time_note": "两所两融日报无独立对外稿件发布时间，published_at_utc 如实置为 null。", "change_vs_prev_trading_friday_20260911": "两市合计两融余额-41.49222734 亿元（-0.1582%）；融资余额-43.02058895 亿元（-0.1658%）；融券余额+1.52836161 亿元（+0.5265%）；融券余量+0.23685291 亿股（+0.5479%）", "flow_change_vs_prev_trading_friday_20260911": "两市融资买入额-248.86045089 亿元（-15.61%）；两市融券卖出量-0.37248364 亿股（-31.86%）" }, "transmission_chain": [ "9 月 15 日沪市融资融券余额 13470.02 亿元、深市 12721.91 亿元，两市合计 26191.93 亿元，较前一交易日微增 6.59 亿元（+0.025%）", "以 9 月 11 日（上一周最后一个交易日）为基准，两市合计余额下降 41.49 亿元（-0.16%）；同期两市融资买入额下降 15.61%、融券卖出量下降 31.86%，杠杆资金的周转强度回落幅度大于存量变化", "存量杠杆稳定而增量杠杆降温，对券商信用业务收入预期构成温和压制，方向评分记为中性" ], "invalidation_conditions": [ "上海证券交易所或深圳证券交易所更正 2026-09-15 融资融券日报原始数据", "交易所调整两融统计口径导致两市合计失效" ], "source_urls": [ "https://www.sse.com.cn/market/dealingdata/overview/margin/a/rzrqjygk20260915.xls", "https://query.sse.com.cn/commonSoaQuery.do?sqlId=RZRQ_HZ_INFO", "https://www.szse.cn/api/report/ShowReport/data?SHOWTYPE=JSON&CATALOGID=1837_xxpl&TABKEY=tab1&txtDate=2026-09-15" ], "source_tier": "A" }, { "event_id": "sse-cn-20260915-512880-close-shares-margin", "title": "证券 ETF 收报 1.0470 元，融券卖出量降至 1.37 万份", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 96, "horizon": "days", "raw_facts": { "ticker": "SSE.512880", "name": "证券 ETF", "statistical_date": "2026-09-15", "close_cny": "1.0470（上海证券交易所行情快照接口 prev_close 字段原值，2026-09-16 09:08:29 盘前返回）", "etf_total_volume_20260915": "5,665,429.15（上交所 ETF 规模报表 TOT_VOL 原值）", "etf_total_volume_20260914": "5,670,929.15（同报表原值）", "etf_total_volume_change": "-5,500.00（同口径原值相减）", "etf_total_volume_unit_note": "上交所 ETF 规模报表未在响应中标注 TOT_VOL 单位，本事件保留原值不做换算。", "etf_margin_detail_20260915": "融资余额 4,275,016,574 元；融资买入额 251,191,918 元；融资偿还额 212,360,108 元；融券余量 18,610,300 份；融券卖出量 13,700 份；融券偿还量 16,100 份", "etf_margin_detail_20260914": "融资余额 4,229,928,196 元；融资买入额 236,631,322 元；融资偿还额 328,657,425 元；融券余量 18,612,700 份；融券卖出量 6,614,100 份；融券偿还量 152,700 份", "etf_margin_daily_change": "融资余额+45,088,378 元（+1.0659%）；融券余量-2,400 份（-0.0129%）；融券卖出量-6,600,400 份（-99.7929%）", "etf_margin_weekly_change_vs_20260911": "融资余额-46,937,727 元（-1.0860%）；融券余量+6,459,000 份（+53.1548%）", "source_no_publication_time_note": "上交所行情快照接口与 ETF 规模报表无独立对外稿件发布时间，published_at_utc 如实置为 null。", "not_obtained": "上交所未提供可按日期调取的单只证券日行情接口，本标的 2026-09-14 与 09-15 的当日成交额、成交量未能取得交易所一手原值，本事件不报送该等数字。" }, "transmission_chain": [ "证券 ETF（512880）9 月 15 日收盘价 1.0470 元；该标的融券卖出量由前一日的 6,614,100 份降至 13,700 份，而融券余量几乎未变（减少 2,400 份）", "当日几乎没有新增融券开仓，此前已建立的融券存量尚未回补，做空该 ETF 的存量头寸仍挂在账上", "新增做空压力基本消失而存量未平，标的层面资金面呈中性，方向评分记为中性" ], "invalidation_conditions": [ "上海证券交易所更正 512880 的行情快照或 ETF 规模报表数据", "ETF 发生份额拆分或合并导致份额不可比" ], "source_urls": [ "https://yunhq.sse.com.cn:32042/v1/sh1/snap/512880?select=code,name,open,high,low,last,prev_close,change,change_pct,volume,amount,turnover,date,time", "https://query.sse.com.cn/commonQuery.do?sqlId=COMMON_SSE_ZQPZ_ETFZL_XXPL_ETFGM_SEARCH_L&STAT_DATE=2026-09-15&isPagination=true&pageHelp.pageSize=2000&pageHelp.pageNo=1&pageHelp.beginPage=1&pageHelp.cacheSize=1&pageHelp.endPage=1", "https://www.sse.com.cn/market/dealingdata/overview/margin/a/rzrqjygk20260915.xls" ], "source_tier": "A" }, { "event_id": "hkex-hk-20260915-day-turnover", "title": "9 月 15 日港交所主板成交 1872.01 亿港元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": -1 }, "confidence": 97, "horizon": "days", "raw_facts": { "statistical_date": "2026-09-15", "main_board_turnover_hkd": "187,201,120,807", "main_board_shares": "258,703,300,095", "main_board_deals": "3,615,996", "renminbi_products_turnover_cny": "111,339,276", "hang_seng_index_afternoon_close": "24667.24", "hang_seng_index_change": "-250.36（-1.005%）", "hang_seng_index_prev_close": "24917.60", "hang_seng_index_morning_close": "24859.45", "hang_seng_china_enterprises_index": "8204.91（-0.962%）", "hang_seng_china_affiliated_corp_index": "4068.59（-1.490%）", "sp_hkex_largecap_index": "33338.17（-0.309%）", "advanced_declined_unchanged": "4138 / 7044 / 4460", "gem_turnover_hkd": "95,191,010", "gem_index": "21.30（+0.519%，前收 21.19）", "gem_shares": "375,009,978", "gem_deals": "6,863", "adjusted_turnover_recheck_note": "该交易日的调整后成交额复核段须待下一交易日开市后汇入，截至本版次尚未生成。", "source_no_publication_time_note": "港交所日行情统计页无独立对外稿件发布时间，published_at_utc 如实置为 null。" }, "transmission_chain": [ "港交所 9 月 15 日主板成交 1872.01 亿港元，较 9 月 14 日的 1926.25 亿港元减少 54.24 亿港元；恒生指数收 24667.24 点跌 1.005%", "同日恒生中资企业指数跌 1.490%、恒生中国内地相关公司指数跌 1.490%口径下中资股跌幅大于恒指，下跌集中在中资股方向", "港股中资股方向跌幅更大，对在港上市的中资券商估值构成压制，方向评分记为偏空" ], "invalidation_conditions": [ "香港交易所更正 2026-09-15 主板或 GEM 日行情终值", "港交所随后发布的调整后成交额修正段与本事件数值不一致" ], "source_urls": [ "https://www.hkex.com.hk/eng/stat/smstat/dayquot/d260915e.htm", "https://www.hkex.com.hk/eng/stat/smstat/dayquot/GEM/e_G260915.htm" ], "source_tier": "A" }, { "event_id": "hkex-hk-20260915-stockconnect-turnover", "title": "9 月 15 日沪深港通北向成交 2297.05 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 96, "horizon": "days", "raw_facts": { "statistical_date": "2026-09-15", "sse_northbound_turnover_rmb_million": "107,092.06", "sse_northbound_deal_count": "5,437,442", "sse_northbound_etf_turnover_rmb_million": "1,965.63", "szse_northbound_turnover_rmb_million": "122,612.63", "szse_northbound_deal_count": "6,186,248", "szse_northbound_etf_turnover_rmb_million": "1,816.80", "northbound_combined_turnover_rmb_million": "229,704.69（约 2297.05 亿元人民币）", "sse_southbound_turnover_hkd_million": "47,485.14（买入 24,144.76／卖出 23,340.38）", "sse_southbound_deal_count": "1,096,680", "szse_southbound_turnover_hkd_million": "27,123.11（买入 13,599.70／卖出 13,523.41）", "szse_southbound_deal_count": "672,480", "southbound_combined_turnover_hkd_million": "74,608.25（约 746.08 亿港元）", "southbound_net_buy_hkd_million_derived": "880.67（买入合计减卖出合计，派生值，非原表字段）", "daily_change_note": "北向成交较 9 月 14 日的 238,485.02 百万元减少 8,780.33 百万元；南向成交较 9 月 14 日的 72,463.00 百万港元增加 2,145.25 百万港元。", "northbound_net_buy_note": "港交所该表不含北向净买入字段，本事件不报送北向净买入。", "source_no_publication_time_note": "港交所每日统计 JS 数据文件无独立对外稿件发布时间，published_at_utc 如实置为 null。" }, "transmission_chain": [ "9 月 15 日沪股通成交 1070.92 亿元、深股通成交 1226.13 亿元，北向合计约 2297.05 亿元人民币；南向合计约 746.08 亿港元，净买入 8.81 亿港元", "北向交投小幅缩量而南向继续放量，跨境资金在港股方向承接", "跨境通道业务量维持高位，对券商跨境业务收入构成中性支撑，对证券 ETF 记为中性" ], "invalidation_conditions": [ "香港交易所修正 2026-09-15 沪深港通每日统计数据", "互联互通交易日历或统计口径调整" ], "source_urls": [ "https://www.hkex.com.hk/eng/csm/DailyStat/data_tab_daily_20260915e.js" ], "source_tier": "A" }, { "event_id": "cboe-us-20260915-consolidated-volume", "title": "9 月 15 日全美股票合并成交 164.72 亿股", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "turnover_data", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 95, "horizon": "days", "raw_facts": { "trade_date": "2026-09-15", "cboe_total_consolidated_shares": "16,472,134,721.544228", "cboe_matched_shares": "7,720,911,968", "cboe_finra_and_trf_shares": "8,751,222,753.544228", "cboe_tape_a_shares": "5,317,120,629.220822", "cboe_tape_b_shares": "2,840,083,087.972997", "cboe_tape_c_shares": "8,314,931,004.350409", "cboe_data_as_of": "20:04 15/09/2026（已含盘后至 20:00 ET）", "daily_change_vs_20260914": "全美 NMS 合并成交由 9 月 14 日的 15,908,465,119.839662 股变为 9 月 15 日的 16,472,134,721.544228 股；两次统计的截止时点不同（9 月 14 日标注"Data as of 23:59 14/09/2026"、9 月 15 日标注"Data as of 20:04 15/09/2026"），该差额不作为同口径比较使用", "coverage_gap": "NYSE 官方 US_Equities_Volumes.csv 全文检索 20260915 命中 0 次（最新行为 20260914），Nasdaq Trader 每日摘要最新区块仍为 Sep 14, 2026、年度文件末行 9/11/2026；该两个口径的 9 月 15 日数据截至 2026-09-16 09:00（北京时间）尚未发布。", "source_no_publication_time_note": "Cboe 日度统计页无独立对外稿件发布时间，published_at_utc 如实置为 null。" }, "transmission_chain": [ "Cboe 统计显示 9 月 15 日全美 NMS 股票合并成交 164.72 亿股，其中交易所撮合 77.21 亿股、FINRA 与 TRF 场外上报 87.51 亿股；同日 NYSE 官方 CSV 与 Nasdaq Trader 日度摘要尚未更新至该交易日", "Cboe 该口径已包含盘后至 20:00 ET 的成交，与其前一日标注 23:59 截止的版本在时点上不同，故两日数值不作同口径递增解读", "美股全市场交投维持高位且无异常，对全球经纪与做市环境构成中性基底，方向评分记为中性" ], "invalidation_conditions": [ "Cboe 修订 2026-09-15 全美 NMS 合并成交量统计", "NYSE 或 Nasdaq Trader 随后发布的同一交易日成交股数与 Cboe 的 Total Consolidated Volume 相差超过 1%" ], "source_urls": [ "[https://www.[cboe.com/us/equities/market_share/](https://www.cboe.com/us/equities/market_share/)](https://cboe.com/us/equities/market_share/](https://www.cboe.com/us/equities/market_share/))", "[https://www.[cboe.com/us/equities/market_share/market/csv/?bias=volume&auctions=0&s=2026-09-15&e=2026-09-15](https://www.cboe.com/us/equities/market_share/market/csv/?bias=volume&auctions=0&s=2026-09-15&e=2026-09-15)](https://cboe.com/us/equities/market_share/market/csv/?bias=volume&auctions=0&s=2026-09-15&e=2026-09-15](https://www.cboe.com/us/equities/market_share/market/csv/?bias=volume&auctions=0&s=2026-09-15&e=2026-09-15))", "[https://www.[nyse.com/publicdocs/nyse/US_Equities_Volumes.csv](https://www.nyse.com/publicdocs/nyse/US_Equities_Volumes.csv)](https://nyse.com/publicdocs/nyse/US_Equities_Volumes.csv](https://www.nyse.com/publicdocs/nyse/US_Equities_Volumes.csv))" ], "source_tier": "A" }, { "event_id": "schwab-us-20260915-monthly-activity", "title": "嘉信理财 8 月核心净新增资产 648 亿美元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "brokerage_earnings", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 94, "horizon": "days", "raw_facts": { "company": "The Charles Schwab Corporation", "report": "Monthly Activity Report（2026 年 8 月）", "publication_date": "2026-09-15", "reporting_period": "截至 2026-08-31 的当月", "core_net_new_assets_usd_billion": "64.8（环比+12%，同比+46%）", "net_new_assets_usd_billion": "64.7（环比+8%，同比+49%）", "total_client_assets_month_end_usd_billion": "13,410.0（环比+3%，同比+19%）", "new_brokerage_accounts_thousand": "424（环比+2%，同比+11%）", "margin_loan_balances_usd_billion": "177.6（较年初+58%）", "daily_average_trades_million": "9.8", "transactional_sweep_cash_usd_billion": "483.3（当月增加 6.5）", "active_brokerage_accounts_thousand": "40,090（同比+6%）", "bank_accounts_thousand": "2,407（同比+13%）", "workplace_plan_participant_accounts_thousand": "5,910（同比+5%）", "trading_days_in_month": "21.0", "publication_time_note": "公司新闻稿页面标注日期 09/15/2026，未给出具体到分钟的发布时间，故 event_time_quality 按 day_only 处理。" }, "transmission_chain": [ "嘉信理财披露 8 月月度经营报告：核心净新增资产 648 亿美元（同比+46%），公司表述为"a record for the month of August"；总客户资产 13410 亿美元、新开经纪账户 42.4 万户、保证金贷款余额 1776 亿美元", "客户资产、新增账户与保证金余额三项同时增长，零售交易与融资需求处于扩张区间", "海外同业的客户资产与融资余额同步扩张，为证券行业的全球景气度提供正向参照，方向评分记为偏多" ], "invalidation_conditions": [ "嘉信理财修订 2026 年 8 月月度经营报告的原始数字", "公司后续披露的口径调整导致同比与环比不可比" ], "source_urls": [ "[https://pressroom.[aboutschwab.com/press-releases/press-release/2026/Schwab-Reports-Monthly-Activity-Highlights-7c5bb81a9/default.aspx](https://pressroom.aboutschwab.com/press-releases/press-release/2026/Schwab-Reports-Monthly-Activity-Highlights-7c5bb81a9/default.aspx)](https://aboutschwab.com/press-releases/press-release/2026/Schwab-Reports-Monthly-Activity-Highlights-7c5bb81a9/default.aspx](https://pressroom.aboutschwab.com/press-releases/press-release/2026/Schwab-Reports-Monthly-Activity-Highlights-7c5bb81a9/default.aspx))" ], "source_tier": "A" }, { "event_id": "pbc-cn-20260915-omo-notice180", "title": "央行 9 月 15 日开展 5970 亿元隔夜逆回购", "event_time_utc": "2026-09-15T01:20:30Z", "event_time_quality": "exact", "published_at_utc": "2026-09-15T01:20:30Z", "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 99, "horizon": "intraday", "raw_facts": { "notice_number": "公开市场业务交易公告〔2026〕第 180 号", "issuing_office": "中国人民银行公开市场业务操作室", "published_time_cst": "2026-09-15 09:20:30", "reverse_repo_7d_volume_cny": "0 亿元（投标量 0 亿元、中标量 0 亿元；该表未列操作利率栏，本公告未载明当日 7 天期逆回购利率）", "reverse_repo_overnight_volume_cny": "5970 亿元", "operation_statement": "根据公开市场业务一级交易商的需求，2026 年 9 月 15 日 7 天期逆回购操作量为零；同时开展了 5970 亿元隔夜逆回购操作", "net_injection_7d_cny": "-10 亿元（净回笼 10 亿元），属推演值：投放端 0 亿元来自第 180 号，到期端 10 亿元来自 7 个自然日前同期限的第 175 号（2026-09-08，10 亿元 7 天期、利率 1.40%）；交易所公告本身不含到期量字段", "overnight_arrangement_check": "公告〔2026〕第 8 号约定 9 月 14 日至 17 日开展隔夜逆回购、每日操作量不超过 6000 亿元，9 月 15 日实际 5970 亿元未超上限，安排延续", "next_day_notice_note": "截至 2026-09-16 09:00，公开市场业务交易公告栏目第 1 页最新一条仍为第 180 号，9 月 16 日的交易公告在窗口内未发布。" }, "transmission_chain": [ "人民银行第 180 号交易公告显示，9 月 15 日 7 天期逆回购操作量为零（投标量 0 亿元、中标量 0 亿元），同日另行开展 5970 亿元隔夜逆回购", "按 7 天期限推演，当日 7 天期口径为投放 0 亿元、到期 10 亿元（到期端取自 9 月 8 日第 175 号披露的 10 亿元），净回笼 10 亿元；该净额非公告字段", "接近 6000 亿元上限的隔夜投放延续，超短期资金供给保持充裕，对券商负债管理构成支撑，方向评分记为偏多" ], "invalidation_conditions": [ "中国人民银行更正或补充公开市场业务交易公告〔2026〕第 180 号", "当日后续开展未披露的流动性回笼操作" ], "source_urls": [ "https://www.pbc.gov.cn/zhengcehuobisi/125207/125213/125431/125475/2026091509034484309/index.html", "https://www.pbc.gov.cn/zhengcehuobisi/125207/125213/125431/125475/2026090808550785449/index.html", "https://www.pbc.gov.cn/zhengcehuobisi/125207/125213/125431/125475/index.html" ], "source_tier": "A" }, { "event_id": "csrc-cn-20260915-jilin-dongfanghuijin-futures-measures", "title": "吉林证监局责令东方汇金期货改正", "event_time_utc": "2026-09-15T06:50:06Z", "event_time_quality": "exact", "published_at_utc": "2026-09-15T06:50:06Z", "event_type": "regulation", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 95, "horizon": "days", "raw_facts": { "regulator": "中国证监会吉林监管局", "decision_dates": "决定书落款均为 2026-09-11", "published_time_cst": "〔2026〕23 号于怀宇警示函 14:50:06；〔2026〕24 号李泽侯警示函 14:58:47；〔2026〕25 号东方汇金期货责令改正 15:02:02", "documents": { "jilin_25": "关于对东方汇金期货有限公司采取责令改正措施的决定（吉证监决〔2026〕25 号），整改期限 2 个月", "jilin_24": "关于对李泽侯采取出具警示函措施的决定（吉证监决〔2026〕24 号），李泽侯为公司总经理，整改期限 1 个月", "jilin_23": "关于对于怀宇采取出具警示函措施的决定（吉证监决〔2026〕23 号），于怀宇为公司首席风险官，整改期限 1 个月" }, "party_credit_code": "912201017109330759", "violation_facts": "对前次决定（吉证监决〔2026〕11 号，责令改正并暂停期货经纪业务新开户三个月）指出的问题未按期整改到位，仍未有效建立并执行风险管理和内部控制等业务制度和流程", "legal_basis": "《期货公司监督管理办法》（证监会令第 155 号）第五十六条、第一百零九条；《期货公司董事、监事和高级管理人员任职管理办法》（证监会令第 227 号）第四条、第四十四条第一项", "remedy_rights": "复议 60 日／诉讼 6 个月" }, "transmission_chain": [ "吉林证监局认定东方汇金期货对前次责令改正问题逾期未整改到位，对公司采取责令改正，并对总经理与首席风险官分别出具警示函", "监管对整改不力机构叠加问责到人，期货与证券经营机构的合规整改闭环被强化", "个案对证券行业整体定价影响为中性，但强化了中介机构合规成本上升的预期" ], "invalidation_conditions": [ "当事人申请行政复议或提起行政诉讼导致监管措施被撤销或变更", "吉林证监局撤回或更正上述决定书" ], "source_urls": [ "https://www.csrc.gov.cn/jilin/c103788/c7658608/content.shtml", "https://www.csrc.gov.cn/jilin/c103788/c7658612/content.shtml", "https://www.csrc.gov.cn/jilin/c103788/c7658620/content.shtml" ], "source_tier": "A" }, { "event_id": "hkex-cn-20260915-cicc-merger-a-share-put-2nd-notice", "title": "中金公司 A 股收购请求权申报仅剩两个交易日", "event_time_utc": "2026-09-15T09:11:00Z", "event_time_quality": "exact", "published_at_utc": "2026-09-15T09:11:00Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 95, "horizon": "weeks", "raw_facts": { "deal": "中金公司换股吸收合并东兴证券股份有限公司、信达证券股份有限公司", "announcement_title": "关于公司换股吸收合并东兴证券股份有限公司、信达证券股份有限公司之 A 股异议股东收购请求权实施的第二次提示性公告", "announcement_number": "临 2026-060", "sec_code": "601995", "upload_time_hkt": "2026-09-15 17:11", "a_share_put_price_cny": "34.57 元/股", "a_share_close_20260914_cny": "31.80 元/股", "remaining_filing_window": "截至 2026 年 9 月 15 日收盘后，本次 A 股异议股东收购请求权申报尚余两个交易日，申报时间为 2026 年 9 月 16 日至 2026 年 9 月 17 日的 9:30-11:30、13:00-15:00", "date_discrepancy_note": "本公告正文将第一次提示性公告记为 2026 年 9 月 15 日刊登，而港交所上载时间为 2026-09-14 21:16；本事件以港交所上载时间为准并保留该差异。" }, "transmission_chain": [ "中金公司披露 A 股异议股东收购请求权实施的第二次提示性公告，行权价重申为 34.57 元/股，截至 9 月 15 日收盘后申报尚余 9 月 16 日与 9 月 17 日两个交易日", "申报窗口进入最后两日，异议股东是否行使现金对价的选择将在该窗口内落定", "股东权利行使进入收尾阶段，换股吸收合并按既定时间表推进，方向评分记为偏多" ], "invalidation_conditions": [ "本次换股吸收合并终止或协议安排被否", "公司再次发布提示性公告变更申报时间或行权价格" ], "source_urls": [ "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0914/2026091401116_c.pdf", "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0914/2026091401237_c.pdf", "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0915/2026091500511_c.pdf" ], "source_tier": "A" }, { "event_id": "hkex-hk-20260915-liqiao-securities-interim", "title": "立桥证券上半年应占盈利 2913.2 万港元", "event_time_utc": "2026-09-15T09:30:00Z", "event_time_quality": "exact", "published_at_utc": "2026-09-15T09:30:00Z", "event_type": "brokerage_earnings", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 92, "horizon": "days", "raw_facts": { "company": "立桥证券控股有限公司（GEM 08350）", "report": "二零二六年中期报告（未经审核）", "reporting_period": "截至 2026 年 6 月 30 日止六个月（上年同期为经重列）", "upload_time_hkt": "2026-09-15 17:30", "revenue_hkd_thousand": "34,778（客户合约 25,075＋按实际利率法计算之利息 9,703）", "revenue_prior_year_hkd_thousand": "30,388", "other_income_hkd_thousand": "9,378（上年 8,347）", "expected_credit_loss_reversal_hkd_thousand": "4,627（上年 329）", "profit_before_tax_hkd_thousand": "35,394（上年 24,844）", "income_tax_hkd_thousand": "-6,262（上年-1,876）", "profit_attributable_to_owners_hkd_thousand": "29,132（上年 22,968）", "basic_eps_hk_cents": "3.05（上年 2.13）", "total_assets_hkd_thousand": "343,355（上年 179,515）", "net_current_assets_hkd_thousand": "139,577（上年 125,958）" }, "transmission_chain": [ "港股 GEM 上市的立桥证券控股披露 2026 年中期报告：收益 34,778 千港元，本公司拥有人应占盈利 29,132 千港元，每股基本盈利 3.05 港仙", "收益总额较上年同期的 30,388 千港元增长约 14.4%，预期减值亏损拨回净额由上年 329 千港元升至 4,627 千港元，是利润增长的来源之一", "小型券商盈利改善对行业景气形成微弱正向印证，规模所限方向评分记为中性" ], "invalidation_conditions": [ "立桥证券控股修订或重述二零二六年中期报告数据", "港交所更正该公告的上载时间或文件版本" ], "source_urls": [ "https://www1.hkexnews.hk/listedco/listconews/gem/2026/0915/2026091500634_c.pdf" ], "source_tier": "A" }, { "event_id": "csrc-cn-20260915-citic-sec-perpetual-subordinated-bond", "title": "中信证券获准发行不超 400 亿元永续次级债", "event_time_utc": "2026-09-15T10:10:00Z", "event_time_quality": "exact", "published_at_utc": "2026-09-15T10:10:00Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 95, "horizon": "weeks", "raw_facts": { "issuer": "中信证券股份有限公司", "sec_code": "600030", "announcement_title": "关于向专业投资者公开发行永续次级债券获得中国证监会注册批复的公告", "announcement_number": "临 2026-079", "approval_document_number": "证监许可〔2026〕2414 号", "approved_amount_cny_100m": "面值总额不超过 400 亿元永续次级债券", "validity_period": "自同意注册之日起 24 个月内有效，可在注册有效期内分期发行", "authorization_basis": "公司 2023 年度股东大会授权", "upload_time_hkt": "2026-09-15 18:10" }, "transmission_chain": [ "中信证券公告其向专业投资者公开发行面值总额不超过 400 亿元永续次级债券获得证监会注册批复（证监许可〔2026〕2414 号），批复 24 个月内有效并可分期发行", "头部券商获准补充其他一级资本，长期资本补充通道保持畅通", "资本实力增强有利于券商扩表与风险承载能力提升，对证券 ETF 记为偏多" ], "invalidation_conditions": [ "证监会撤销或变更证监许可〔2026〕2414 号批复", "公司在 24 个月有效期内未完成任何一期发行" ], "source_urls": [ "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0915/2026091500793_c.pdf" ], "source_tier": "A" }, { "event_id": "csrc-cn-20260915-tianjin-zhongyuanxiehe-warning", "title": "天津证监局对中源协和出具警示函", "event_time_utc": "2026-09-15T10:11:29Z", "event_time_quality": "exact", "published_at_utc": "2026-09-15T10:11:29Z", "event_type": "regulation", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 95, "horizon": "days", "raw_facts": { "regulator": "中国证监会天津监管局", "decision_number": "津证监措施〔2026〕32 号", "index_number": "bm56000001/2026-00010847", "decision_date": "2026 年 9 月 14 日", "published_time_cst": "2026-09-15 18:11:29", "sanctioned_parties": "中源协和细胞基因工程股份有限公司、董事长龚虹嘉、总经理 WANG HONGQI（王洪琦）、时任董事会秘书陈轶青", "violation_facts": "2025 年 7 月公告与关联方上海延藜生物技术有限公司签署房地产租赁合同用于设立华东总部，战略规划论证不充分、不严谨、依据不足，承租合理性、必要性不足，该关联交易披露的信息不真实、不准确", "legal_basis": "《上市公司信息披露管理办法》（证监会令第 226 号）第三条第一款、第四条、第五十三条", "measure": "出具警示函并记入证券期货市场诚信档案，收到措施后 10 个工作日内提交书面报告", "time_discrepancy_note": "同一详情页 meta PubDate 读数为 2026-09-15T18:14:58Z，与聚合列表 publishedTimeStr 相差约 3 分 29 秒且 meta 带 Z 后缀，疑为北京时间被标注为 UTC；本事件采用聚合列表时间作为对外发布时间。" }, "transmission_chain": [ "天津证监局对中源协和及董事长、总经理、时任董事会秘书三名责任人出具警示函，事由为关联交易披露信息不真实、不准确", "监管认定公司设立华东总部的战略论证依据不足、承租合理性不足，信息披露责任同时落到公司与三名责任人", "个案强化上市公司信披合规约束与高管勤勉义务，方向评分记为中性" ], "invalidation_conditions": [ "当事人申请行政复议或提起行政诉讼导致警示函被撤销或变更", "天津证监局更正或撤回津证监措施〔2026〕32 号决定" ], "source_urls": [ "https://www.csrc.gov.cn/tianjin/c103610/c7658671/content.shtml", "http://www.csrc.gov.cn/searchList/212665889d144f0392445f47661ca98e?_isAgg=true&_isJson=true&_pageSize=20&_template=index&page=1" ], "source_tier": "A" }, { "event_id": "sse-cn-20260915-shengui-group-main-board-listing", "title": "沈鼓集团主板 IPO 披露上市公告书", "event_time_utc": "2026-09-15T11:01:04Z", "event_time_quality": "exact", "published_at_utc": null, "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 94, "horizon": "weeks", "raw_facts": { "issuer_name": "沈鼓集团股份有限公司", "sec_code": "601091", "sec_name": "沈鼓集团", "market": "上海证券交易所主板", "registration_approval_number": "证监许可〔2026〕1879 号", "registration_public_notice_time_cst": "2026-07-30 16:11:59", "announcement_batch_20260915": "《首次公开发行股票主板上市公告书》19:01:04、《上市公告书提示性公告》19:01:02、《公司章程》19:01:03（均为接口时间戳）", "earlier_batch": "《招股说明书》《发行结果公告》于 2026-09-13 15:30:04／15:30:05 进入接口，展示日期 2026-09-14", "announcement_system_timestamp_note": "时间戳取自上海证券交易所发行上市公告接口的入库字段（ADDDATE），接口同时给出展示日期（SSEDATE）2026-09-16；该字段非独立详情页发布时间，published_at_utc 如实置为 null。", "not_obtained": "发行价、发行数量、募集资金总额与保荐机构：上交所公告 PDF 直链被 WAF 挑战拦截，本轮未能核验，不作为事实写入。" }, "transmission_chain": [ "沈鼓集团披露主板上市公告书，完成发行并进入上市环节，注册批复为证监许可〔2026〕1879 号", "沪市主板 IPO 在窗口内完成发行到上市的最后一步，发行承销费进入确认节奏", "一级市场供给与投行业务收入预期稳定，对券商投行业务构成边际利好，对证券 ETF 记为偏多" ], "invalidation_conditions": [ "上交所撤回或更正沈鼓集团上市公告书文件", "公司终止上市或注册批复被撤销" ], "source_urls": [ "https://query.sse.com.cn/security/stock/queryCompanyBulletin.do?jsonCallBack=jsonpCallback1&isPagination=true&securityType=0101,120100,020100,020200,120200&reportType2=LSGG&reportType=FXSSGG&beginDate=2026-09-14&endDate=2026-09-16&pageHelp.pageSize=100&pageHelp.pageNo=1" ], "source_tier": "A" }, { "event_id": "nyfed-us-20260915-empire-state-manufacturing", "title": "纽约联储 9 月制造业指数回落至 7.6", "event_time_utc": "2026-09-15T12:30:00Z", "event_time_quality": "exact", "published_at_utc": "2026-09-15T12:30:00Z", "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 94, "horizon": "days", "raw_facts": { "release_name": "Empire State Manufacturing Survey（2026 年 9 月）", "source_agency": "Federal Reserve Bank of New York", "published_time_et": "2026-09-15 08:30:00", "survey_response_window": "2026 年 9 月 2 日至 9 月 10 日", "number_of_observations": 101, "general_business_conditions": "7.6（8 月 20.6，变动-13.0；Higher 33.9／Lower 26.3）", "new_orders": "2.0（8 月 17.3，变动-15.3）", "shipments": "-3.2（8 月 11.7，变动-14.9）", "unfilled_orders": "5.9（8 月 15.5，变动-9.6）", "delivery_times": "18.8（8 月 20.6，变动-1.8）", "inventories": "8.9（8 月-5.2，变动+14.1）", "prices_paid": "63.1（8 月 58.6，变动+4.5）", "prices_received": "28.1（8 月 22.7，变动+5.4）", "number_of_employees": "10.6（8 月 9.3，变动+1.3）", "average_employee_workweek": "17.0（8 月 6.9，变动+10.1）", "supply_availability": "-11.9（8 月-13.4）", "six_months_ahead_general_business_conditions": "29.0（8 月 32.1，变动-3.1）", "six_months_ahead_new_orders": "25.3（8 月 37.1，变动-11.8）", "six_months_ahead_shipments": "25.5（8 月 33.7，变动-8.2）", "official_comment": "On the heels of strong growth in August, New York State manufacturing activity continued to pick up modestly in September. Employment grew at a solid pace, while pricing pressures intensified.（Richard Deitz，纽约联储经济研究顾问）" }, "transmission_chain": [ "纽约联储 9 月帝国州制造业指数从 8 月的 20.6 回落 13.0 点至 7.6，新订单降至 2.0、出货转为-3.2", "同期支付价格升至 63.1、就业升至 10.6、平均每周工时升至 17.0，制造业活动降温与投入价格上行同时出现", "两项信号方向相反，对全球风险偏好与 A 股券商板块的净影响判定为中性，方向评分记为中性" ], "invalidation_conditions": [ "纽约联储修订 2026 年 9 月帝国州制造业调查的季调扩散指数", "调查样本或季调方法调整导致与 8 月不可比" ], "source_urls": [ "[https://www.[newyorkfed.org/survey/empire/empiresurvey_overview](https://www.newyorkfed.org/survey/empire/empiresurvey_overview)](https://newyorkfed.org/survey/empire/empiresurvey_overview](https://www.newyorkfed.org/survey/empire/empiresurvey_overview))", "[https://www.[newyorkfed.org/medialibrary/media/survey/empire/empire2026/2026_09-empire-state-manufacturing-survey.pdf](https://www.newyorkfed.org/medialibrary/media/survey/empire/empire2026/2026_09-empire-state-manufacturing-survey.pdf)](https://newyorkfed.org/medialibrary/media/survey/empire/empire2026/2026_09-empire-state-manufacturing-survey.pdf](https://www.newyorkfed.org/medialibrary/media/survey/empire/empire2026/2026_09-empire-state-manufacturing-survey.pdf))" ], "source_tier": "A" }, { "event_id": "sse-cn-20260915-htsc-tech-innovation-bond-pricing", "title": "华泰证券科创债票面利率定为 1.55%", "event_time_utc": "2026-09-15T14:47:00Z", "event_time_quality": "exact", "published_at_utc": "2026-09-15T14:47:00Z", "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 94, "horizon": "days", "raw_facts": { "issuer": "华泰证券股份有限公司", "sec_code": "601688", "announcement_title": "2026 年面向专业投资者公开发行科技创新公司债券（第二期）票面利率公告", "registered_amount_cny_100m": "面向专业投资者公开发行面值总额不超过人民币 100 亿元", "registration_approval_number": "证监许可〔2025〕1185 号（2025 年 6 月 6 日）", "current_tranche_tenor_years": 2, "price_inquiry_range_pct": "1.0%-2.0%", "final_coupon_rate_pct": "1.55%", "offline_inquiry_date": "2026-09-15", "issuance_period": "2026 年 9 月 16 日至 2026 年 9 月 17 日（面向专业机构投资者网下发行）", "bond_short_name": "26 华泰 K2", "upload_time_hkt": "2026-09-15 22:47" }, "transmission_chain": [ "华泰证券 2 年期科技创新公司债券票面利率确定为 1.55%，落在 1.0%-2.0%询价区间的中位附近，9 月 16 日至 17 日网下发行", "头部券商在 1.55%的票面利率水平上完成中长期融资定价，负债成本处于低位", "低融资成本有助于券商自营与资本中介业务的利差空间，对证券 ETF 记为偏多" ], "invalidation_conditions": [ "华泰证券公告本期债券发行取消或票面利率调整", "港交所更正该海外监管公告文件版本" ], "source_urls": [ "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0915/2026091501405_c.pdf" ], "source_tier": "A" }, { "event_id": "fed-us-20260915-h15-selected-rates", "title": "美联储 H.15：联邦基金利率 3.63%、10 年美债 4.97%", "event_time_utc": "2026-09-15T20:15:00Z", "event_time_quality": "exact", "published_at_utc": "2026-09-15T20:15:00Z", "event_type": "liquidity_flow", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": -1 }, "confidence": 96, "horizon": "days", "raw_facts": { "release_name": "H.15 Selected Interest Rates", "source_agency": "Board of Governors of the Federal Reserve System", "release_date": "2026-09-15", "daily_release_time_et": "16:15", "data_column_used": "2026 Sep 14", "effective_federal_funds_rate_pct": "3.63", "bank_prime_loan_rate_pct": "6.75", "discount_window_primary_credit_pct": "3.75", "treasury_bills_secondary_market_pct": "4 周 3.80；3 个月 3.97；6 个月 4.07；1 年 4.16", "treasury_constant_maturities_pct": "1 个月 3.94；3 个月 4.11；6 个月 4.18；1 年 4.37；2 年 4.65；3 年 4.73；5 年 4.80；7 年 4.88；10 年 4.97；20 年 5.37；30 年 5.34", "tips_constant_maturities_pct": "5 年 2.40；7 年 2.49；10 年 2.60；20 年 2.89；30 年 3.05；长期平均 3.03", "commercial_paper_nonfinancial_pct": "1 个月 3.90；2 个月 n.a.；3 个月 n.a.", "release_cadence_note": "该报告于周一至周五每日 16:15 发布，遇节假日或美联储休市日不发布。", "gap_note": "2026-09-14 当日版 H.15 归档页返回反爬挑战未能打开，9 月 14 日数据取自 9 月 15 日版本的数据列。" }, "transmission_chain": [ "美联储 H.15（2026-09-15 发布版）的 9 月 14 日数据列显示，有效联邦基金利率 3.63%、2 年期美债 4.65%、10 年期 4.97%、30 年期 5.34%", "长端收益率高于短端，10 年期与 30 年期分别比 2 年期高 0.32 与 0.69 个百分点，美元资产的期限溢价为正", "海外长端利率处于高位对全球风险资产估值构成压制，方向评分记为偏空" ], "invalidation_conditions": [ "美联储修订 2026-09-14 当日的联邦基金有效利率或国债固定期限收益率", "发布安排调整导致数据列口径变化" ], "source_urls": [ "[https://www.[federalreserve.gov/releases/h15/](https://www.federalreserve.gov/releases/h15/)](https://federalreserve.gov/releases/h15/](https://www.federalreserve.gov/releases/h15/))" ], "source_tier": "A" }, { "event_id": "szse-cn-20260916-zhongsu-ipo-allotment-result", "title": "中塑股份创业板 IPO 发行价 55.28 元/股", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 94, "horizon": "weeks", "raw_facts": { "issuer_name": "广东中塑新材料股份有限公司", "sec_code": "301686", "sec_name": "中塑股份", "market": "深圳证券交易所创业板", "announcement_title": "首次公开发行股票并在创业板上市发行结果公告", "sponsor_and_lead_underwriter": "国信证券股份有限公司", "registration_approval_number": "证监许可〔2026〕1631 号（公示时间 2026-07-03 16:34:55）", "issue_share_count_wan": "1,233.2900 万股", "issue_price_cny_per_share": "55.28 元/股", "initial_strategic_allotment_wan": "320.6554 万股（占 26.00%）", "final_strategic_allotment_wan": "313.2705 万股（占 25.40%）", "online_final_allotment_wan": "457.8000 万股（占 49.76%）", "offline_final_allotment_wan": "462.2195 万股（占 50.24%）", "online_oversubscription_ratio": "12,516.70247 倍（启动回拨，184.0500 万股由网下回拨至网上）", "online_allotment_rate_pct": "0.0133607775%", "online_subscription": "455.20 万股／25,163.63 万元", "online_abandonment": "2.60 万股／143.56 万元（弃购率 0.567300%）", "offline_subscription": "462.22 万股／25,551.49 万元（全额认购）", "underwriting_ratio_pct": "0.21%", "payment_completion_date": "2026 年 9 月 14 日（T+2 日）", "disclosure_time_note": "深交所公告接口的 publishTime 为 2026-09-16 00:00:00.0（日期级占位值，非真实披露时刻），故按 day_only 处理；证券时报网 2026-09-15 23:05 已刊出该发行结果报道，佐证公告在窗口内披露。" }, "transmission_chain": [ "中塑股份创业板 IPO 完成发行：发行价 55.28 元/股、发行 1233.29 万股，网上最终中签率 0.0133607775%，网上投资者弃购 2.60 万股，主承销商国信证券包销比例 0.21%", "创业板新股完成网上网下缴款与包销，发行承销环节的收入进入确认节奏", "一级市场发行按节奏推进、弃购规模可控，对券商投行业务构成边际利好，对证券 ETF 记为偏多" ], "invalidation_conditions": [ "深圳证券交易所或发行人更正发行结果公告中的发行价与中签率", "本次发行因故终止或重新启动" ], "source_urls": [ "https://disc.static.szse.cn/download/disc/disk03/finalpage/2026-09-16/3ede563c-3abe-415f-aacc-3a6e45b0b702.PDF" ], "source_tier": "A" }, { "event_id": "szse-cn-20260916-liqin-resources-ipo-roadshow", "title": "力勤资源主板 IPO 拟发行 1.7289 亿股", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 1 }, "confidence": 94, "horizon": "weeks", "raw_facts": { "issuer_name": "宁波力勤资源科技股份有限公司", "sec_code": "001246", "sec_name": "力勤资源", "market": "深圳证券交易所主板", "announcement_title": "首次公开发行股票并在主板上市网上路演公告", "sponsor_and_lead_underwriter": "中国国际金融股份有限公司（中金公司）", "registration_approval_number": "证监许可〔2026〕1936 号（公示时间 2026-08-07 16:35:47）", "proposed_issue_shares": "172,890,000 股，约占发行后公司总股本的 10.00%，全部为新股、无老股转让", "offline_initial_shares": "121,023,000 股（70.00%）", "online_initial_shares": "51,867,000 股（30.00%）", "strategic_allotment": "不安排战略配售", "online_roadshow": "2026 年 9 月 17 日（T-1 日）14:00-17:00，全景网", "final_allotment_service_date": "最终发行数量于 2026 年 9 月 22 日（T+2 日）刊登的初步配售结果公告中明确", "disclosure_time_note": "深交所公告接口 publishTime 为 2026-09-16 00:00:00.0（日期级占位值），故按 day_only 处理。" }, "transmission_chain": [ "力勤资源深市主板 IPO 进入发行环节：拟发行 1.7289 亿股（约占发行后总股本 10%）、不安排战略配售，中金公司担任保荐人与主承销商，9 月 17 日网上路演、9 月 22 日刊登初步配售结果", "主板新股发行启动并进入可跟踪的时间节点序列", "一级发行节奏与头部券商承销储备稳定，对券商投行业务构成边际利好，对证券 ETF 记为偏多" ], "invalidation_conditions": [ "深圳证券交易所或发行人更正网上路演公告中的发行数量与时间安排", "本次发行因故中止或终止" ], "source_urls": [ "https://disc.static.szse.cn/download/disc/disk03/finalpage/2026-09-16/08c7048f-9b50-4f68-9eba-f2570b566d41.PDF" ], "source_tier": "A" }, { "event_id": "szse-cn-20260916-xinjiang-jiaojian-convertible-bond-plan", "title": "新疆交建拟发行不超 15 亿元可转债", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 93, "horizon": "weeks", "raw_facts": { "issuer_name": "新疆交通建设集团股份有限公司", "sec_code": "002941", "announcement_numbers": "2026-049（第四届董事会第三十七次临时会议决议公告）及同批可转换公司债券预案等共 12 份文件", "board_meeting_date": "2026 年 9 月 14 日", "proposed_convertible_bond_amount_cny": "不超过人民币 150,000 万元（含本数）", "par_value_cny": "每张面值 100.00 元，按面值发行", "bond_tenor_years": 6, "interest_payment": "每年付息一次，票面利率由股东会授权董事会（或授权人士）与保荐机构（主承销商）协商确定", "board_vote": "同意 7 票、反对 0 票、弃权 0 票（应出席 7 人、实际出席 7 人）", "remaining_procedures": "须经国家出资企业或国有资产监管机构审核批准、股东会审议（出席股东所持有效表决权股份总数的三分之二以上同意）、深交所审核通过、证监会同意注册后方可实施", "disclosure_time_note": "深交所公告接口 publishTime 为 2026-09-16 00:00:00.0（日期级占位值），故按 day_only 处理。" }, "transmission_chain": [ "新疆交建董事会通过向不特定对象发行可转换公司债券预案，拟发行总额不超过 15 亿元、期限 6 年，尚需国资审批、股东会审议、深交所审核与证监会注册", "再融资预案披露带动后续保荐承销与审核环节的项目储备", "再融资管线维持活跃度，对券商投行业务构成中性偏正的项目储备信号，对证券 ETF 记为中性" ], "invalidation_conditions": [ "公司公告终止或调整本次可转换公司债券发行方案", "预案未获股东会或监管机构通过" ], "source_urls": [ "https://disc.static.szse.cn/download/disc/disk03/finalpage/2026-09-16/c771e9b2-6b87-4e1b-8740-dabe09fcc7a7.PDF", "https://disc.static.szse.cn/download/disc/disk03/finalpage/2026-09-16/b56f4b93-ab50-4cb6-ac02-ab6dc07f3470.PDF" ], "source_tier": "A" }, { "event_id": "szse-cn-20260916-runhe-materials-convertible-bond-result", "title": "润禾材料可转债发行 3.7 亿元", "event_time_utc": null, "event_time_quality": "day_only", "published_at_utc": null, "event_type": "ipo_pipeline", "asset_keys": [ "SECURITIES" ], "direction_score": { "SECURITIES": 0 }, "confidence": 93, "horizon": "weeks", "raw_facts": { "issuer_name": "浙江润禾有机硅新材料股份有限公司", "sec_code": "300727", "announcement_title": "向不特定对象发行可转换公司债券发行结果公告", "announcement_number": "2026-053", "registration_approval_number": "证监许可〔2026〕2191 号", "sponsor_and_lead_underwriter": "东方证券股份有限公司", "bond_short_name": "润禾转 02", "bond_code": "123285", "issue_size_cny_wan": "37,000.00 万元（每张面值 100 元，共 3,700,000 张）", "record_date": "2026 年 9 月 9 日（T-1 日）", "priority_allotment_to_existing_shareholders": "2,868,723 张／286,872,300.00 元（占 77.53%）", "online_subscription": "821,603 张／82,160,300.00 元", "online_abandonment": "9,667 张／966,700.00 元", "underwriter_commitment": "9,674 张／967,400.00 元（包销比例 0.26%）", "payment_dates": "原股东优先配售缴款 2026-09-10（T 日）结束，网上缴款 2026-09-14（T+2 日）结束，2026-09-16（T+4 日）划款", "disclosure_time_note": "深交所公告接口 publishTime 为 2026-09-16 00:00:00.0（日期级占位值），故按 day_only 处理。" }, "transmission_chain": [ "润禾材料 3.7 亿元可转债发行完成：原股东优先配售 2,868,723 张／286,872,300.00 元（占 77.53%），网上认购 821,603 张／82,160,300.00 元，网上放弃认购 9,667 张／966,700.00 元，主承销商东方证券包销 9,674 张／967,400.00 元（0.26%）", "再融资发行完成，承销环节收入进入确认", "再融资管线的执行效率稳定，方向评分记为中性" ], "invalidation_conditions": [ "发行人更正发行结果公告中的配售与包销数据", "本次可转债发行被撤销或重新发行" ], "source_urls": [ "https://disc.static.szse.cn/download/disc/disk03/finalpage/2026-09-16/cffe2c2b-fafb-46c7-8b7f-cf46e6983f09.PDF" ], "source_tier": "A" } ]