2026-08-05 科创50ETF外部事件:半导体业绩、并购与股权事项

2026-08-05 科创50ETF外部事件:半导体业绩、并购与股权事项

本期整理8条可核验的STAR50场外事件,覆盖半导体业绩预告、并购重组、订单、股权激励与股东减持,并保留来源、时间、传导链和作废条件。

{ "schema_version": "1.0", "as_of": "2026-08-05T12:00:00+08:00", "asset_keys": ["STAR50"], "instrument": { "name": "科创 50ETF", "exchange_symbol": "SSE.588000" }, "events": [ { "event_id": "STAR50-20260721-YUANJIE-H1-EARNINGS-GUIDANCE-V1", "title": "源杰科技预计上半年归母净利 6 亿至 6.5 亿元", "event_time_utc": "2026-07-21", "event_time_quality": "day_only", "published_at_utc": "2026-07-21T10:06:00Z", "event_type": "earnings_guidance", "source_tier": "B", "asset_keys": ["STAR50"], "direction_score": {"STAR50": 0}, "confidence": 88, "horizon": "weeks", "transmission_chain": "源杰科技披露 2026 年半年度营收与归母净利润预告→数据中心业务与光芯片盈利信息进入成分股信息集→源杰科技作为科创 50 样本的个股信息经指数权重传导至科创 50ETF 价格", "invalidation_conditions": [ "源杰科技正式半年报、业绩快报或更正公告替代本预告时,以新 event_id 更新", "公司撤回或修正本业绩预告区间时,以新 event_id supersedes 本条", "来源未披露对科创 50ETF 的量化影响,不将本条扩展为点位或涨跌幅" ], "raw_facts": { "预告期间": "2026 年 1 月 1 日至 2026 年 6 月 30 日", "预计营业收入": "9 亿元至 9.5 亿元,同比增长 339.13%至 363.53%", "预计归属于上市公司股东的净利润": "6 亿元至 6.50 亿元,同比增长 1197%至 1305%", "业绩变化原因": "数据中心业务收入增长带动整体毛利率提升,期间费用占比下降,以及私募基金投资公允价值变动产生投资收益", "科创 50 归属复核": "源杰科技(688498)列入上交所科创 50 样本资料" }, "source_urls": [ "https://www.cls.cn/detail/2432808", "https://www.sse.com.cn/disclosure/fund/announcement/c/new/2026-05-28/588940_20260528_8LNZ.pdf" ], "source": [ { "publisher": "财联社·科创板日报", "title": "光芯片龙头源杰科技业绩预告:上半年净利预增最高超 13 倍", "published_at": "2026-07-21T18:06:00+08:00", "url": "https://www.cls.cn/detail/2432808" }, { "publisher": "上海证券交易所/富国基金", "title": "富国上证科创板 50 成份交易型开放式指数证券投资基金招募说明书(更新)", "published_at": "2026-05-28T00:00:00Z", "url": "https://www.sse.com.cn/disclosure/fund/announcement/c/new/2026-05-28/588940_20260528_8LNZ.pdf" } ] }, { "event_id": "STAR50-20260710-TOPCOV-ACQUISITION-V1", "title": "拓荆科技拟收购无锡尚积半导体控股权", "event_time_utc": "2026-07-10", "event_time_quality": "day_only", "published_at_utc": "2026-07-10T10:50:09Z", "event_type": "capital_flow", "source_tier": "B", "asset_keys": ["STAR50"], "direction_score": {"STAR50": 0}, "confidence": 90, "horizon": "weeks", "transmission_chain": "拓荆科技披露发行股份及支付现金收购无锡尚积控股权并募集配套资金→薄膜沉积、刻蚀、键合与检测产品线布局信息变化→拓荆科技作为科创 50 样本的个股信息经指数权重传导至科创 50ETF 价格", "invalidation_conditions": [ "交易方案被终止、否决或重大调整时,以新 event_id supersedes 本条", "无锡尚积控股权交易未完成时,不将拟议事项写成已完成并购", "公司后续公告更正标的范围或交易方式时,以最新公告替代本条" ], "raw_facts": { "交易方式": "发行股份及支付现金收购控股权并募集配套资金", "标的公司": "无锡尚积半导体科技股份有限公司", "标的产品": "以 PVD 设备为主,并涉及刻蚀设备", "应用工艺": "RDL、TSV、TGV 等三维集成工艺,覆盖先进存储、先进逻辑和先进封装", "复牌时间": "2026 年 7 月 13 日开市起", "科创 50 归属复核": "拓荆科技(688072)列入科创 50ETF 官方持仓资料" }, "source_urls": [ "https://www.cls.cn/detail/2423121", "http://static.sse.com.cn//disclosure/listedinfo/announcement/c/new/2026-07-11/688072_20260711_WR0W.pdf", "https://www.sse.com.cn/disclosure/fund/announcement/c/new/2026-05-28/588940_20260528_8LNZ.pdf" ], "source": [ { "publisher": "财联社·科创板日报", "title": "拓荆科技:拟收购无锡尚积半导体控股权 股票下周一复牌", "published_at": "2026-07-10T18:50:09+08:00", "url": "https://www.cls.cn/detail/2423121" }, { "publisher": "拓荆科技", "title": "拓荆科技发行股份及支付现金收购无锡尚积半导体控股权相关公告", "published_at": "2026-07-11T00:00:00Z", "url": "http://static.sse.com.cn//disclosure/listedinfo/announcement/c/new/2026-07-11/688072_20260711_WR0W.pdf" } ] }, { "event_id": "STAR50-20260726-TOPCOV-PRIVATE-PLACEMENT-V1", "title": "拓荆科技 7 月完成 46 亿元定增", "event_time_utc": "unknown", "event_time_quality": "unknown", "published_at_utc": "2026-07-26T04:09:00Z", "event_type": "capital_flow", "source_tier": "B", "asset_keys": ["STAR50"], "direction_score": {"STAR50": 0}, "confidence": 82, "horizon": "weeks", "transmission_chain": "财联社披露拓荆科技在 2026 年 7 月完成 46 亿元定增→半导体薄膜沉积设备技术迭代与产能扩充的融资信息进入成分股信息集→拓荆科技个股信息经指数权重传导至科创 50ETF 价格", "invalidation_conditions": [ "公司后续公告更正定增金额、完成状态或募集资金用途时,以新 event_id 更新", "来源未披露具体完成日期,出现正式公告日期后以正式公告替代本条", "募集资金未按来源披露用途使用时,以后续公告披露为准" ], "raw_facts": { "定增完成时间": "2026 年 7 月(来源未披露具体日期)", "定增金额": "46 亿元", "募集资金用途": "半导体薄膜沉积设备的技术迭代与产能扩充", "科创 50 归属复核": "拓荆科技(688072)列入科创 50ETF 官方持仓资料" }, "source_urls": [ "https://www.cls.cn/detail/2437123", "https://www.sse.com.cn/disclosure/fund/announcement/c/new/2026-05-28/588940_20260528_8LNZ.pdf" ], "source": [ { "publisher": "财联社·科创板日报", "title": "科创板半导体公司业绩高增态势凸显 核心赛道景气度持续兑现", "published_at": "2026-07-26T12:09:00+08:00", "url": "https://www.cls.cn/detail/2437123" } ] }, { "event_id": "STAR50-20260708-HHGRACE-HUALI-REGISTRATION-V1", "title": "华虹宏力购买华力微股权获注册批复", "event_time_utc": "2026-07-08", "event_time_quality": "day_only", "published_at_utc": "2026-07-08T13:07:00Z", "event_type": "capital_flow", "source_tier": "B", "asset_keys": ["STAR50"], "direction_score": {"STAR50": 0}, "confidence": 90, "horizon": "weeks", "transmission_chain": "华虹宏力发行股份购买华力微并募集配套资金获证监会同意注册→晶圆制造资产整合与融资安排信息进入成分股信息集→华虹宏力作为科创 50 样本的个股信息经指数权重传导至科创 50ETF 价格", "invalidation_conditions": [ "证监会、交易所或公司后续公告撤回、否定或更正注册批复事项时,以新 event_id 更新", "交易未完成或交易方案发生重大变化时,不将本条写成资产交割完成", "来源未披露对科创 50ETF 的量化影响,不扩展为点位或涨跌幅" ], "raw_facts": { "拟购买资产": "华力微 97.4988%股权", "募集配套资金上限": "不超过 75.56 亿元", "注册状态": "获证监会同意注册批复", "科创 50 归属复核": "华虹宏力(688347)列入科创 50ETF 相关官方资料" }, "source_urls": [ "https://www.cls.cn/detail/2420809", "https://www.sse.com.cn/disclosure/fund/announcement/c/new/2026-05-28/588940_20260528_8LNZ.pdf" ], "source": [ { "publisher": "财联社·科创板日报", "title": "科创板晚报|苹果将增加与博通的合作支出 中润光学拟投 10 亿元建光学组件基地", "published_at": "2026-07-08T21:07:00+08:00", "url": "https://www.cls.cn/detail/2420809" } ] }, { "event_id": "STAR50-20260716-VERISILICON-ORDERS-V1", "title": "芯原股份年内新签订单累计 146.53 亿元", "event_time_utc": "2026-07-16", "event_time_quality": "day_only", "published_at_utc": "2026-07-16T11:35:00Z", "event_type": "earnings_guidance", "source_tier": "B", "asset_keys": ["STAR50"], "direction_score": {"STAR50": 0}, "confidence": 92, "horizon": "weeks", "transmission_chain": "芯原股份披露 2026 年分段及累计新签订单金额→AI 算力与数据处理订单结构进入成分股收入转化信息集→芯原股份作为科创 50 样本的个股信息经指数权重传导至科创 50ETF 价格", "invalidation_conditions": [ "公司后续公告更正订单金额、期间或订单结构时,以新 event_id supersedes 本条", "订单取消、范围调整或未按公告形成有效合同的部分,以后续公告为准", "来源未披露对科创 50ETF 的量化影响,不扩展为点位或涨跌幅" ], "raw_facts": { "2026 年 4 月 30 日至 7 月 16 日新签订单": "64.13 亿元", "2026 年 1 月 1 日至 7 月 16 日累计新签订单": "146.53 亿元", "AI 算力相关订单及数据处理领域订单占比": "均超过 90%", "订单类型": "绝大部分为一站式芯片定制业务订单", "科创 50 归属复核": "芯原股份(688521)列入科创 50ETF 官方持仓资料" }, "source_urls": [ "[https://www.[stcn.com/article/detail/4023889.html](https://www.stcn.com/article/detail/4023889.html)](https://stcn.com/article/detail/4023889.html](https://www.stcn.com/article/detail/4023889.html))", "https://www.sse.com.cn/disclosure/fund/announcement/c/new/2026-05-28/588940_20260528_8LNZ.pdf" ], "source": [ { "publisher": "证券时报·人民财讯", "title": "芯原股份:4 月 30 日至 7 月 16 日新签订单 64.13 亿元", "published_at": "2026-07-16T19:35:00+08:00", "url": "[https://www.[stcn.com/article/detail/4023889.html](https://www.stcn.com/article/detail/4023889.html)](https://stcn.com/article/detail/4023889.html](https://www.stcn.com/article/detail/4023889.html))" }, { "publisher": "上海证券交易所/富国基金", "title": "富国上证科创板 50 成份交易型开放式指数证券投资基金招募说明书(更新)", "published_at": "2026-05-28T00:00:00Z", "url": "https://www.sse.com.cn/disclosure/fund/announcement/c/new/2026-05-28/588940_20260528_8LNZ.pdf" } ] }, { "event_id": "STAR50-20260709-VERISILICON-FUND-REDUCTION-V1", "title": "芯原股份国家集成电路基金拟减持不超 0.2%", "event_time_utc": "2026-07-09", "event_time_quality": "day_only", "published_at_utc": "2026-07-09T23:12:00Z", "event_type": "capital_flow", "source_tier": "B", "asset_keys": ["STAR50"], "direction_score": {"STAR50": 0}, "confidence": 88, "horizon": "weeks", "transmission_chain": "国家集成电路基金披露拟减持芯原股份→重要股东持股结构与潜在股份供给信息变化→芯原股份作为科创 50 样本的个股信息经指数权重传导至科创 50ETF 价格", "invalidation_conditions": [ "减持计划取消、完成或数量方式被后续公告修正时,以新 event_id 更新", "来源未披露具体减持期限,不将本条扩展为期限判断", "本条记录拟减持计划,不写成已完成减持" ], "raw_facts": { "公告日期": "2026 年 7 月 9 日", "股东": "国家集成电路产业投资基金股份有限公司", "公告持股比例": "5.0941%", "拟减持股份": "不超过 105.18 万股", "拟减持比例": "不超过 0.2%", "减持方式": "原文披露为拟减持,具体方式信息未在本条来源摘要中披露", "科创 50 归属复核": "芯原股份(688521)列入科创 50ETF 官方持仓资料" }, "source_urls": [ "[https://www.[stcn.com/article/detail/4010039.html](https://www.stcn.com/article/detail/4010039.html)](https://stcn.com/article/detail/4010039.html](https://www.stcn.com/article/detail/4010039.html))", "https://www.sse.com.cn/disclosure/fund/announcement/c/new/2026-05-28/588940_20260528_8LNZ.pdf" ], "source": [ { "publisher": "证券时报·人民财讯", "title": "今年以来提前结募基金数量大增", "published_at": "2026-07-10T07:12:00+08:00", "url": "[https://www.[stcn.com/article/detail/4010039.html](https://www.stcn.com/article/detail/4010039.html)](https://stcn.com/article/detail/4010039.html](https://www.stcn.com/article/detail/4010039.html))" } ] }, { "event_id": "STAR50-20260728-CAMBRICON-EQUITY-INCENTIVE-V1", "title": "寒武纪拟授予 500 万股限制性股票", "event_time_utc": "2026-07-28", "event_time_quality": "day_only", "published_at_utc": "2026-07-28T13:49:25Z", "event_type": "capital_flow", "source_tier": "B", "asset_keys": ["STAR50"], "direction_score": {"STAR50": 0}, "confidence": 93, "horizon": "weeks", "transmission_chain": "寒武纪披露限制性股票激励计划草案→授予规模、价格与业绩考核目标进入公司治理和盈利预期信息集→寒武纪作为科创 50 样本的个股信息经指数权重传导至科创 50ETF 价格", "invalidation_conditions": [ "股东会或监管程序未通过、计划取消或计划内容被更正时,以新 event_id 更新", "授予数量、价格、对象或考核目标发生变更时,以后续公告替代本条", "本条记录草案,不写成限制性股票已经完成授予" ], "raw_facts": { "计划名称": "2026 年限制性股票激励计划(草案)", "拟授予数量": "500 万股,占公司总股本 0.80%", "授予价格": "750 元/股", "首次授予": "400 万股,涉及 945 人,占员工总数 85.37%", "业绩考核目标": "2026 年营收不低于 135 亿元;2026 年至 2027 年累计营收不低于 405 亿元;2026 年至 2028 年累计营收不低于 1000 亿元", "科创 50 归属复核": "寒武纪(688256)列入科创 50ETF 官方持仓资料" }, "source_urls": [ "https://www.cls.cn/detail/2439383", "http://static.sse.com.cn//disclosure/listedinfo/announcement/c/new/2026-07-29/688256_20260729_W8NQ.pdf", "https://www.sse.com.cn/disclosure/fund/announcement/c/new/2026-05-28/588940_20260528_8LNZ.pdf" ], "source": [ { "publisher": "财联社", "title": "寒武纪:拟推 500 万股限制性股票激励计划 业绩考核目标为 2026-2028 年累计营收不低于 1000 亿元等", "published_at": "2026-07-28T21:49:25+08:00", "url": "https://www.cls.cn/detail/2439383" }, { "publisher": "中科寒武纪科技股份有限公司", "title": "2026 年限制性股票激励计划(草案)", "published_at": "2026-07-29T00:00:00Z", "url": "http://static.sse.com.cn//disclosure/listedinfo/announcement/c/new/2026-07-29/688256_20260729_W8NQ.pdf" } ] }, { "event_id": "STAR50-20260720-DONGXIN-H1-EARNINGS-GUIDANCE-V1", "title": "东芯股份预计上半年归母净利 6.4 亿至 6.8 亿元", "event_time_utc": "2026-07-20", "event_time_quality": "day_only", "published_at_utc": "2026-07-20T16:00:00Z", "event_type": "earnings_guidance", "source_tier": "B", "asset_keys": ["STAR50"], "direction_score": {"STAR50": 0}, "confidence": 88, "horizon": "weeks", "transmission_chain": "东芯股份披露 2026 年半年度营收与归母净利润预告→SLC NAND Flash 存储业务量价信息进入成分股盈利信息集→东芯股份作为科创 50 样本的个股信息经指数权重传导至科创 50ETF 价格", "invalidation_conditions": [ "东芯股份正式半年报、业绩快报或更正公告替代本预告时,以新 event_id 更新", "公司撤回或修正本业绩预告区间时,以新 event_id supersedes 本条", "来源未披露对科创 50ETF 的量化影响,不将本条扩展为点位或涨跌幅" ], "raw_facts": { "预告期间": "2026 年 1 月 1 日至 2026 年 6 月 30 日", "预计营业收入": "14.9 亿元至 15.3 亿元,同比增长 334.41%至 346.07%", "预计归属于上市公司股东的净利润": "6.4 亿元至 6.8 亿元,较上年同期扭亏为盈,增加 7.51 亿元至 7.91 亿元", "预计第二季度营业收入": "10.11 亿元至 10.51 亿元,环比增长 111%至 119%", "预计第二季度净利润": "5.02 亿元至 5.42 亿元,环比增长 262%至 291%", "业绩变化原因": "AI 算力需求持续增长及国内利基型存储技术竞争力增强,SLC NAND Flash 存储业务量价齐升", "科创 50 归属复核": "东芯股份(688110)列入科创 50ETF 官方持仓资料" }, "source_urls": [ "https://www.cls.cn/detail/2431857", "https://www.sse.com.cn/disclosure/fund/announcement/c/new/2026-05-28/588940_20260528_8LNZ.pdf" ], "source": [ { "publisher": "财联社·科创板日报", "title": "东芯股份 Q2 净利环比预增 262%-291% 以 SLC NAND Flash 为代表的存储业务量价齐升", "published_at": "2026-07-21T00:00:00+08:00", "url": "https://www.cls.cn/detail/2431857" }, { "publisher": "上海证券交易所/富国基金", "title": "富国上证科创板 50 成份交易型开放式指数证券投资基金招募说明书(更新)", "published_at": "2026-05-28T00:00:00Z", "url": "https://www.sse.com.cn/disclosure/fund/announcement/c/new/2026-05-28/588940_20260528_8LNZ.pdf" } ] } ], "exclusions": [ "未重复已发布的金山办公回购、澜起科技回购、寒武纪业绩说明会安排、中微公司业绩预告和科创 50 指数样本调整等事件", "未纳入行情价格、技术指标、ETF 申赎、资金流量、点位、操作建议或背景科普", "未纳入无法核验公告时间、无法确认属于 STAR50 或缺少允许来源数值事实的候选事项" ] }

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